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The Manager's Guide for Developing a Planning Program - 1980
Click HERE for graphic. Preface This publication is part of a series entitled Transportation Planning for Your Community and is designed to acquaint officials and planners with transportation planning for communities of from 25,000 to 200,000 population. The series consists of two guides that explain the concepts of transportation planning and five technical manuals that describe techniques for carrying out transportation planning programs. The guides are: A Guide for the Decisionmaker and The Manager's Guide for Developing a Planning Program. The five technical manuals are titled: Traffic Planning Transit Planning System Planning Monitoring and Forecasting Programming Projects A Guide for the Decisionmaker describes the importance of urban transportation and the benefits of transportation planning. It includes a review of how transportation planning works, and the role of city, county and town officials in transportation planning. The Manager's Guide for Developing a Planning Program describes the principles of transportation planning and is directed to those engineers. planners and administrators who are charged with the responsibility of organizing and administering the transportation planning program. The individual technical manuals describe transportation planning techniques appropriate for small communities. The manuals also include references to other publications that describe appropriate planning techniques. The Traffic Planning manual is a reference of basic traffic engineering techniques and their potential for improving traffic flow and traffic safety of urban arterial streets and highways. The manual identifies the traffic engineering measures appropriate for consideration in development of transportation improvement plans and programs. The Transit Planning manual includes techniques for estimating transit patronage, service options, and operating requirements. Also included are procedures for evaluating the need for specialized services for the elderly and handicapped. The System Planning manual details the steps required for the functional classification of streets and highways, the estimation of future traffic, the estimation of the impacts Of future traffic, and the estimation of street and highway system requirements. An Appendix includes alternative methods for forecasting traffic The Monitoring and Forecasting manual provides instructions for assembling inventories of transportation and land activity. It describes methods for monitoring the performance of the transportation system and general community development and methods for forecasting information needed in urban transportation planning. The Programming Projects manual contains procedures for development of the transportation improvement program. Included are procedures for identification of candidate improvement projects, determination of the plan to fund candidate Improvement projects. assignment of priorities to candidate improvement projects, budget allocation and project scheduling, and monitoring, adjusting and evaluating the programs. i _____________________________________________ For sale by the Superintendent of Documents. U.S. Government Printing Office Washington, D.C. 20402 This series was prepared by the COMSIS Corporation and the Highway Users Federation for Safety and Mobility under a grant from the Federal Highway Administration with the aid of a "steering committee" made up of the following officials: Dan C. Dees Illinois Department of Transportation Springfield, Illinois James Echols Tidewater Transportation Commission Norfolk, Virginia David D. Grayson Automobile Club of Southern California Los Angeles, California John J. Holland Cumberland County Planning Board Bridgeton, New Jersey F. W. Landers Department of Public Works Worcester, Massachusetts Marion R. Poole North Carolina Department of Transportation Raleigh, North Carolina The principal investigators were: Arthur B. Sosslau COMSIS Corporation Wheaton, Maryland Marshall F. Reed, Jr. Highway Users Federation for Safety and Mobility Washington, D.C. Other principal authors were Maurice M. Carter of COMSIS Corporation and Woodrow W. Rankin of the Highway Users Federation. ii Contents Page Preface. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . .1 Chapter One: Determining the Planning Scope. . . . . . . . . . . .3 Factors to be considered . . . . . . . . . . . . . . . . . . . . .3 Assessing planning factors . . . . . . . . . . . . . . . . . . . .8 Deciding the scope . . . . . . . . . . . . . . . . . . . . . . . .8 Chapter Two: Determining Planning Activities . . . . . . . . . . 11 Gathering basic information. . . . . . . . . . . . . . . . . . . 11 Setting transportation goals, guidelines and standards . . . . . 11 Evaluating urban transportation. . . . . . . . . . . . . . . . . 12 Developing the plan. . . . . . . . . . . . . . . . . . . . . . . 13 Developing the improvement program . . . . . . . . . . . . . . . 14 Chapter Three: Organizing and Administering Transportation Planning15 Establishing the team. . . . . . . . . . . . . . . . . . . . . . 15 Administering the planning program . . . . . . . . . . . . . . . 16 List of Figures Figure Number Title Page 1 Transportation Problems . . . . . . . . . . . . . . . . . . . .4 2 Improvements in Transportation System Management. . . . . . . .5 3 Capital Improvements. . . . . . . . . . . . . . . . . . . . . .6 4 Guidelines for Determining Transportation Planning Scope. . . .9 5 Determining Transportation Planning Scope . . . . . . . . . . 10 iii introduction This Guide is to be used by the transportation planning manager in conjunction with the technical manuals for this series and other specified references in developing and carrying out a program of transportation planning. This Guide emphasizes three points: - The program should be tailored to the characteristics of each community. - The development of a program or programs of transportation improvements, within the limits of money and time, is an essential element. - Solving existing problems is a fundamental objective. This Guide is directed toward the manager who is relatively new to transportation planning as well as the experienced manager. In each case. the Guide should be a useful reference of planning and programming principles, especially pertinent to those communities that fall within the 25,000 to 200,000 population range. This Guide is based on a review of the state-of-the. art of transportation planning, adjusted to conform with present and foreseeable conditions. In Chapter One, "Determining the Planning Scope," six factors that need to be assessed prior to the design of the transportation planning program are discussed along with examples of how these factors are used in determining the planning scope. Chapter Two, "Determining Planning Activities," discusses the actual design of the planning program within five broad categories: gathering basic information; setting goals, guidelines and standards; evaluating the transportation system; developing the transportation plan; and developing the transportation Improvement program. For communities that have not yet established an organization to carry out transportation planning, Chapter Three, "Organizing and Administering Transportation Planning," indicates how to share the planning responsibilities. Six administrative principles are also presented. 1 Chapter One Determining the Planning Scope There are a number of factors that influence the scope of the planning effort needed in each community. These factors also help to determine the emphasis to be placed on short-range planning, long-range planning, monitoring, and project programming. FACTORS TO BE CONSIDERED Each community has unique characteristics that influence the development and use of its transportation system. Each community has different: - transportation problems and issues, - improvement possibilities, and - growth potential. These characteristics need to be assessed prior to the development of the planning program, for they are Important program determinants. The other planning program parameters are: - The status of transportation planning - The technical and financial resources available for transportation planning and improvements - State and Federal planning requirements Transportation Problems and Issues The most important determinant of the planning program is the preliminary assessment of transportation problems and issues. The planning program should be designed to study and resolve known problems and issues and to identify and resolve other not so readily apparent problems and issues. Figure 1 describes each class of urban transportation problem, as well as the specific problems flat fall within each class. Which of these problems exist,or are likely to exist, should be quickly determined as a basis for determining the planning activities needed to specify improvements and priorities. An example of an obvious. problem is pavement failure. A reconstruction program may be in order. Thus, the transportation planning program might concentrate on an Inventory of the physical plant and the development of a system of priorities to determine the cost- effectiveness of improvements. Alternative plans might be conceived baud on alternative financial plans. A community that lacks public transportation might include in its transportation planning program a determination of the number and location of persons who do not have automobiles available, as well as a study of alternative ways and means to provide and finance basic mobility for these citizens. A community with a transportation system that is in relatively good physical condition but that is providing a poor level of travel service may want to make operational studies of the street, highway system or the transit system to determine ways and means of Improving service. A community with a deteriorating downtown economy due to poor transportation may want to study schemes to improve access to downtown, such as constructing off-street parking, improving traffic operations, improving public transportation service, and developing a pedestrian mall. A community with widespread economic problems may wish to study ways and means to Improve access to the State highway system in or" to Improve the community's access to markets and products. The transportation planning program should also be designed to identify and resolve other less readily apparent transportation problems. For those communities whom transportation problems at present are relatively minor but whose fast growth may have a detrimental effect on the future performance of the transportation system, the transportation planning program might emphasize the study of future land use, future transportation demand, future transportation system needs, and ways and means to retain high levels of service. In some cases, the basic problem - for example, congested streets - is apparent, but the cause of the problem is obscure. The congestion may be caused by heavy volumes of motor vehicles that originate and have destinations outside the community, but are routed over urban streets. Traffic surveys at the 3 Figure 1. TRANSPORTATION PROBLEMS SYSTEM PROBLEMS: Improper road classification -- When streets that were designed as local access residential streets are actually functioning as arterials or collectors, highway safety is impaired and traffic it often congested. System discontinuity -- Some transportation networks ha circumferential streets and highways or lack enough stream crossings, causing circuitous, uneconomic, unsafe and congested travel. Poor access to land -- Lack of a good suburban arterial street and highway system might jeopardize the economy by discouraging industrial and commercial development. Inadequate parking -- Downtown economic bases might be attributable to lack of good off-street parking garages or lots. Commercial streets might also be unnecessary congested due to a large number of motorists cruising to locate street parking. Inadequate public transportation -- Without low-cost, convenient public transportation service. some urban citizens that do not have autos available were unable to become gainfully employed and were unable to get to shops, medical care, recreation, etc. Inadequate land use control -- Where there is a lack of consideration of the effects of the transportation system in land use planning. rezoning decisions and in the permitting of development, unsafe and uneconomic travel conditions may result. PHYSICAL PROBLEMS, STREET AND HIGHWAY: Narrow roadway -- Lack of sufficient traffic lanes for the volume of motor vehicle traffic demand will cause congested driving conditions, uneconomic motor vehicle travel, unnecessary air pollution and excessive energy use. Inadequate Parking or shoulder lanes -- Lack of adequately wide parking or shoulder lanes creates a hazardous or congested condition on the traveled way. Steep grades and sharp curves -- The reduced sight distances caused by steep grades and sharp curves maws wade and uneconomic driving conditions. Pavement failures -- Pitted or cracked pavement and crumbling edges is an indication of subgrade or surface failure which leads to slow trawl speeds, unsafe driving conditions with high maintenance costs. No pavement -- Lack of a paved roadway surface reduces motor vehicle speed and has an adverse environmental impact on adjacent residences or commercial establishments due to dust and unsightly appearances. Lack of proper storm drainage -- Lack of curbs, gutters and a proper drainage system creates an adverse environmental and economic impact on adjacent residences or commercial establishments due to surface water runoff and unsightly appearance. Lack of adequate sidewalks -- Lack of adequate sidewalks in areas of pedestrian concentration causes unsafe street and highway conflicts between motorists and pedestrians. Inadequate street lighting -- Improper night illumination of intersections and other points of heavy pedestrian concentrations. PHYSICAL PROBLEMS, BRIDGES: Obsolete bridges -Some bridges are traffic bottlenecks due to insufficient numbers of traffic lanes, or because they lack overhead or underpass clearance height needed for modern traffic or because their location creates an unsafe street or highway alignment or because they are frequently flooded due lo lack of sufficient stream opening. Unsafe bridges -- Some bridge may be closed or may be reduced in effectiveness in the transportation system by the imposition of load restrictions, due to structural deficiencies. PUBLIC TRANSPORTATION PROBLEMS: Poor bus routing -- Widely spaced bus routes located a long walking distance from many homes may make it difficult or other-wise inconvenient for some citizens to get to the bus lines. Long wait periods -- On some bus lines, the headways or durations between buses is long, thus, making for long wait periods between service. Slow bus service -- Slow average bus speeds during peak periods may make the bus system inconvenient for commuters. Lack of information -- Many potential bus riders may not take advantage of bus service because of the lack of public information system such as signs, maps and telephone answering service. Frequent bus breakdowns -- Old equipment and poor bus maintenance may cause frequent losses of service and thus inconvenience to customers. Expensive services -- Bus and/or taxi fares may be higher than many urban citizens can afford. Lack conveniences -- Lack of suitable and safe bus stops that provide protection in inclement weather and protection from motor vehicle traffic may deter use of the bus systems. Lack of park-and-ride facilities may also deter use of the system. Uncoordinated special services -- Lack of coordination between special public transportation services may be uneconomical and may be a source of confusion to the general public. TRAFFIC OPERATIONS PROBLEMS: Inadequate speed control -- Inordinately hazardous conditions may exist when speed limits are set higher than necessary. Uneconomic travel conditions nay also prevail when speed limits are set too low. Difficult access to arterials -- Lack of proper traffic control may make it difficult and hazardous for intersecting motor vehicles to turn onto arterial streets and highways. Difficult left turns -- Lack of proper left turn lane controls may make it difficult and hazardous for motor vehicle traffic on arterial streets and highways to make left turns at important intersections. Long wait periods -- Improper timing of traffic signals or the use of obsolete traffic signal equipment may cause long wait periods at intersections. Frequent stops -- Frequent stops along arterial streets and highways may be caused by poor signal coordination and excessive interference from traffic turning into and out of driveways and parking spaces. Driver confusion -- Inadequate or poorly maintained signs and pavement markings or their improper use may lead to motorist confusion and unsafe driving. Motor vehicle / Pedestrian conflicts -- Lace of adequate signs, signals and markings at major pedestrian crossings may cause unsafe conflicts between pedestrians and motorists. Goods Movement -- Trucks and service vehicles that are double-parked, due to the lack of adequate and enforced loading zones, cause congestion and/or uneconomic business activity. 4 extremities of the community may disclose the need for changes in through traffic routing or the need for a bypass highway. Unsafe driving Conditions is another problem readily identified by the accident statistics. However, it may take considerable study to determine the contributing conditions at each high-accident location. Possible Improvement Opportunities A preliminary assessment of possible improvement opportunities, as shown in Figures 2 and 3, will aid the planning manager in determining whether the planning program should emphasize short-range transportation systems management improvements or long-range capital improvements. Improvement In Transportation System Management - As shown in Figure 2. the three general categories of possible improvements in transportation system management are: - Traffic flow and safety improvements - Public transportation improvements - Transportation demand improvements In recent years, inflation, greater environmental and social awareness, and greater competition for public funds have changed the emphasis in many transportation improvements from expensive capital construction to low-cost operational improvements, usually referred to as transportation system management improvements. Without substantial increase In funds, this trend in transportation Is likely to continue. Figure 2. IMPROVEMENTS IN TRANSPORTATION SYSTEM MANAGEMENT TRAFFIC FLOW AND SAFETY IMPROVEMENTS Traffic engineering improvements can reduce traveltime an arterial streets and highways and reduce traffic accidents or their severity. They must be planned and implemented with the advice of traffic engineers. Most require the enactment of implementing ordinances. At Intersections - Installation of new signals, improved operation of existing signals, elimination or control of turning movements, improved illumination and improved signing are some of the traffic engineering techniques used to Increase the traffic capacity and the safety of urban arterial street and highway intersections. Along streets and highways - The restriction of on-street parking, the control of the number, size and location of driveway entrances, the coordination of traffic signals, the improved use of pavement markings and signs, and the designation of one-way streets are among the traffic engineering measures used to improve traffic flow and reduce accidents on urban arterial streets and highways. For pedestrian safety - Construction of sidewalks, marking of crosswalk, installation of pedestrian crossing controls, construction of pedestrian overpasses, provision of bikeways, and control of traffic in the vicinity of schools and playgrounds are some of the traffic engineering means for minimizing the conflicts between pedestrians and motor vehicles. At high-hazard intersections - Removal of roadside obstacles, correct use of traffic control devices, removal of obstructions to improve sight distance and improving skid resistance by resurfacing or pavement grooving are among the low-cost street and highway improvements to correct high-hazard locations. Improved traffic engineering capability - Improvement of the traffic engineering capabilities may be accomplished by upgrading the traffic engineering staff of cities, counties and towns, by setting up effective administrative procedures and by increasing the financial resources devoted to traffic engineering activities. Improvements of traffic engineering capability may also be accomplished by greater cooperation and common between State traffic engineers and local traffic engineers and officials. Improved traffic engineering capabilities will lead to more effective traffic control and safer and more efficient street and highway operation. PUBLIC TRANSPORTATION IMPROVEMENTS Public transportation operational improvements are made to either enhance operating deficiencies or improve transit ridership, or both. They must be planned and implemented with the advice of the transit operators. Service - Changes in bus routes, schedules or fares, installation of express bus service, designation of express bus lines, and initiation or coordination of specialized service for the handicapped and the elderly are among the operational improvements to the urban public transportation system that may enhance the availability of public transportation for urban citizens. Public Information - Installation or upgrading of the telephone information service, making route maps and Schedules available, installation of signs, and other means of advertising the public transportation system will increase pubic awareness of the various services available and, therefore, enhance ridership and revenue. Management capability - Like any private or pubic agency, improved public transportation management techniques can favorably affect the service TRANSPORTATION DEMAND IMPROVEMENTS The actions listed below are directed toward altering the demand for transportation, thereby improving traffic flow and public transportation services without large expenditure on facilities and equipment. The intent of these actions is to make better use of existing facilities of services Variable work hours - Variable work hours are recommended to Improve traffic flow into and away from major centers of activity thereby enhancing the flow of all traffic an arterial streets and highways in the vicinity of the center. Ridesharing - to improve traffic flow, to reduce air pollution to reduce the demand for parking, to reduce employees' cost of transportation and to reduce the demand for energy, public officials and businessmen may establish incentive programs to increase the use of carpools and vanpools. Improved land planning - Better coordination between land development and transportation development will lead to smoother and safer flow of traffic on the arterial streets and highways that serve new developments - This can be accomplished through more careful analysis of the transportation Impacts of land use and rezoning plans and through more consideration of the needs for access by automobiles. trucks and buses. 5 Figure 3. CAPITAL IMPROVEMENTS Resurfacing - Streets and highways are resurfaced to extend their service lives and maintain their riding quality. Reconstruction - Elements of the street and highway system as well as off-street parking garages have varying but limited service lives beyond which they must be replaced or reconstructed. Widening -- Widening to provide added traffic lanes or to increase the width of existing lanes is called for when congestion due to traffic demands greater than the capacity of the street or highway reduces average speeds below publicly acceptable levels. New arterial streets and highways -- New arterial streets and highways may be necessary to provide motor vehicle access to expanding suburban areas and major land developments such as a new airport complex or a regional commercial center. They may also be necessary in cases where additional motor vehicle traffic capacity is requires and where neither operational improvements nor widening are satisfactory options. New bridges -- Bridges and interchanges should be considered at high- volume intersections, when adequate, safe levels of traffic flow cannot be provided by traffic engineering operational improvements. Bridges nay also be necessary at railroad grade crossings of arterial streets and highways where the frequency of rail traffic causes inordinate delays or hazards to motor vehicle traffic. New bridges over rivers, streams and other barriers should be constructed to eliminate circuitous motor vehicle travel. Replacement of an existing bridge should also be considered when low overhead clearance causes inordinately circuitous travel for trucks or when an inadequate bridge opening causes frequent flooding, or when the bridge width alignment is either a bottleneck or a hazard. Advanced purchase of street and highway rights-of-way -- Purchase or reservation of land for later use for streets and highways is desirable in areas of fast growth where it is projected that additional arterial facilities will be required. Purchasing land for future street and highway use ensures that adequate mobility can be provided in later years without dislocation of homes and businesses. Parking facilities -- Providing parking lots or garages in the vicinity of major activity centers reduces the need for on-street parking, thereby enhancing safety and mobility without street widening. Off-street parking facilities may help retain the economic vitality of business districts. Auto restricted zones -- To enhance the downtown shopping environment, autos can be restricted from one or more blocks of a commercial street and the street ares turned into a parklike pedestrian way. Because auto restricted zones both reduce the traffic capacity of the street system serving the area and reduce the means for direct vehicle access to the area, traffic must be rerouted and provision must be made for fringe automobile parking and access by trucks, buses and emergency vehicles. Auto restricted zones should be considered operational improvements if needed changes are restricted to traffic and transit operation. New buses -- New buses and other public transportation capital facilities should be considered when it is clear that continuing public financial support will be available to meet operating costs. For those communities with bus service, first priority should be given to replacement of equipment that is beyond its useful service life and outmoded or inadequate. Second priority should be given to added equipment and service, park-and-ride, and amenities such as bus shelters. For those communities without bus service, consideration should be given to provision of a basic bus system that could be added to as further community support for public transportation develops. The objective of such a bus system is to provide a basic means of mobility for individuals that do not have automobile transportation available and that cannot afford private taxi service. The affect of inflation on urban street and highway improvement progress is shown in the "highway construction bid price index," which, after years of relative stability, increased substantially in the late 1960's and 1970's. By 1976, the highway construction dollar bought only half as much highway improvement as it would have in 1967. At the same time, greater environmental and social awareness in the United States brought legislation and regulations and expending more urban highway improvement funds on environmental elements of urban highways, such as depressed roadway grades and added landscaping. Greater social awareness also led to laws and rules for more liberal payments to residents and businesses that are relocated due to street and highway construction. Furthermore, increased concern for motorist and pedestrian safety during that same period led to highway design changes that add costs to street and highway construction. While costs for capital improvements have gone up, financial resources to fund such improvements have not kept pace. The intense competition for public funds for needs other than transportation has impeded the increase of street and highway funds. Rising costs of capital improvements and relatively stable improvement funds have required transportation engineers and planners to turn to less expensive operational Improvements to meet the needs of increasing urban travel demand. Capital improvement -- Every community has considered some or all the capital improvements shown in Figure 3. The planning program should review these known possibilities to determine whether they are now practical, economically sound, and financially feasible. For example, If resurfacing of arterial streets and highways is a capital improvement possibility, the planning program should include either a review of available information on pavement condition or, If such information Is not available, the Initiation of a program to measure pavement condition. Consultation with experts in the field of pavement adequacy 6 from city or State highway engineering departments may be necessary to determine what type of resurfacing Is practical or whether another type of improvement, such as reconstruction, is necessary in some Instances. If resurfacing is the practical solution, the planning program should determine the phasing of the improvement projects. This calls for determining the most critical sections, what other utility work or other development should be coordinated with the improvements, and available funding. With the exception of resurfacing, capital improvements generally require a lead-time of 2 to 5 years for such pre-implementation activities as: preliminary design, formal environmental impact assessment (when Federal funds are involved), design, and right-of-way purchase. Capital improvement recommendations should be developed cooperatively with urban land planners, highway engineers, transit operators, traffic engineers, utility engineers, architects, landscape architects and others that may aid in properly specifying the improvement. Community Growth Potential Growth potential is another determinant of the planning program, since increase in people and jobs create increases in travel demand and the need to improve transportation. Areas of rapid growth should carefully assess future population and employment, land use patterns, and the demand for travel. This information is important in pinpointing deficiencies, selecting proposed improvements, determining the size of the proposed Improvement program, and establishing a funding plan. In the planning programs of fast growing communities, studies of future travel and its impact on the transportation system should be equally as important as the review of present travel and the existing transportation system. For communities with are or no growth in population and jobs, the transportation planning program should be primarily concerned with existing travel demand and the capability of the existing transportation system to satisfactorily meet it. For such communities, the future is likely to mean only slight Increases in people and jobs, only minor changes in the use of land, and, therefore, little change in travel demand. Transportation Planning Status The scope of a good transportation planning program is also dependent on the availability and Usefulness of transportation information, as well as the scope and relevance of previous transportation planning studies. If little is known about the physical and operational characteristics of the transportation facilities and equipment, or if little is known about present travel, the planning program should emphasize the collection of such information. If parts of a previously developed transportation plan and improvement program are Unrealistic in view of funds available, it may be necessary to revise the plan. If the previous plan and improvement program did not consider fully the potential of improving transportation system management. It may be desirable to study traffic and transit operations and to modify the previous plan and improvement program It transportation planning In the past stopped short of establishing improvement projects, cost estimates, priorities, and funding plans, then the current plan should include such details, for they are necessary to Implement the plan. If growth patterns, in terms of population, economics and land use, have changed radically, previous transportation plans may be outdated. In such cases, the new planning program should include reexamination of population, economic and travel forecasts and a new plan scaled to those forecasts. If a community lacks a land use plan, one may have to be agreed upon and included in the planning program to be used as a basis for transportation planning. If the previous transportation plan was adopted without establishing or gaining consensus on community goals, it may be necessary to set such goals in the planning program. In order to reach goals such as downtown redevelopment, improved mobility for disadvantaged citizens, Improved motor vehicle safety, and an improved economic base, it may be necessary to improve parts of the transportation system or to coordinate transportation plans with other public or private plans. Many communities may never have had a transportation planning program that was coordinated among all jurisdictions. Various options for organizing and administering a planning program, as outlined in Chapter 3, must be considered. Planning and Plan Implementation Resources Before developing the transportation planning program, an assessment should be made of the technical and financial resources available, for the amount and type of resources will affect the scope of the planning program. Technical Resources -- The city engineer, traffic engineer, public works director, planning director, and comparable officials In county and town governments may have valuable experience in carrying out parts of transportation planning programs. People serving on 7 regional planning commissions or councils can also assist In transportation planning. State highway department planners and engineers may also be available to help with parts of the planning program. In many cam, the State will assist in organizing the planning effort, will provide personnel for data collection, and will assist in Computer analysis. Forecasts of information, such as population and motor vehicle registrations, may also be available from State agencies. Financial Resources -- The availability of funds for planning limits the size of the transportation planning program. Likewise, the availability and classification of funds to Implement the plan determines the size and nature of the improvement program, which also Influences the scope of the transportation planning program. Estimates of fund availability are baud on past trends and knowledge of possible changes in the trends. Since transportation is a concern of citizens and their elected officials, finances for eliminating existing transportation problems and avoiding future problems are a responsibility of city, county, town, State and Federal Governments. The current amount of funds available for improving transportation, as well as for planning such improvements, Is established annually in city, county and town budgets and is based on decisionmakers' perceptions of the merit of transportation improvements and the transportation planning program compared to other needs. The amount of city, county and town funds available for transportation planning and the Implementation of improvements is also influenced by the proportion of local money required by State laws to match available State and Federal funds. State and Federal funds are usually apportioned by formulas among cities, counties and towns. State and Federal officials should be consulted about available funds and the categories of transportation planning and improvement to which these funds apply. As discussed earlier in this chapter, transportation improvement programs no longer concentrate on capital improvements to the street and highway system, but now Include Improvements in transportation system management. This change, caused partly by funding constraints, has Increased the need to study the performance of the existing transportation systems and devise ways and means to make operational changes to improve that performance. Planning Requirements State and Federal laws and regulations describe established national and State policy for transportation. These laws and regulations stipulate requirements to be met in transportation planning, and, therefore, they form an important basis for the planning program. In general, laws and regulations for transportation planning are broadly stated. Specific procedures or details of local transportation planning are left to those responsible for carrying out the planning program. State and Federal officials will supply those laws and regulations that must be considered in transportation planning and will advise on how these can best be used in developing the planning program. ASSESSING PLANNING FACTORS Reports of previous transportation plans should be assembled and reviewed for their implications on the planning program. Discussions should be held with city and county officials, other community leaders, and State and Federal officials, in order to assess the factors that will determine the scope of the planning program. City, county and town public works, planning, traffic engineering and poke officials should be solicited for technical advice. Regional planning officials should also be contacted for technical advice. Discussions with other community leaders, such as newspaper editors, chamber of commerce officials, bankers and realtors, will uncover transportation problems as well as information on proposed new developments that may present future transportation problems, such as a shopping center or an industrial park. State transportation planners and engineers will disclose State funded transportation improvements already programmed for the community and their possible impact on traffic and the transportation system. DECIDING THE SCOPE The emphasis to be placed on the planning areas described below will vary from community to community and from one time to another. - Long-range planning includes all activities that are needed to determine transportation needs for the future. - Short-range planning Includes all activities that are needed to evaluate existing transportation problems and to determine immediate and near term improvement opportunities - Monitoring Includes all activities needed to record changes in community characteristics, travel demand, and system performance. 8 - Project programming includes all activities needed to determine the priority, urgency, timing, and funding of improvements. As shown in Figure 4, there are a number of guidelines that may be useful in deciding where to place the emphasis in your transportation planning program. The application of these guidelines is illustrated In Figure 5 for two hypothetical communities. Community A is relatively small with a history of stability in terms of population and economic activity. Its urban fringe has seen some new housing with both population and economic activity moving outward slowly. While a land use plan has been developed for Community A, a comprehensive review of the transportation system has never been made. Community B has witnessed rapid suburban growth within recent years and has substantial transportation problems, especially in the suburbs. Also, the private bus operator has lost money on his company for several years and is on the verge of going out of business unless public financial subsidy is granted. Community A should devote 50 percent of its transportation planning resources to short-range planning, because conditions are not likely to change dramatically in the next 20 to 30 years, unless some completely unforeseeable event or situation arises. However, Community A should not ignore the long-range future and should devote 10 percent of its planning resources to that aspect of planning. Long-range planning in Community A might be oriented toward encouraging increased economic activity and population growth, on the one hand, or perhaps, to merely encouraging retention of the present level of economic activity, and population growth with enhancement of environmental and social conditions. At the very least, existing problems and their solutions should be analyzed for their long-range impact on the transportation system and the land and economic development patterns. Because Community B has a greater potential for Increased population and development, the proportion of planning resources devoted to long- range planning should be greater for Community B than for Community A. Community Bs immediate transportation problems are severe, however. Therefore, equal emphasis should be devoted to short-range and long-- range planning. For fast growing Community B, a greater proportion of planning resources should be devoted to monitoring development, traffic, and the transportation system. The planning scope percentages shown in Figure 5 are only examples of the process of deciding planning program emphasis. Figure 4. GUIDELINES FOR DETERMINING TRANSPORTATION PLANNING SCOPE - Communities with many current transportation problems should emphasize short-range planning and projects programming. - Communities with no long-range transportation plan should emphasize long-range planning if current transportation problems have been addressed. - Communities with an agreed-upon long-range Plan should emphasize short-range planning and project programming. - Communities with slow growth potential (less than 1 percent per year) should emphasize short-range planning and project programming. - Communities with moderate growth potential (between 2 and 3 percent per year) should give equal attention to long-range and short-range planning. - Communities with fast growth potential should emphasize long-range planning. - Communities that apparently require many capital improvements should emphasize project programming. - Communities that apparently require many transportation systems management improvements should emphasize short-range planning. - Communities with little previous transportation planning - experience should emphasize monitoring and short-range planning. - Communities with substantial previous transportation planning experience and emphasize short-range planning and project programming. - Communities with minimum transportation planning resources should emphasize short-range planning. - Because of its importance, appropriate transportation planning resources should be allocated to development of the transportation improvement program. 9 Figure 5. DETERMINING TRANSPORTATION PLANNING SCOPE Sample Communities Planning Factors Community A Community B Transportation Narrow arterial streets. Heavy congestion Wide arterial streets in center city with poor Problems and downtown. Public transportation limited performance. Narrow and winding sub- Issues: to taxi service. urban arterials. Heavy congestion on suburban arterials. Private bus system with operator threatening discontinuation. Possible Improvement Widen arterial streets and highways, Reconstruct suburban arterials. Build belt Opportunities: improve traffic operations, develop limited route. City subsidize bus service. areawide bus system. Community Growth Population 60,000. Downtown economy Population 60,000, with a gain of 15,000 Potential: slipping; new suburban shopping center. persons over the past 10 years. Many new Slow or no population growth. No new suburban housing developments' New major residential development; limited Industry desires to locate in suburbs. to the urban fringe, and to "filling" of the developed area. Transportation No previous transportation planning pro- Last major transportation planning study 5 Planning Status: gram. An outdated land use plan is years ago with emphasis on long-range; available. plan requirements far exceed available funds. There is general recognition that there is a need to update the plan. Planning and Planning funds-$70,000/year; city Planning funds-$70,000/year; regional Implementation planning director-part time; city traffic planning agency traffic engineer-full time; Resources: engineer-part time; city planner-full regional planning agency planner-full time; State highway department planner time; State DOT planner-part time. Plan -part time; plan implementation funds- implementation funds-$1,000,000/year $1,000,000/year from all sources. from all sources. Planning Federal transportation planning statutes Federal transportation planning statutes Requirements: and regulations; State thoroughfare plan- and regulations. ning statutes and regulations. PLANNING SCOPE FOR SAMPLE COMMUNITIES Planning Scope Areas of Emphasis Community A Community B Short-Range Planning 50% 30% Project Programming 30% 20% Long-Range Planning 10% 30% Monitoring 10% 20% TOTAL 100% 100% 10 Chapter Two Determining Planning Activities This chapter discusses five major categories of transportation planning activities. They we: - Assembling basic information - Establishing goals, guidelines and standards - Evaluating the transportation system - Plan development - Project programming As indicated in Chapter One, the planning scope will vary from community to community depending on each community's characteristics and other factors.. Similarly, the individual planning activities selected for Inclusion in transportation planning programs will differ among communities. To be complete, the planning program selected should include all relevant transportation planning activities, regardless of the person or office having responsibility for carrying on the activity and regardless of how the activity is funded. Thus, all activities of the city, county and State that have a role in transportation planning should be listed in the planning program. GATHERING BASIC INFORMATION Seven basic types of information are necessary for transportation planning. They are: - A map or maps of the entire street and highway system - Existing and planned land use maps - A current inventory of the physical characteristics of the street and highway system Programming Projects) - Current traffic counts for arterial streets and highways (Traffic Planning) - Current traffic accident information (Traffic Planning) - Previous land use or transportation planning documents - Public transportation routes, schedules, fares, and ridership information, including buses, rail transit, commuter trains or ferries, and taxis, as applicable (Transit Planning) Most of this information is available. However, it my be scattered among State and local agencies. In cases where the specified naps, inventories and other information are not available, these elements should be specified in the planning program for developing the Infor- mation. Any other mapping, Inventory and information development activities Included In the transportation planning program should be justified as needed for specific evaluation. Information needs are discussed in detail in each of the technical manuals of this series. The pertinent technical manuals are noted where appropriate. SETTING TRANSPORTATION GOALS, GUIDELINES AND STANDARDS To evaluate the transportation system, it is essential that goals, guidelines or standards be established. Numerical values or ranges of numerical values can be established for such elements as: - Highway safety (Programming Projects) - Traffic flow quality (Traffic Planning, System Planning, Programming Projects) - Functional highway classification (System Planning) - Arterial spacing (System Planning) - Street, highway and bridge design characteristics (Programming Projects) - Public transportation service (Transit Planning) - Traffic control and operations (Traffic Planning) - Parking (Traffic Planning) - Environmental impacts (System Planning) - Energy impacts (System Planning) All goals, guidelines and standards are subject to change as the transportation system is evaluated. Some might be raised and others lowered in order to bring them into kw with what can be realistically attained. 11 EVALUATING URBAN TRANSPORTATION At a minimum, the transportation planning program should include activities needed to evaluate the street and highway system as it is presently functioning and as it will function in the future. It may also be necessary to include activities aimed at evaluating business district parking needs and transit needs. Other planning activities may be required to meet unique urban Problems or situations. The existing transportation plant should be evaluated, based on the established goals, guidelines, and standards, to determine existing critical deficiencies and candidate improvement projects. Likewise, each transportation element should be evaluated to determine possible future problems and the candidate Improvement projects or other actions required to avoid the problems. While all the technical manuals include evaluation procedures, the Traffic Planning, Transit Planning and Programming Projects manuals are primarily concerned with evaluation of the existing transportation system and existing transportation demand. The System Planning manual is primarily concerned with future transportation demand and its impact on the transportation system. Evaluating the Street and Highway System It is recommended that the activities associated with the evaluation of traffic and the street and highway system be divided into general categories: - Existing conditions - Existing traffic control and operations - Future conditions Existing Conditions -- In most communities correction of current problems is the most critical transportation issue. Therefore, it is of prime importance that the street and highway network be evaluated in terms of its present physical characteristics and its effectiveness in moving current traffic demand. The Programming Projects manual includes a procedure for evaluating present street and highway deficiencies. The evaluation should compare traffic flow, safety, geometric features, cross-section characteristics, and pavement conditions to agreed-upon standards of tolerability. Streets, highways and bridges not meeting tolerable standards are candidates for improvement. With the transportation planning team coordinating the activities, most assessments should be made by the staffs of the agencies with jurisdiction over urban streets and highways, such as city and county departments of public works and the State highway department. Traffic Control and Operations -- Due to the Increasing importance of traffic engineering solutions to transportation problems, the planning program should include activities aimed at assessing the quality of present traffic control and operations. Activities associated with the assessment of traffic control and operations are discussed In the Traffic Planning manual. In evaluating the quality of traffic control and operations, the use and need for traffic regulations, such as one-way streets, parking restrictions and "through" streets, should be reviewed. Intersection controls should be reviewed to determine the need for changes in signal timing, turn restrictions, signal Installation, Signal elimination, signal integration, and interaction channelization. The use of street signing, route signing, and pavement marking should also be reviewed. The list of candidate improvements should be band on noted deficiencies. The review of traffic controls and operations should be a coordinated effort between the transportation planning team and traffic engineers cc other officials responsible for traffic control and operations within each jurisdiction. Future Conditions -- To determine future traffic flow deficiencies caused by lack of street and highway capacity and to determine candidate improvements, the planning program should Include activities to estimate future traffic demand and to analyze the impact of future traffic on street and highway corridors, routes and routs segments. Complete details for estimating future traffic demand and its impact on the street and highway system are included in the System Planning manual. While existing traffic demand, in most cases, can be determined by roadway traffic counts, other comprehensive traffic studies, such as origin and destination surveys, may be necessary to determine the nature of the traffic demand. Comprehensive information on the pattern of tripmaking allows a detailed assessment of the need for major street and highway projects, such as bypass routes, new arterials or added arterial capacity. Com- prehensive traffic studies or surveys help determine the seriousness of congestion problems by indicating the amount and type of traffic diverting from desired travel patterns due to congestion and other impediments, such as lack of bridges and bridge load restrictions. Such studies or surveys provide information needed to determine the trip generation and trip distribution characteristics of the community which are used in models that forecast future traffic demand 12 Future traffic demand, and therefore possible future deficiencies in the quality of traffic flow, is predicted by estimating the change in traffic volumes due to changes in land use. changes in the intensity of land use along street and highway routes, or changes in the numbers of through trips on the routes. Factors based on judgments of changes in tripmaking, applied to existing traffic volumes. are a common method of estimating future traffic demand. Future traffic flow problems are disclosed through computation of future volume-to-capacity ratios and the comparison of these with established standard values. Evaluating Parking Where it is deemed appropriate, the transportation planning program may include activities that evaluate the adequacy of business district parking. The Traffic Planning manual cites references that will guide the evaluation of parking. The adequacy of business district parking should be evaluated based on motorists needs for short-term and long-term parking. Surveys of street and offstreet parking facilities will yield total parking capacity. Interviews with parking garage or lot operators will disclose long-term and short-term use of their facilities. Interviews with business interests, employees, and shoppers will yield further information on parking demand. Comprehensive traffic studies will show the average numbers of weekday trips destined to the business district. A comparison of parking demand to capacity will show if there is a need for more offstreet parking spaces or street parking spaces or both. Evaluating Transit Service The transportation planning program may also Include activities that evaluate either the need for new bus and taxi service or the need to improve existing service. The objectives are to determine possible Improvements and their cost based on agreed-upon goals, objectives or standards. Transit evaluation activities include estimates of bus and taxi demand. Present ridership is determined by examination of bus and taxi company records. Potential demand is estimated by study of the transportation needs of families without automobiles. An appraisal of the physical condition of the bus and taxi systems may also be necessary to determine needs for replacement vehicles and for the renovation of maintenance facilities. The need for customer information services, such as route maps, schedules, and signs, should also be considered, as well as the need for customer convenience facilities, such as bus shelters and bus terminals. DEVELOPING THE PLAN In developing a community plan, transportation planning Is just one functional type of planning-like planning for land use, education, health, and so on. All the functional plans should fit together into a comprehensive plan that Is designed to promote the general well-being of the community. A major part of transportation planning, then, is examining alternative courses of action. Examining Alternatives For most transportation problems, there are a number of possible alternate solutions. Plan development activities determine the best candidate improvement from among the several alternatives. Improvements for resolving traffic flow problems, parking and transit problems. and physical problems with the street and highway system should be examined. The development of solutions to problems established in the evaluation of traffic flow involves the study of alternative improvement possibilities. For example, heavy traffic volumes through a downtown corridor indicate several potential solutions such as: rerouting through traffic; bypassing the corridor; eliminating onstreet parking and developing one-way pair streets. The candidate improvement projects selected will vary depending on the conditions surrounding the problem, the goals and objectives established for the community, costs and economic implications. Problems emerging from estimated future traffic demand, as well as from current system operation, will fall into one of the following categories: those that do not appear to worsen over time; those that do worsen over time; and those that will occur in the future. Solutions to current traffic problems that do not appear to worsen over time include both traffic control and operations improvements and high-capital cost improvements, such as widening and bypasses. Solutions to current problems that appear to worsen over time lend themselves to a study of three claws of improvements: those that can be staged over time; those that provide an interim solution that should be improved upon later; and those intended to satisfy both current and future demand. A traffic control and operations improvement may make a high-capital cost Improvement unnecessary, postpone Its Implementation or alter Its design. Conversely, the scheduling for of a high-capital improvement early In the period could affect the necessity for any type of interim traffic control and operations improvement. Finally, solutions to future traffic demand problems that are not now problems must also be considered. 13 Some future problems may merely require traffic control and operations improvements at some long-range future time and, as such, are not considered in programming. Some other future problems are less clear and should merely be monitored and appropriate actions recommended when required. Other future problems may indicate the likely need for high-capital cost Improvements that take many years to implement and should be considered in project programming since some early action, such as acquisition of right-of-way, may be required. As analyses continue in the years ahead, both future problems and possible improvements-whether they be traffic control and operations or high- capital cost-will become more readily defined. DEVELOPING THE IMPROVEMENT PROGRAM The purpose of transportation planning is to lay the groundwork for transportation improvements, realizing that project programming is the fink between transportation planning activities and the actual Implementation of those plans. The detailed procedures for developing transportation Improvement programs are discussed in the Programming Projects manual. The transportation improvement program can be divided into two parts. The first part, the staged multiyear element, describes the general aspects of the program over the next 3 to 5 years. This staged multiyear element describes transportation improvements that will be implemented during the program period. It indicates the priorities among the projects, groups all projects of similar time frames into staging periods, and makes relative estimates of costs and revenues for the program period. With the overall program identified, the projects that will be implemented in the first year are described in greater detail. In the annual element, the second part of the transportation Improvement program, the details of each project are identified: a basic descrip- tion, costs involved, funding sources, and the local agency that is responsible for the implementation. This continuing approach is designed to maintain plan and programs at a level that is responsive to current needs. 14 Chapter Three Organizing and Administering Transportation Planning Many communities have established transportation planning organizations or teams. which are often referred to as "metropolitan planning organizations" (MPOs). In fact, for communities with over 50,000 population, current Federal regulations stipulate that metropolitan planning organizations must exist as a prerequisite for gaining Federal grants for transportation planning and improvement. For those communities that have not yet established an organization to carry on the transportation planning program, this chapter shows how such a team can be established. It also describes a set of principles for administering the planning program ESTABLISHING THE TEAM The primary objective is to bring together those persons that either have responsibilities for segments of the transportation system or are vitally affected by transportation service. Such an organization will be an effective forum for analyzing the transportation system, discussing the issues, and planning and programming desirable actions. Many forms or patterns of transportation planning teams exist and others are possible. Some State statutes specify the transportation planning organizations. No single structure will fit the needs of all communities. Some transportation planning teams are highly structured with many formal committees. Others are more loosely structured with an ad hoc committee or committees and with one or two persons carrying out the planning program. Some transportation planning programs are largely administered by city, town or county government. Others are administered largely by State government. Most, however, are a joint effort shared by city, town, county and State governments. Three categories of people participate in transportation planning- government decisionmakers; technical staff of city, county, town and State governments and the staff of officially designated transportation planning organizations; and citizens. The role of each is outlined below. The Role of Decisionmakers To give official status to transportation plans and recommendations, urban transportation planning should be recognized by both State and local government decisionmakers. Consistent with local and State laws, these officials should: - Designate agencies, firms or persons to carry out transportation planning responsibilities - Administer or delegate the administration of the program - Review and adopt the transportation planning program - Determine funding for the program - Adopt policy, goals and objectives - Receive advice from citizens and technical staff on issues - Review and endorse plans, programs, recommendations - Inform the public of important issues, policies and plans County supervisors, county executives, city councilmen, city managers, mayors and town selectmen are usual representatives of local governments. The chief executive officer or a designated representative of the State highway department or department of transportation should be included. The Role of Technical Advisers The technical staff of urban area cities and counties or of a regional planning agency or of a separately designated transportation planning agency, or any combination, may carry out the technical activities of the urban transportation planning program. County engineers, traffic engineers, directors of public works, city engineers, town managers, directors of offices of comprehensive planning, and regional planning directors are among the staff that have the background and experience. 15 City, county, or town planning boards or other officially designated bodies that are involved in transportation or transportation-related problems and issues should have a role. The managers of the bus and taxi systems, whether private companies or public agencies, should also be included. State technical advisers should include the State district or regional engineer or administrator and the State transportation planning director or their designated representatives. Advice should be sought from Federal agencies that administer Federal transportation programs. The number of persons and skills needed is dependent on the complexity of transportation problems, the availability of transportation and transportation-related information, the availability of transportation planning funds, and the availability of present technical staff. Technical advisers should: - Develop the program with assistance from officials and designated citizen advisers - Carry out the program with assistance as required from other agencies or consultants - Coordinate the transportation planning program - Develop reports of transportation planning progress Where it is deemed appropriate for these technical experts to be organized as a committee, It is usually termed Technical Advisory Committee. The Role of Citizen Advisers Citizens, as users of the transportation system or as persons affected by transportation, should be included in the transportation planning process. Leaders of community or neighborhood associations, chambers of commerce, civic groups, women's dubs, large industries, and others should be sought to act as transportation planning advisers. Where it is deemed appropriate to establish a separate committee of citizens, It is usually termed Citizen's Advisory Committee. ADMINISTERING THE PLANNING PROGRAM The planning program should include an adequate amount of resources for administration of the program. The administration activity should account for such work as development of the planning program, program monitoring, reporting progress and any other element of program management that does not relate to a specific planning or programming activity. As in any endeavor, good management practices are essential. The following administrative principles are among those that should aid in carrying out an effective transportation planning program. These should be used in conjunction with current city, county, town, State, and Federal policies. Defining Objectives The transportation planning program should be based on an agreed-upon statement of community transportation objectives. Safety, congestion, land use, environment, and economics are among the issues that the transportation objectives might address. They should be revised to meet changing conditions and when existing objectives become obsolete. Specifying the Planning Program The transportation planning program should be tailored to community characteristics, and it should be documented. In urban areas of 50,000 or more population, the Federal transportation planning regulations require the development of a unified planning work program to document the planning activities. Assignment of Planning Responsibilities To carry out a cooperative transportation planning program, there should be an agreed-upon and documented division of responsibility for the various activities of the program. Scheduling the Planning Program Scheduling of the planning program is necessary to ensure that activities are effectively integrated and to establish a measure of accomplishment. Reporting Accomplishments A system should be developed for reporting the attainment of important transportation planning milestones. The reporting system should be capable of generating reactions by officials, technical staff and citizens. Progress reports at annual Intervals of time have been found to be acceptable by both industry and government. Updating Plans and Improvement Programs Transportation plans and improvement programs should be reassessed as policies change, or as businesses, industries and residents shift locations, or as changes are made in travel demand. These changes may impact the transportation planning program and my lead to the need for a new or revised program. State, city and county governments have found that their improvement programs need to be updated each yaw. Long-range transportation plans, where they are required by State law or where they have been deemed a necessary part of the transportation planning program should be reviewed and updated as conditions warrant. 16 U.S. Government Printing Office,: 1980 320-398/6272