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Transportation Planning for Your Community - System Planning



 


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                              PREFACE


     This publication is part of a series entitled Transportation
Planning for Your Community and is designed to acquaint officials
and planners with transportation planning for communities of from
25,000 to 200,000 population.

     The series consists of two guides that explain the concepts of
transportation planning and five technical manuals that describe
techniques for carrying out transportation planning programs.  The
guides are: A Guide for the Decisionmaker and The Manager's Guide
for Developing a Planning Program.  The five technical manuals are
titled:

                         Traffic Planning

                         Transit Planning

                          System Planning

                    Monitoring and Forecasting

                       Programming Projects

     A Guide for the Decisionmaker describes the importance of
urban transportation and the benefits of transportation planning. 
It includes a review of how transportation planning works, and the
role of city, county and town officials in transportation planning.

     The Manager's Guide for Developing a Planning Program
describes the principles of transportation planning and is directed
to those engineers, planners and administrators who are charged
with the responsibility of organizing and administering the
transportation planning program.

     The individual technical manuals describe transportation
planning techniques appropriate for small communities.  The manuals
also include references to other publications that describe
appropriate planning techniques.

     The Traffic Planning manual is a reference of basic traffic
engineering techniques,and their potential for improving traffic
flow and traffic safety of urban arterial streets and highways. 
The manual identifies the traffic engineering measures appropriate
for consideration in development of transportation improvement
plans and programs.

     The Transit Planning manual includes techniques for estimating
transit patronage, service options, and operating requirements. 
Also included are procedures for evaluating the need for
specialized services for the elderly and handicapped.

                                 i





     The System Planning manual details the steps required for the
functional classification of streets and highways, the estimation
of future traffic, the estimation of the impacts of future traffic,
and the estimation of street and highway system requirements.  An
Appendix includes alternative methods for forecasting traffic.

     The Monitoring and Forecasting manual provides instructions
for assembling inventories of transportation and land activity.  It
describes methods for monitoring the performance of the
transportation system and general community development and methods
for forecasting information needed in urban transportation
planning.

     The Programming Projects manual contains procedures for
development of the transportation improvement program.  Included
are procedures for identification of candidate improvement
projects, determination of the plan to fund candidate improvement
projects, assignment of priorities to candidate improvement
projects, budget allocation and project scheduling, and monitoring,
adjusting and evaluating the programs.

     This series was prepared by the COMSIS Corporation and the
Highway Users Federation for Safety and Mobility under a grant from
the Federal Highway Administration with the aid of a "steering
committee" made up of the following officials:

               Dan C. Dees
               Illinois Department of Transportation
               Springfield, Illinois

               James Echols
               Tidewater Transportation Commission
               Norfolk, Virginia

               David D. Grayson
               Automobile Club of Southern California
               Los Angeles, California

               John J. Holland
               Cumberland County Planning Board
               Bridgeton, New Jersey

               F.W. Landers
               Department of Public Works
               Worcester, Massachusetts

               Marion R. Poole
               North Carolina Department of Transportation
               Raleigh, North Carolina

                                ii





     The principal investigators were:

               Arthur B. Sosslau
               COMSIS Corporation
               Wheaton, Maryland

               Marshall F. Reed, Jr.
               Highway Users Federation for Safety and Mobility
               Washington, D.C.

other principal authors were Maurice M. Carter of COMSIS
Corporation and Woodrow W. Rankin of the Highway Users Federation.

                                iii





                         TABLE OF CONTENTS

                                                               Page

PREFACE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i

INTRODUCTION. . . . . . . . . . . . . . . . . . . . . . . . . . . 1

CHAPTER ONE: SYSTEM FUNCTIONAL CLASSIFICATION . . . . . . . . . . 2
     Basic Concept. . . . . . . . . . . . . . . . . . . . . . . . 2
     Functional Classes Defined . . . . . . . . . . . . . . . . . 3
     Information Required . . . . . . . . . . . . . . . . . . . . 4
     Urban Boundary . . . . . . . . . . . . . . . . . . . . . . . 5
     Major and Minor Centers. . . . . . . . . . . . . . . . . . . 5
     Major and Minor Rural Roads. . . . . . . . . . . . . . . . . 5
     Miles of Street and Highway. . . . . . . . . . . . . . . . . 6
     Motor Vehicle Travel . . . . . . . . . . . . . . . . . . . . 6
     Procedure. . . . . . . . . . . . . . . . . . . . . . . . . . 6

CHAPTER TWO: ESTIMATING TRANSPORTATION DEMAND . . . . . . . . . . 9
     Information Required . . . . . . . . . . . . . . . . . . . . 9
     Transportation Inventory . . . . . . . . . . . . . . . . . .10
     Operating Characteristics. . . . . . . . . . . . . . . . . .10
     Area Dynamics. . . . . . . . . . . . . . . . . . . . . . . .13
     Travel Characteristics . . . . . . . . . . . . . . . . . . .15
     Traffic Estimation Procedures. . . . . . . . . . . . . . . .24
     Basic Considerations . . . . . . . . . . . . . . . . . . . .25
     Non-Computer Techniques. . . . . . . . . . . . . . . . . . .30
     Computer Techniques. . . . . . . . . . . . . . . . . . . . .42
     Validating Non-Computer and Computer Technique Results . . .45
     Ground Count Projection Technique. . . . . . . . . . . . . .49
     Redistribution of Assigned Volumes Among
       Available Facilities . . . . . . . . . . . . . . . . . . .51
     Partial Matrix Technique (PMT) . . . . . . . . . . . . . . .51
     Land-Use/Facility Spacing Relationships. . . . . . . . . . .52
     Corridor and Site Analysis . . . . . . . . . . . . . . . . .53

CHAPTER THREE: EVALUATING THE TRANSPORTATION SYSTEM . . . . . . .55
     Impact Analyses. . . . . . . . . . . . . . . . . . . . . . .55
     Social Impacts . . . . . . . . . . . . . . . . . . . . . . .55
     Economic Costs and Benefits. . . . . . . . . . . . . . . . .59
     Energy Impacts . . . . . . . . . . . . . . . . . . . . . . .66
     Environmental Impacts. . . . . . . . . . . . . . . . . . . .66
     Evaluating Transportation Service. . . . . . . . . . . . . .66
     Evaluating Intersection Capacity . . . . . . . . . . . . . .74
     The "Critical Movement Summation" Technique. . . . . . . . .74
     Evaluating Corridor Capacity . . . . . . . . . . . . . . . .76
     Determining Levels of Service. . . . . . . . . . . . . . . .88
     Determining Solutions. . . . . . . . . . . . . . . . . . . .88

REFERENCES. . . . . . . . . . . . . . . . . . . . . . . . . . . .92


                                iv





                          LIST OF FIGURES

Figure Number                                                  Page

     1    On-Board Auto Survey--Dwelling Unit Summary . . . . . .22

     2    On-Board Auto Survey Trip Log . . . . . . . . . . . . .23

     3    Relationship of Cordon Count to External Trips. . . . .33

     4    Typical Study Area Map. . . . . . . . . . . . . . . . .38

     5    Simplified Chain of UTPS Programs for Four-Step
          Transportation Planning . . . . . . . . . . . . . . . .44

     6    District Accessibility Index Contour Plots for 1970
          Home-Based Work Trips (Index X 108). . . . . . . . . .60

     7    Accessibility to Employment By Automobile During Peak
          Hours . . . . . . . . . . . . . . . . . . . . . . . . .61

     8    Isochronal Representation of Travel Times to Employment
          Opportunities . . . . . . . . . . . . . . . . . . . . .62

     9    Cost of Owning and Operating an Automobile 1976 . . . .65

     10   Traffic Data for Intersection Capacity Analysis . . . .77

     11   Transportation Corridor Showing Cutlines for
          Corridor Capacity Analysis. . . . . . . . . . . . . . .79

     12   Facilities Stress Diagram . . . . . . . . . . . . . . .80

     13   Facilities Stress Diagram with Varying Service Levels .89

                                 v





          LIST OF TABLES


Table Number                                                   Page

     1    Street and Highway Speed Classification System. . . . .12

     2    Suggested Sample for On-Board Auto Survey . . . . . . .19

     3    Number of Analysis Zones for Areawide Analyses. . . . .26

     4    Number of Assignment Links for Areawide Analyses. . . .27

     5    Work Effort Required for Non-Computer
          Traffic Assignment. . . . . . . . . . . . . . . . . . .43

     6    Classification of Impact Areas. . . . . . . . . . . . .56

     7    Impact Sub-Elements . . . . . . . . . . . . . . . . . .57

     8    Estimated Impacts of Various Alternatives:
          Harrington, ME. . . . . . . . . . . . . . . . . . . . .58

     9    Vehicle Operating Cost on Freeways. . . . . . . . . . .63

     10   Vehicle Operating Cost on Arterial Streets. . . . . . .64

     11   Urban Accident Frequency on Surface Streets
          Per Million Vehicle Miles . . . . . . . . . . . . . . .67

     12   Vehicle Gasoline Consumption on Freeways. . . . . . . .68

     13   Vehicle Gasoline Consumption on Arterial Streets. . . .69

     14   Pollutant Emission Factor Components (1977) . . . . . .70

     15   Pollutant Emission Factor Components (1995) . . . . . .71

     16   Intersection Capacity by Level of Service . . . . . . .75

     17   Freeway/Expressway Capacity Measures
          (Total Vehicles Per Hour) . . . . . . . . . . . . . . .81

     18   Possible Intersection Capacity for Various Operating
          Conditions--Approach Width 20 Feet. . . . . . . . . . .83

     19   Possible Intersection Capacity for Various Operating
          Conditions--Approach Width 30 Feet. . . . . . . . . . .84

     20   Possible Intersection Capacity for Various Operating
          Conditions--Approach Width 40 Feet. . . . . . . . . . .85


                                vi





                    LIST OF TABLES (Continued)

Table Number                                                   Page

     21   Possible Intersection Capacity for Various Operating
          Conditions--Approach Width 50 Feet. . . . . . . . . . .86

     22   Possible Intersection Capacity for Various Operating
          Conditions--Approach Width 60 Feet. . . . . . . . . . .87

                                vii





                           INTRODUCTION

     This manual includes transportation system planning techniques
that are applicable to small urban areas.  This System Planning
manual is complemented by a separate System Planning Appendix that
describes, in more detail, transportation demand estimation
techniques.  To carry on effective transportation system planning
this manual should be used with the Appendix and indicated
reference material.

     System planning is an evaluation of the need for
transportation facilities and services based on travel demand. 
System planning may be accomplished on an areawide basis, within a
jurisdiction, in a transportation corridor or in any other
geographic unit.  System planning includes an evaluation of how
urban development and human behavioral characteristics change the
demand for transportation.  System planning techniques are used to
evaluate transportation alternatives.

     The starting point for the analysis of transportation
alternatives should be the present system and committed
transportation improvements.  To simplify system planning the
evaluation should be limited to a single land-use plan.

     Both problem identification and problem solution are integral
parts of system planning.  Solutions may include public
transportation service improvements; transportation system
management (TSM) actions, such as traffic engineering improvements,
a ridesharing program or parking restrictions; or capital
investments related to widening street and highway facilities and
other construction.

     Other manuals of this series on Transportation Planning for
Your Community complement this manual.  For detailed evaluation of
existing system operations, refer to the Traffic Planning and
Transit Planning manuals.  The Programming Projects manual
describes how improvements can be programmed for implementation.

     Chapter One of this manual describes system functional
classification.  Included is information on the basic concept of
functional classification, definitions of functional classes,
information required, and a step-by-step procedure.

     Chapter Two describes techniques for estimating transportation
demand.  Both non-computer and computer techniques are covered. 
Information required for system planning and simplifications for
data collection are provided.

     Chapter Three addresses techniques for estimating system
requirements and determining improvements.  Impact analyses
covering social, physical, economic and environmental effects are
presented.

                                 1





                            CHAPTER ONE

                 SYSTEM FUNCTIONAL CLASSIFICATION

     Functional classification is the grouping of roads, streets
and highways into integrated systems, each ranked by its importance
to the general welfare, the motorist, and the land-use structure. 
Concepts of "importance" are based on economic and social values,
measured in a variety of ways.

     The functional classification process is a practical technique
for determining the travel corridors that should best serve through
and local traffic in an urban area.  The process determines the
importance of all urban streets and highways in relation to one
another and to urban development.

     In general, the segregation of the urban street and highway
system into classification provides the legislator, highway
administrator, engineer and transportation planner with a
foundation for: (a) establishing administrative highway systems:
(b) designating minimum design standards for highway systems; (c)
evaluating critical highway deficiencies; and (d) apportioning
highway funds.  For a detailed explanation of the uses of the
functional classification of streets and highways, see the
Programming Projects manual.


                           BASIC CONCEPT

     In developing a functional classification plan, all streets
and highways are examined and grouped into functional classes,
which are ranked by their importance.  The objective is to define
appropriate relative purposes of highways and streets in providing
traffic service and influencing urban development, and to establish
the most economic yet beneficial systems to meet both present and
future transportation needs.

     The concentration of traffic on a limited arterial system is a
basic goal of functional classification.  Fiscal resources should
be similarly concentrated on the limited arterial system to improve
the level of service to attract a maximum portion of through
traffic.

     Functional classification also is based on the concept that
most streets and highways have a predominant process - either to
provide the motorist with access to abutting land or to allow
movement through an area.  Traffic that gains access to abutting
land is termed "local," whereas all other traffic is termed
"through."

     In any designated neighborhood or community area, through
traffic is that which neither originates nor is destined there, but
is simply passing through.  Local traffic has origin or destination
within the designated area.  Thus, the same traffic that may be
considered "local" at its starting or ending place may be called
"through" in communities in between.

                                 2





     With the exception of limited-access highways where local
traffic is prohibited, or "cul-de-sacs" where through traffic is
impossible, all other streets and highways carry varying amounts of
both through and local traffic.  However, a facility that is used
predominantly by through traffic is termed an arterial street or
highway, and one that is used predominantly by local traffic is
termed a local-access street.  This split between through and local
traffic is different for each travel corridor and each link in the
transportation network.

     Experience has shown that the location of centers of traffic
attraction are key factors in the designation of arterial streets
and highways.  Since centers attract traffic from throughout an
urban area, a graphic display of travel "desire lines" would reveal
a "star pattern" emanating from each center.  Because of the
overlapping of travel desires, the corridors between the centers
are usually the heaviest traveled in the urban area.  Therefore,
the connection of these centers by the best available and most
logical regional routes forms the arterial classes of streets and
highways.  Collector streets collect traffic from local-access
streets and distribute it to the system formed by arterial streets
and highways and vice-versa.


                    FUNCTIONAL CLASSES DEFINED

     There are three street and highway classes - Major Arterials,
Minor Arterials and Collectors - where through traffic
predominates, and a fourth class - Local Access - where local
traffic is predominant.

     Major Arterial streets and highways contain the greatest
proportion of through or long-distance travel.  Such facilities
serve the high-volume travel corridors that connect the major
generators of traffic.  The selected routes should provide an
integrated system for complete circulation of traffic, including
ties to the major rural highways entering the urban area. 
Experience has shown that this class normally accommodates 30-40
percent of a region's travel on 5-10 percent of the street and
highway network.

     Generally, Major Arterials include all the higher traffic
volume streets, except those serving short trips or those serving
as alternatives to more direct facilities (i.e., interstate,
freeways and expressways, and other principal arterials).

     Minor Arterial streets and highways connect with all remaining
rural arterial and Collector roads that extend into the urban area. 
Minor Arterial streets and highways serve less concentrated
traffic-generating areas such as neighborhood shopping centers and
schools.  This class distributes medium traffic volumes.  Minor
Arterial streets serve as boundaries to neighborhoods and collect
traffic from Collector streets.  Although the predominate function
of Minor Arterial streets is the movement of through traffic, they
also provide for considerable local traffic that originates or is
destined to points along the corridor.

                                 3





     The integrated system formed by Major and Minor Arterial
streets and highways should include 10-20 percent of the total
street and highway network and serve 40-60 percent of motor vehicle
travel.

     Collector streets provide direct service to residential areas,
local parks, churches, etc.  To preserve the amenities of
neighborhoods, they are usually spaced at about half-mile intervals
to collect traffic from Local-Access streets and convey it to Major
and Minor Arterial streets and highways.  Collector streets serve
as local bus routes.  Direct access to abutting land is essential;
parking and traffic controls are usually necessary to insure safe
and efficient through movement of moderate to low traffic volumes.

     The integrated arterial and collector system usually includes
20-25 percent of the street and highway system and serves 70-80
percent of all urban area motor vehicle travel.

     Local-Access streets are those not selected for inclusion in
the arterial or collector classes.  They allow access to individual
homes, shops, and similar traffic destinations.  Direct access to
abutting land is essential, for all traffic originates from or is
destined for abutting land.  Through traffic should be discouraged
by using appropriate geometric designs and traffic control devices.


                       INFORMATION REQUIRED

The "basic resources" required are:

     1.   A map, scaled between 1" = 400' and 1" = 1/2 mile,
          showing existing streets and highways;

     2.   Existing average daily motor vehicle traffic counts on
          all urban streets and highways as well as the rural roads
          that converge on the urban area; and,

     3.   Personal knowledge of both the land development pattern
          and the general characteristics of the street and highway
          system.  To supplement personal knowledge aerial
          photographs and/or a map of existing land use is helpful.

     The basic resources will enable the determination of the
following "other" essential information:

     1.   The approximate boundary between urban and rural land
          development

     2.   Major and minor urban centers

     3.   Major and minor rural roads entering the area


     4.   Total vehicle miles of urban motor vehicle travel

                                 4





Urban Boundary

     Using information about the land-use pattern, the approximate
limit of urban development can be determined.  Included within the
urban boundary:

     1.   Residential areas of over 1,000 persons per square mile;

     2.   Strip commercial development; and

     3.   Other development of an urban character such as shopping
          centers, industrial parks and recreation areas.

Committed land development that meets the above criteria should be
included within the urban area boundary.


Major and Minor Centers

     A key factor in determining the magnitude of through traffic
is the location of the ma or and minor urban centers.  These are
located through personal knowledge of the area or as revealed in
the study of land-use maps and aerial photography.

     The term "major" is given to centers attracting heavy volumes
of traffic.  They include city core areas, regional shopping
centers, industrial parks, port facilities, colleges and
universities, large individual industrial plants and military
establishments.  Major centers are best served by the Major
Arterial class.

     Neighborhood shopping centers, small industrial plants, high
schools, etc., are considered "minor" urban centers, and are
serviced by Minor Arterial streets.

     Although traffic generation is the primary criterion in
ranking these centers, other factors must be considered.  For
example, not all trips have the same economic impact.  An airport
might be ranked as a "minor" center in terms of relative trip
generation, but its economic importance may justify a higher
designation.


Major and Minor Rural Roads

     The rural arterial and collector roads entering the urban area
must be.identified and segregated into major and minor
classifications based on existing statewide functional highway
classifications as designated by State and county officials, or on
estimates of statewide function or on traffic volumes.

     The "major" classification should be reserved for all routes
of principal statewide significance that serve heavy volumes of
long-distance travel, such as Interstate Highways.  Typically,
major rural routes entering an urban area serve an average of 5,000
or more motor vehicles per day.

                                 5





     The "minor" designation is given to all other rural arterial
and collector routes that enter the urban area.

     Rural roads that are chiefly serving as land-access routes and
enter the urban area are classified as urban Local-Access streets.


Miles of Street and Highway

     The total miles of urban street and highway are determined
through the use of a properly calibrated map-measure wheel and the
map previously described as Resource 1, with the urban boundary
affixed thereon.  It can also be obtained by driving all streets
and highways within the urban boundary with a vehicle equipped with
a calibrated odometer of the type used in developing road
inventories.

     Total urban area street and highway mileage can also be
determined by adding the section lengths of streets and highway
identified in a road inventory.  If the urban boundary was
established subsequent to the inventory, measurement will have to
be made of the length of the urban segment of each street and
highway inventory section cut by the boundary and @his mileage
added to the total length of the inventory sections wholly
contained within the boundary.

     For further information on the availability of a map-measure
wheel, specially equipped vehicles or road inventories, check with
State transportation officials.


Motor Vehicle Travel

     Calculate existing average daily motor vehicle travel on
individual segments of urban streets and highway by multiplying the
average daily traffic counts, or count estimates, on each urban
route segment by the length of the segment.  Add the calculated
segment travel to determine total urban motor vehicle travel.


                             PROCEDURE

The functional classification process is sequential and the
following steps are suggested:

STEP 1 -  Obtain or develop the "basic resource" information
          described previously.

STEP 2 -  Determine "other essential information"'described
          previously.

STEP 3 -  Locate on the street and highway base map the major and
          minor urban centers.

STEP 4 -  Locate on the street and highway base map the major and
          minor rural arterial roads converging on the urban area
          and crossing the urban boundary.

                                 6





STEP 5 -  Select as the Major Arterial streets and highways those
          that connect the major urban centers and that connect the
          major urban centers with the major arterial roads
          converging on the urban area via the best and most direct
          routes.

STEP 6 -  Select as the Minor Arterial streets and highways those
          that connect the minor and major urban centers to each
          other and to the rural minor and major arterial roads
          that enter the urban area.

          The selected Major and Minor Arterial streets and
          highways should form a continuous network.  Major and
          Minor Arterials should be designated at approximately
          one-mile intervals in fully developed areas.

          It may be desirable to use a transparent overlay of the
          street and highway base map with a grease pencil to
          depict, study, review, and revise the Major Arterial and
          Minor Arterial and Collector classes.

STEP 7 -  Locate on the street and highway base map the
          neighborhood residential areas, many of which are bound
          by the system on Major Arterial streets and highways.

STEP 8 -  Select the Collector streets that collect and distribute
          traffic originating along or destined to homes along the
          Local Access streets of the neighborhood.  To avoid
          circuitous routing of travel, it may be necessary to
          select two Collector streets in some neighborhoods.  To
          prevent Collector streets from being used as arterial
          routes avoid selecting Collector streets in contiguous
          neighborhoods that form a continuous route.  Collector
          streets should be spaced as nearly as possible to the
          midway point between arterials to be convenient to
          motorists.

STEP 9 -  Determine by measurement or from road inventory files the
          mileage of the Major Arterial, Minor Arterial and
          Collector classes.  Determine Local-Access street mileage
          by subtracting the total Arterial and Collector mileage
          from the total street and highway class.

STEP 10 - Calculate the proportion of street and highway mileage in
          each functional class.

STEP 11 - Determine the average daily motor vehicle travel on the
          Major Arterial, Minor Arterial and Collector classes. 
          Determine the Local-Access travel by subtracting the
          total Arterial and Collector travel from total urban area
          motor vehicle travel.


STEP 12 - Calculate the proportion of urban area motor vehicle
          travel on each functional class.

                                 7





STEP 13 - Calculate the average traffic density on each functional
          class by dividing the motor vehicle travel on a class by
          the class mileage.

STEP 14 - Review and adjust functionally classified urban street
          and highway network.  The importance of using a series of
          overlays with colored grease pencil tracings of the
          Arterial and Collector classes is seen in the review and
          adjustment process.  Experience shows that several
          iterations are required to develop a functional
          classification plan that meets the criteria outlined and
          meets with the approval of citizen and official advisors.

                                 8





                            CHAPTER TWO

                 ESTIMATING TRANSPORTATION DEMAND

     The basic concept underlying material provided herein is that
on an urban areawide scale, system analysis should be directed to
the identification of current and potential problems, Areawide
analysis should, generally, not be used for a testing of
alternative land-use plans or alternative systems.  Some of the
methods can be used for such purposes, but based upon current
concepts concerning transportation planning in smaller areas such
analysis does not appear warranted or desirable in most cases.

     The approaches provided in this chapter for demand estimation
consist of both non-computer and computerized methods, and methods
which vary in both scope and scale of analysis.  The selection of
an appropriate approach should be based on the concepts described
in Chapter One of the Managers Guide for Developing a Planning
Program, "Determining the Planning Scope." Each of the methods
described will include considerations with regard to the scale and
scope of analysis most appropriately addressed with the technique.

     In addition to describing transportation estimation procedures
that can be used to simplify demand estimation, this chapter first
provides discussion relative to information required and
simplifications that can be realized in data collection.

                       INFORMATION REQUIRED

     Socioeconomic and transportation information is required for
demand estimation, both in the development of relationships for
analysis purposes and to assess current and potential problems. 
The collection of data for demand estimation should be closely tied
to the data required for monitoring, both of which should be keyed
to the level of effort determined to be appropriate for the area
under study.  Hence, there is no single design relative to
information requirements for all urban areas.  The reader is
referred to the Monitoring and Forecasting manual for more detailed
information concerning monitoring requirements, forecasting
socioeconomic information, etc.

     For demand estimation purposes, information is required in
several broad categories as listed below:

               -    Transportation Inventory
               -    System Operation
               -    Area Dynamics
               -    Travel Behavior

     This information is central to the study of the current
transportation situation as well as to the estimation of future
demand and resulting potential problem areas.

                                 9





Transportation Inventory

     A transportation inventory is the central requirement for
transportation planning and operations.  This inventory should
include both the highway and public transportation systems,
Inventories related to the public transportation system are
described in the Transit Planning manual.

     An initial step related to highway system inventories is the
functional classification of streets and highways.  This process is
described in detail in Chapter One of this manual, "System
Functional Classification." The physical features of the highway
inventory should generally include:

     -    Physical features, such as width of pavement, condition,
          and surface type

     -    Traffic and engineering features, such as number of
          traffic lanes, traffic controls, channelization, parking
          regulations, and pedestrian control

     Much of the above information should be available through
local agencies such as the Department of Public Works or Traffic
Department.  In many cases, some of the information will be
available through the State Department of Transportation.  Quite
often, however, the information will not be compiled or centralized
to allow a thorough evaluation.  The information is central to
answering questions relative to determining street needs, short
range planning, maintenance budgeting, etc.  For maximum
utilization of such data, it is best to transfer the data to a
computer format such as punched cards or-magnetic tape.

     There are many sources available concerning the development of
street inventories appropriate for operating agencies.  For
information about the development of a highway system inventory,
the reader is referred to manuals: 1A, Determining Street Use; and
5A, Inventory of the Physical Street System; of the series Better
Transportation for Your City l/.


System Characteristic

     The operating characteristics of the street and highway system
determines the existing levels of service.  Included are traffic
volume counts, travel times or speeds and the capacity of streets
and highways.  The operating characteristics of the street and
highway system are key determinants of problems and are basic
information required for estimating future traffic demand.  Good
traffic counts are required for the ground count based forecasting
process described (See section entitled, "Ground Count Projection
Technique."). Likewise, system travel times/ speeds are required if
a computerized traffic assignment is to be accomplished.  Traffic
capacity values are required to assess current and predicted
traffic volumes.  The operating characteristics should form part of
the computer format discussed above for the transportation
inventory.

     Traffic Counts.  Traffic counts are needed in several phases
of planning.  They are an indicator of current problems when
related to capacity.  They are used in calibration of models and as
a check on the results of the models.  They

                                10





are used as a base to forecast future traffic as described in the
traffic count based forecasting procedure.  Monitoring of traffic
volumes will indicate travel growth trends.

     Sampling methods are used in obtaining average daily volume
information since obtaining such volumes for an entire system might
be beyond the capability of the transportation planning program. 
The reader is referred to two sources:

     -    Manual 3A, Measuring Traffic Volumes 1/

     -    Guide to Urban Traffic Volume Counting 2/

     Travel Time.  Travel time is an important indicator of system
operation and traffic service.  Travel time studies, when compared
to traffic counts, provide a measure of congestion and also are a
measure of vehicle operating costs.

     Travel time data is necessary in the traffic forecasting
phases of a study if computer methods are used for trio
distribution and traffic assignment.  Travel time "runs" should be
made on streets and highways where there are apparent problems. 
Such"'runs" will pinpoint problems.

     If travel times are to be made for traffic assignment
purposes, it is suggested that a sampling of major routes by area
type be undertaken.  The classification of speeds (with respect to
highway facility vs. location) might be set up as shown in Table 1.
The speeds so tabulated can be used to assign speeds to routes not
inventoried.

     Instructions for a study to determine travel time are
contained in Manual 3B, Determining Travel Time l/.  For study of
individual routes, the recommendations concerning the "Required
Number of Runs" as described in Manual 3B, are appropriate. 
However, if coverage is to be undertaken for traffic assignment
purposes, then it is recommended that two runs be made in the A,M.
peak hour, two runs in the P.M. peak hour, and two runs in off-peak
hours (one in the afternoon and one in the evening).  Then, to
determine an ADT travel time, a formula 3/ that has been used is:


                    2(Off-Peak Travel Time) + l(Peak Travel Time)
ADT Travel Time = ________________________________________________

                                          3


     Traffic Capacity.  Traffic capacity determination for streets
and highways allows: a determination of present level of service by
comparisons with ground counts; and an estimation of future
adequacy through Comparisons with forecast volumes.  The three
major factors influencing capacity are:

     (1)  geometrics
     (2)  traffic characteristics, and traffic controls for
          intersections (streets)
     (3)  lane widths, and traffic characteristics on controlled
          access facilities.

Procedures for calculating capacity for traffic engineering
purposes are described in the Highway Capacity Manual 4/.  For
traffic assignment and other planning

                                11





Click HERE for graphic.


                                12





purposes, less detailed procedures for calculating capacities are
appropriate, and are discussed in Chapter Three of this manual.

     Where parking is an important problem refer to Manual 3C,
Conducting a Limited Parking Study 1/, and to the Traffic Planning
manual.

Area Dynamics

     The transportation system serves the population and industry
of an area, Transportation planning must be responsive to the
dynamics of an area in terms of population and employment change,
characteristics of the population and employment, such as income,
auto ownership, and type of industry, and the distribution of the
population and employment across the area.

     These characteristics must be considered throughout the
transportation planning process.  For example, trip generation
establishes a relationship between travel and the land-use and
socioeconomic characteristics.  In trip generation the intensity of
land-use, the character of the land-use, and location should be
considered.

     Intensity of land-use is the amount of activity to be found in
a zone and is usually stated in terms of a density measure, such as
employees per square foot of floor area, acre of some specific
land-use category, or dwelling units per acre.  As an example, the
number of trips per dwelling unit generally decreases as the number
of dwelling units per residential acre increases.

     Trip generation also relates to the "character" of land-use. 
On a household level, character is expressed in socioeconomic terms
such as family income and auto ownership.  With all other
conditions the same, families with higher incomes generally own
more automobiles and make more trips.  For non-residential land
uses, character is usually reflected in the type of activity (e.g.,
manufacturing, retail, commercial).

     The location of residential land is important as may be shown
by the higher trip rates of a high-rise complex in the suburbs
versus rates for a similar complex in the CBD.

     For trip distribution, area dynamics is considered in terms of
the trip generation throughout the metropolitan area and the
separation between the activities in terms of time or distance.

     In mode choice, or transit use estimation, area dynamics is
considered in terms of characteristics of the population such as
age, income, auto ownership, distance from transit lines, and so
on.

     Sources of Information.  The characteristics of the area can
be evaluated through the use of available sources of information
including topographic data, economic data, demographic/social data,
land-use/highway data, and employment data.  This information is
used to evaluate the current situation as well as a forecast of the
probable future situation.

                                13





The major sources of information are;

          -    Local Tax Assessment Records
          -    Planning and/or Zoning Commission Records
          -    Housing Authority Files
          -    Building, Occupancy, and Construction Permits
          -    Building and Health Inspection Records
          -    Business Licensing Files
          -    Employment Security Commission Records
          -    Bureau of Revenue Files
          -    School District Student Enrollment and Personnel
               Files
          -    Community Renewal Agency Files
          -    Utility Billings
          -    Motor Vehicle Registrations
          -    U.S. Census Materials
          -    Internal Revenue Service Records
          -    Bureau of Labor Statistics Data
          -    State Planning Commission Files
          -    Community Organization Records
          -    Commercial Data Sources (such as Polk)
          -    Aerial Photography
          -    Public Works Department Files

     The use   of available information is more economical and
efficient than the collection of new data.  These sources also
provide opportunities for monitoring key urban area characteristics
(See Monitoring and Forecasting manual.).

     Forecasts.  When considering future projections of social,
economic, and demographic characteristics, such factors as
population trends, economic development trends, land-use
development trends, and geographical and topographical constraints
to land and transportation development should be examined.  In
areas with slow to moderate growth, a single projection for
transportation analysis will, in most cases, be appropriate.  This
projection should be an assessment of what the area will most
probably look like in the future.  For faster growing areas,,
policies for controlling and/or directing growth may be considered. 
However, growth patterns and trends are difficult to redirect over
relatively short periods, such as 5-10 years, and care should be
taken to limit transportation testing of alternative growth
possibilities.  The transportation analysis should be aimed at
determining potential problems and system requirements for the most
probable future growth and development pattern.

     Use of map displays and charts, along with land-use plans and
economic and demographic projections, provide a starting point for
assessing urban area characteristics.  Emphasis should be placed on
the,chief economic basis for the area and likely residential
development patterns.  Discussions with key community leaders will
often provide a good assessment of future development patterns.

     Land-Use Forecasting Techniques.  Land-use forecasting refers
to estimating future amounts of traffic analysis areas such as
zones.  Several non-computer land-use forecasting techniques have
been developed that are

                                14





practical for transportation planning in small urban areas.  In
some instances, such as where rapid growth is expected, a
simplified computer based procedure may be considered.

     Land-use forecasting allocates areawide forecasts of the
socioeconomic variables to analysis zones.  Consideration is given
to such zone characteristics as vacant land available for
development, zoning, availability of public utilities,
accessibility, etc,

     The traditional allocation technique consists of gathering and
analyzing data and then allocating activities based on acceptable
planning standards and professional judgment.  A further step is to
use mathematical models and regression analysis to quantify
existing relationships.  While this added step makes the allocation
process more explicit, planning judgment still plays an important
role in the use of the models.

     For details on land-use forecasting refer to Land Use
Forecasting Techniques, for Use in Small Urban Areas 5/.


Travel Behavior

     The amount and type of information collected for understanding
travel and travel behavior should be based on assessments of both
growth potential and transportation problems.

     Transportation inventories provide the necessary information--
traffic volumes, speeds, capacities, condition of the streets--for
the identification of problems.  However, where traffic congestion
in a downtown area appears to be caused by trips which have no
purpose downtown, a travel survey--limited to the downtown area--
may be warranted.

Future estimates of travel must be made through use of the four-
step simplified procedure, through ground count factoring, or other
suitable traffic forecasting procedures.

     There may be other instances where travel survey information
must be collected, but in most cases, travel behavior and travel
can be simulated.  The material provided on demand estimation in
this chapter allows simulation of most travel characteristics. 
However, a review of past surveys should be made, and such surveys
used as a base, where appropriate.  Where other travel surveys must
be made, simplification and cost reduction are important
considerations.

     External travel.  Since through trips and trips originating or
destined to points outside the urban area are a high proportion of
total travel in smaller urban areas, an external survey may be
necessary.  In some cases an alternate approach based on a trip
table built from screenline or cordon surveys should be considered. 
This is described in the section of this chapter on the "Partial
Matrix Technique."

                                15





     External travel surveys are described in Urban Origin-
Destination Surveys 6/.  Most states have personnel with expertise
in setting up roadside interview stations, conducting the
interviews, counting and classifying traffic, and coding the
results.

     The traditional external survey begins with the development of
a traffic cordon line around the study area, Either a loose cordon,
literally including rural fringes within it, or a tight cordon,
containing only the urbanized area, may be drawn.  Each has its
advantages and disadvantages, and these are discussed in Urban
Origin-Destination Surveys 6./.

     If the external travel survey is the only survey to be made, a
tight cordon will provide more information, but is more expensive,
since many routes cross the cordon.  If the survey is an update of
a previous survey, the same cordon location should be used.  If a
bypass highway is being considered, the cordon should include the
bypass area, The cordon should be located to keep the number of
interviews as low as possible.  A tight cordon makes repeat surveys
more difficult in areas that are contemplated to expand.

     Once the cordon is located, stations are selected for
interview.  The stations are selected, traditionally, to account
for 85-95% of all traffic crossing the cordon, although in some
cases, a smaller sample may be adequate.

     If some stations are close to each other and are believed to
exhibit similar distribution patterns, interviewing on one and
using the distribution to represent another may be acceptable.  In
this manner the number of stations may be minimized.  Likewise, for
most regional studies, sufficient distribution patterns can be
obtained by interviewing at stations that account for approximately
75% of all traffic crossing the cordon.

     It is recommended that interviewing be accomplished during a
12-14 hour period containing both peak hours (A.M. and P.M.) at all
stations.  If the external travel survey is being made to forecast
traffic, and time of day is not important, it is recommended that
interviewing be accomplished in one direction only.  This is based
on the assumption that inbound and outbound traffic patterns are
similar.

     A counting program must accompany the external travel survey
at all external stations and other cordon crossings.  For higher
volume routes, daytime classifications of vehicle types are also
made.  On major truck routes, vehicle classification counts may
also be necessary at night, when truck traffic predominates. 
Classification counts permit expansion of the travel sample.

     In an update situation, new counts in the same locations the
external survey was previously conducted, may be an adequate
substitute for a new survey-especially in an area with few major
land-use changes.  The trip distribution from the external survey
can be factored using the new count information.  There are cost
advantages to using automatic counters wherever possible.

     Recently, problems have occurred in external travel surveys
because some drivers avoid survey stations due to forewarning on
Citizen Band radios.  Care

                                16





should be taken to monitor that media and observe key diversion
points, especially for major highways.  Care in avoiding congestion
and time delays will eliminate these problems.  If the sample is
kept small, congestion and delays are minimized, CB diversions
avoided, and the cost of handling/coding/keypunching minimized.

     For stations where the traffic volume is under 10,000 vehicles
per day, a sufficient number of personnel should be assigned to
each station to interview about 25% of the off-peak traffic.  For
routes with volumes over 10,000 vehicles per day, about 10% of peak
hour traffic should be sampled.

     If trip length by purpose as well as trip distribution are the
major goals of the survey, vehicle type, origin, destination,
number of vehicle occupants, garage location, and trip purpose are
sufficient.  Routing of through trips should also be determined if
needed for the development of forecasts or analysis of particular
problems.  Sample survey forms are shown in Urban Origin-
Destination Surveys 6/.

     Alternative methods of gaining external travel information
should be considered.  Some are simpler and less expensive, but
provide less reliable, but still acceptable, data.  The easiest
method is a postcard survey, in which a percentage of vehicles is
stopped and the driver handed a postcard to fill in and mail back. 
This typically results in a return rate of about 40%, with the
inherent bias of a mail-back survey.  However, traffic delays are
minimal and manpower requirements are less.  For a postcard survey,
station locations at stop signs or traffic signals are an
advantage.

     Another option, is a license plate look-up, mail-out postcard
survey.  License numbers are recorded in full on a tape recorder,
on film, or on paper, and matched with motor vehicle files to
develop a two-part postcard addressed to the vehicle owner,
explaining the survey and where the vehicle was seen, with the form
as a detachable return card.  These surveys must be made with full
cooperation from the State motor vehicle departments.

     If the simulation of internal travel is contemplated, as
discussed in the section on the "Partial Matrix Technique," the
possibility of interviewing motorists on two perpendicular
screenlines instead of a cordon should be considered.  With two
perpendicular screenlines, from one edge of the urban area to the
other, all through trips and a large portion of both the external-
to-internal trips and internal-to-internal trips will be surveyed.

     The most economical substitute for an external travel survey
is a previous external travel survey, expanded through the use of
current traffic counts.  The expansion of a previous survey should
be considered when:

     -    through traffic is not a major traffic problem,

     -    major through or bypass highways have not been built or
          improved since the last survey,

     -    the cordon for the last survey is still outside the
          urbanized area, and

                                17





     -    major generators of external travel@ such as a new
          shopping center on the outskirts of town, have not devel-
          oped since the last survey,

     If some change has occurred which affects travel, it may be
possible to undertake a small survey to check for that impact, such
as an external survey only on the newly improved through route, or
only in the part of town where the growth has extended beyond the
cordon,

     Internal Travel, Internal travel, that is, travel with both
origin and destination within the boundary of the urban area, has
traditionally been forecast using distribution models such as the
gravity model.  Early in the use of distribution models, large
samples of travel information were collected to form the basis for
the calibration of models.

     The approach to internal travel estimation recommended in this
manual is simulation based upon characteristics of similar
communities.  Characteristics are selected that relate travel to
local land-use and transportation facilities.  "Calibration"
consists of matching the results of the simulation models to local
traffic counts and mode choice.

     With this approach there is no need to make travel surveys. 
Where conditions are such that it is necessary to obtain local
travel information, alternative methods to a home-interview survey
should be considered.

     Alternative methods to the home-interview-survey are less
costly and provide the necessary information.  Two such alternative
travel behavior surveys are discussed below.  One approach is based
upon an "on-board auto survey" coupled with an on-board transit
survey, if appropriate.  Here, a small sample survey, in the range
of 500-1,000 households provides sufficient information (See Table
2.). Methods of collection of travel information should be
carefully considered, with questioning held to a minimum. 
Telephone surveys or mail-back interviews should be considered. 
The other approach is based upon developing a trip table with
resulting trip lengths, productions and attractions from screenline
surveys expanded to represent the entire area.

     For truck and taxi trip information, the on-board survey, the
screenline Survey or a small sample survey of the type described in
Urban Origin-Destination Surveys 6/, should be considered.  If
there are less than 10 taxis operating, the taxi survey should be
eliminated.  If a taxi survey is to be undertaken, include all
taxis.  For trucks, the sample size should be based upon the
intended use of the data.  If the information is to be used for
determining trip length and trip generation, the overall truck
sample should be twice the home-interview rate 6/.


                                18





                              TABLE 2
             SUGGESTED SAMPLE FOR ON-BOARD AUTO SURVEY


                    Sample Households   Approximate    Approximate
     Urban Area        (Assumes 3     % of Number of    Number of
     Population      persons per HH)*   Households        Autos**

25,000- 50,000            500                4.0              775

50,000- 75,000            550                2.6              850

75,000-100,000            650                2.2            1,010

100,000-125,000           750                2.0            1,165

125,000-150,000           850                1.8            1,320

150,000-175,000           950                1.7            1,475

175,000-200,000         1,000                1.6            1,550


      * Source: Urban  Origin-Destination Surveys 6/.

     ** Using an average of 1.55 autos per household and rounded to
the nearest 5 households.

                                19





     On-Board Auto Survey, Where local travel information is deemed
necessary for either monitoring travel characteristics or for the
development of travel models, the information should be obtained at
minimum cost and within as short a time period as possible.  One
such approach is the on-board auto survey,

     The on-board auto survey is appropriate to determine trip
generation, trip length frequencies, and trip purposes.  The on-
board auto survey parallels the onboard transit survey described in
the Transit Planning manual.  In addition, to information on trip
characteristics, the on-board auto survey measures vehicle use.

     If transit and highway analyses are to be done independently,
then the on-board auto and transit surveys should be separate.  If
a person trip analysis is desirable. the data sources should be
combined.  The methodology for combining the data sources is
described later.

     The on-board auto survey combines telephone interviews with a
vehicle trip log for each auto in a selected sample.  The telephone
inquiry solicits household participation and gathers basic
socioeconomic information.  Sampling is by household, with all
vehicles in a selected household part of the survey.

     Sampling of households is accomplished as described in the
manual, Urban Origin-Destination Surveys 6/.  As a minimum, it is
suggested that 500 households be interviewed, with an upper limit
of 1,000 households.  Refer also to Table 2.

     The non-trip information includes the type of data required
for anticipated analysis.  If, for example, trip generation
analysis using cross-classification is contemplated, auto
ownership, household income and persons in the household should be
obtained.  As a minimum, the following non-trip information should
be collected and coded:

     -    Interview address

     -    Number of owned passenger cars at address

     -    Number of company-owned or borrowed cars at address

     -    Number of trucks used for personal (non-commercial) trips

     -    Number of persons living in household

     -    Number of persons 5 years old or older living in
          household

     -    Combined income of all family members

In addition, other useful information includes:

     -    Household structure type

     -    Number of persons employed

     -    Sex, race, occupation and industry of each family member

     -    Make, model and year of each auto at household

                                20





     -    Number of transit trips by trip purpose made by each
          family member on the previous day

     For auto trip data, a vehicle log should be sent for each auto
owned or garaged at the household, and for each truck used for
personal travel.  The vehicle log should be completed for a given
24-hour survey day, The survey day and date should be entered on
the forms sent, as well as the household address, Also, if vehicle
information (make, model, year, etc.) is requested in the telephone
interview, this should be entered on each form sent to the
household.  The general guidelines for the time of beginning and
ending of the travel date (i.e., 4:00 A.M.) should be as described
in the Urban Origin-Destination Surveys 6/.

     The log data for each vehicle in the survey should be limited
to the following basic trip information:

     -    Start and end odometer reading for each trip

     -    Start and end time of each trip

     -    Purpose of each trip (plus homebased or non-homebased
          identifier)

     -    Number of people in vehicle (household members and non-
          household member passengers) for each trip.

     A trip for the purpose of the survey is defined as the
movement of the vehicle between two points, where a driver or
passenger enters or leaves the vehicle at one of the points.

     As may be noted, information is not obtained with regard to
the origin or destination of the trip.  This attribute of the
technique as well as the minimal interviewer time involved are the
major contributors to the low cost per survey.  Since the primary
focus of the procedure is for model development or monitoring of
trip length and trip rates, geocoding of the observed trips is not
necessary.  It is suggested, however, that the household address be
coded to some geographic system.

     There are many survey form designs possible for the on-board
survey.  One such design is shown in Figures 1 and 2. These forms
allow the determination of the number of auto driver trips by
purpose, as well as the number of auto passenger trips by purpose. 
These may be classified by income and auto ownership and household
size.  The steps in accumulating the numbers of trips and
households to determine, the trip rates is described in Trip
Generation Analysis 7/.

     For trip length distributions,the number of auto driver trips
can be accurately determined using the odometer readings for
distance in miles and the reported times for travel time in
minutes.  Trip purpose can be determined directly.  An auto
occupancy by trip purpose of the auto driver can also be
determined.

     The trip length by purpose for passengers cannot always be
accurately determined.  If, for example, passengers enter and leave
during a trip reported for one auto driver (i.e., driver starts
with three passengers, one more is picked up along route, two
passengers dropped off further along route, etc.) a determination
cannot be made of trip length by purpose of the passengers since
the individual passengers

                                21





Click HERE for graphic.


                                22





Click HERE for graphic.


                                23





are not identified.  By eliminating reportings of this kind, it is
expected that the use of more usual reportings will reflect the
universe of travel.

     If total person trip rates classified by socioeconomic
variables (i.e., income, auto ownership) are desired, then the
results of an on-board auto and an on-board transit survey are
required.  In such a case, the results of the on-board auto and on-
board transit surveys must be expanded to reflect the universe of
trips.  Expansion of the on-board auto survey is accomplished in a
manner similar to a usual home-interview survey, and the reader is
referred to the Urban Origin-Destination Surveys 6/.  For expansion
of an on-board transit survey the reader is referred to Urban Mass
Transportation Travel Surveys 8/.

     Using the on-board auto survey, as expanded, an estimate is
obtained of the number of households by classification category
(i.e., income and auto ownership).  Likewise, the number of auto
driver and auto passenger trips by classification category is
determined.  The expanded transit survey is also summarized to
provide transit trips by classification category.  When these
matrices are developed, trip rates per household can be obtained by
classification category.


                   TRAFFIC ESTIMATION PROCEDURES

     In this section, the four-step traffic estimation procedure--
trip generation, trip distribution, mode choice and traffic
assignment--is described along with alternative techniques for
carrying out the procedure.  Non-computer techniques are described,
mostly by referencing the report entitled: Quick-Response Urban
Travel Estimation Manual Techniques and Transferable Parameters--A
Users Guide 9/.  Where appropriate, guidelines, hints and
simplifications are provided relative to the manual techniques
described.

     A computerized approach is also provided using a minimum
number of programs and program options in the Urban Transportation
Planning System (UTPS) 10/.  The computer application uses a
simplified pre-packaging of programs HR (historical record
builder), UROAD (highway traffic assignment program), SCAGM (small
cities gravity model program) and UMATRIX (matrix manipulation
program), as well as inclusion of default paramenters for three
sizes of urban areas (i.e., 25,000-50,090 population- 50,000-
100,000 population- and 100,000-200,000 population).

                                24





Basic Considerations

     Some basic decisions must be made prior to application of the
traffic estimation techniques.  These are related to reasons for
the analysis, the zone system required, the network detail
required, and the choice between manual or computerized approach. 
Details can be obtained through reference to special manuals on the
subjects, such as Traffic Assignment 3/, Trip Generation Analysis
7/, PLANPAC/BACKPAC General Information 11/, etc.  For definitions
of the terms used in this chapter the reader may refer to the
Glossary in PLANPAC/BACKPAC General Information 11/.


     Number of Traffic Analysis Zones. The number of zones to be
used in a transportation network should be based on the purpose of
the evaluation and the method of analysis to be used.  For areawide
analyses to determine potential future problems, zones with up to
30,000 trip ends produce reasonably accurate results.  For corridor
analysis or major route planning, the number of trip ends per zone
should be in the range of 10,000-15,000.  The accuracy of trip
distribution results is not affected significantly by reduction in
the number of zones.  Decisions regarding zone systems should be
based on the level of acceptable accuracy for the traffic
assignment phase of a study.  The number of zones should be kept
within a maximum of about 40 if non-computer network analyses are
to be made.

     To determine potential future problems on an areawide level,
it is suggested that the number of analysis zones approximate that
shown in Enable 3. The reader is referred to Traffic Assignment
Methods--Applications-Products 3/ for information and definitions
regarding zone and analysis network development.

     Analysis Network.  A general guideline for the number of links
that should be in a computer network is 8-10 physical (non-
directional) links for one analysis area (considering each analysis
area has a connection from its centroid to four boundary streets). 
For areawide analysis to determine problem areas for more detailed
study, a good approximation of the number of links needed is shown
in Table 4,

                                25





                              TABLE 3
                     NUMBER OF ANALYSIS ZONES
                                FOR
                        AREAWIDE ANALYSES1

                    Urban Area     Number of
                  Population          Analysis

                     25,000             10-15

                     50,000             20-30

                     75,000             30-50

                    100,000             35-60

                    125,000             45-75

                    150,000             55-90

                    175,000             65-100

                    200,000             75-125


  1 Does not include external stations on cordon surrounding the
     study area.

                                26





                              TABLE 4
                    NUMBER OF ASSIGNMENT LINKS
                                FOR
                         AREAWIDE ANALYSES

               No. of Links* for        No. of Links* for
               Computer Assignment      Manual Assignment
Urban Area     (includes 4 Centroid     (No Centroid
Population     Connectors)              Connectors)

 25,000              90-130              20-45

 50,000             175-250              40-90

 75,000             250-450              60-150

100,000             300-550              70-180

125,000             400-700              90-225

150,000             500-800             110-270

175,000             600-900             130-300

200,000             700-1100            150-375


  *  These are physical connections (non-directional).  If there
     were no one-way streets in a network, 100 links, as defined
     above, would represent 200 directional connections.

                                27





     Of course, for slower growing areas, the lower end of the
number of analysis zones and link ranges should be considered, and
the upper end for faster growing areas.

     Zone-to-Zone Impedance Values.  For modeling purposes,
impedance values are required for transportation system segments so
that routes can be selected for assignment purposes as well as to
provide necessary zone-to-zone impedance values for trip
distribution and modal choice procedures.  Impedance values
represent the separation between zones In terms of time, distance,
or cost.  Sometimes a combination of these are used.

     For link impedances, link travel time based upon a sample of
observed travel speeds should be used.  Travel speeds are usually
obtained by employing floating car techniques (See Determining
Travel Time 1/).

     Sampled speeds are generally grouped by facility type and type
of area.  Average speeds for these groups are then calculated. 
These speeds are then assigned to links in the system based on
facility type and area type.

     In areas under about 100,000 population, speed runs may be
considered for all facilities in the assignment network.  For
larger areas, a sampling of facilities is appropriate.  The number
of readings during a measured time period can be safely cut to 2 or
3 from the recommended 6 to 12 if a classification scheme is used. 
For default values, where speed runs are not made locally, the
reader is referred to Table A-6 in the Appendix.

     Selection of Techniques.  With regard to choice between non-
computer and computer techniques, the intent of the areawide
analysis and the size of the urban area (i.e., number of zones,
extent of assignment network, etc.) are important.  If alternate
plans--both land-use and system--are to be tested,'computer tech-
niques are most desirable in almost all cases.  If, as suggested in
this set of manuals, areawide analyses are accomplished for the
sole purpose of identifying problem areas, then manual methods are
appropriate in many instances.  If the number of zones is limited
to about 40 and the number of system links to under about 200, the
process can be accomplished manually, especially if a one-purpose
trip distribution model is used (see section on one-purpose gravity
model in this chapter).

     Default Values.  A great deal of time and effort is required
to obtain information for model application and for analysis
purposes through individual surveys conducted locally.  Certain
parameters and characteristics can be transferred between areas. 
Where a survey has been taken locally in the past, it should be
considered for providing local conditions.


                                28





     Appendix A,provides various transportation values which can be
used when local information is not available ("default values").

-    Trip Generation:

          -    Detailed Trip Generation Characteristics

           25,000- 50,000 Population         -            Table A-1
           50,000-100,000 Population         -            Table A-2
          100,000-200,000 Population         -            Table A-3

          -    Summary Trip Generation Parameters

          By Above 3 Population Groups       -            Table A-4

-    Trip Distribution:

     -    Airline Distance to Distribution Factor Conversion

      25,100-100,000 Population              -  Figures A-1 to A-6 
     100,000-200,000 Population              -  Figures A-7 to A-12

     -    Assumptions Used in Developing Distribution Factor
          Conversion Charts

     By above 2 Population Groups            -            Table A-5

     -    Vehicle Speeds by Facility Type and Location

     For above 2 Population Groups           -            Table A-6

     -    Gravity Model Impedance Exponents

     For above 2 Population Groups           -            Table A-7

-     Auto Occupancy:
     -    Auto Occupancy by Trip Purpose

          For above 2 Population Groups      -            Table A-8

     -    Auto Occupancy by Land-Use at Destination

          For above 2 Population Groups      -            Table A-9

-    Time-of-Day Characteristics:

     - See Chapter Six of Users Guide 9/

-    Choice of Travel Mode

     - See Appendix C


                                29





     "Default" values can be used with non-computer or computer
techniques, Several techniques described herein or referenced later
in other available rePorts are based on the type of data provided
in the default tables and figures listed above.  Applications of
such default values using non-computer procedures to three
scenarios are provided in the Users Guide 1/, The scenarios include
a site development impact analysis@ a corridor analysis, and a
land-use/highway spacing analysis.

Non-Computer Techniques

     Non-computer techniques are suitable for analyses related to
problem identification and location.  Although they are most
appropriate for subareas or specific sites and corridors, they may
be used for an entire urban area if the number of zones and size of
network is no more than a maximum of about 40 zones and 200 links.

     The report, Quick-Response Urban Travel Estimation Manual
Techniques and Transferable Parameters: A Users Guide 9/, provides
details regarding the basis of development for the non-computer
methods, the data required for application, features and
limitations, etc.

     Trip Generation.  Appendix Tables A-1 through A-3, "Detailed
Trip Generation Characteristics," are estimates of trip generation
rates based upon household income and/or auto ownership.  The data
are summarized by population groups.

     Household income is in terms of 1970 dollars and incomes
estimated for other time periods must be adjusted to this base when
using Appendix Tables A-1 through A-3.  To convert household
incomes to a 1970 dollar base, the consumer price index is used. 
The U.S. Department of Labor, Bureau of Labor Statistics, provides
this index for the United States as well as for many cities and
Standard Metropolitan Statistical Areas (SMSA) 12/.  For an example
of such a conversion refer to the Users Guide 9/.

     The most complete forecast of household income was prepared by
a joint effort of the Bureau of Economic Analysis of the Department
of Commerce, and the Economic Research Service of the Department of
Agriculture for the U.S. Water Resources Council 13/.  The data
includes historical and projected measures of population,
employment. personal income and earnings for states, economic
areas, Standard Metropolitan Statistical Areas and water resource
regions.

     It is difficult to obtain household income information for
areas under 50,000 population.  In these cases,car ownership can be
used as described in the following example.

     The data in Appendix Tables A-1 through A-3 can be used in
several ways.  If an estimate of zonal average autos per household
is available, average daily trips per household can be estimated
directly.  For example, in an urbanized area of 50,000-100,000
population, 11.9 average daily person trips per household can be
expected where the average auto ownership is 1.07 per household. 
Where the number of households by income range is forecast, the
following parameters can be estimated:

                                30





     -    Average autos per household
     -    Average daily person trips per household
     -    Percent of trips by purpose
     -    Percent of 0, 1, 2 and 3+ auto households
     -    Trips per household for 0, 1, 2 and 3+ auto households

     A useful application of Appendix Tables A-1 through A-3 is to
obtain control totals for an urbanized area based upon income
distribution forecasts.

     These control totals would include the above listed
information for the entire urbanized area, thereby providing a
basis for controlling estimates derived at the zone or household
level.  The "Average Daily Person Trips per Household" information
in Appendix Table A-4, "Part A - Trip Production Estimates," is
based upon the information presented in Tables A-1 through A-3.  "%
Average Daily Person Trips By Purpose" is an expansion of the 1970
average condition and may vary if the trip rate varies.  A review
suggests that using these data for another year would not cause too
much variation in results.  Likewise, the "Auto Person Trips as a %
of Total Person Trips" and "Auto Driver Trips as a % of Total
Person Trips" can be used for years other than 1970.

     For many urban areas in the 25,000-200,000 population range, a
separate estimate of transit demand is suggested.  Except for a
rapidly growing area where the potential for transit use for work
travel is greater than about 15 percent of person work trips,
transit demand should be evaluated separately from highway demand.

     The relationships shown in Appendix Table A-4 provide the
means for converting person trip estimates from Tables A-1 through
A-3 to auto vehicle trips.  As an example, assume for some zone
that the application of Table A-2 results in 13 average daily
person trips per household in an area of 65,000 population, with 15
percent of these homebased work (HBW), 62 percent homebased non-
work MIN) and 23 percent non-homebased (NHB).  Appendix Table A-4
indicates that auto driver trips are about 75 percent of HBW person
trips, 52 percent of HBNW person trips and 64 percent of NHB person
trips.  Estimates by purpose of auto driver trips would be
calculated as:

          HBW:      13 x 0.15 x 0.75 =  1.46
          HBNW:     13 x 0.62 x 0.52 =  4.19
          NHB:      13 x 0.23 x 0.64 =  1.91

                                        7.56  Auto Driver Trips

                                31





     Also, in cases where there are no large differences in
population characteristics between zones, Appendix Table A-4 can be
used to generate trips,by zone.  Appendix Table A-4, "Part B -
Useful Characteristics for Trip Estimation" presents rough-cut
approximations which can also be useful.

     To illustrate the use of the material in Parts A and B of
Appendix Table A-4, assume an urbanized area with 65,000 population
and 22,000 households.  With 14 average daily person trips per
household ("Part A"), a total of 308,000 internal plus external
trips can be expected.  Sixteen percent of these would be HBW
trips, or 49,280 daily person trips; 61 percent HBNW or 187,880;
and 23 percent NHB or 70,840.  Of the total 308,000 person trips, 2
percent or 6,160 can be expected to be transit person trips; 40
percent, or 123,200, auto passenger trips; and 58 percent, or
178,640, auto driver trips.

     To obtain auto person trips by purpose, the total trips by
purpose would be multiplied by 0.96, 0.99 and 0.98, respectively,
to obtain HBW, HBNW and NHB trips.  The results would be: 47,309
HBW person trips by auto; 186,001 HBNW person trips by auto; and
69,423 NHB person trips by auto.  Auto driver (auto vehicle) trips
for different purposes would be similarly calculated using 0.70,
0.54 and 0.69, respectively for a total of 184,831 trips.  From
`Part B," truck trips can be estimated at approximately 49,904
(184,831 auto driver trips x 0.27).

     Some characteristics of external travel are also presented in
Appendix Table A-4.  For an area with a population of 65,000, the
Table shows the number of external trips passing through the area
would approximate 21 percent of total external trips.  To apply
this percent to cordon counts, which include through trips twice,
an adjustment is necessary to determine the absolute number of
trips involved.

     This adjustment is best shown by an example.  Assume a cordon
count of 100,000 vehicles per day.  These are made up of internal-
external trips, external-internal trips and external-external
trips.  The external-external, or through trips, are counted twice. 
To calculate these, the 21 percent from Appendix Table A-4, "Part
B," would be used as follows:

          Count = Trips x (1 + Proportion of Through Trips)
          Count = Trips x (1 + 0.21)

     If the total cordon count is 100,000, for example, the total
external trips would be estimated as 100,000/1.21 or 82,645 trips. 
Of these, 21 percent are through trips, or 17,355.  To visualize
this graphically, refer to Figure 3. From Appendix Table A-4, "Part
B," the number of external trips expected destined for the CBD
would be 0.22 x 82,645 or 18,182.


     Appendix Table A-4, `Part C - Trip Attraction Estimating
Relationships" allows estimation of trip attractions.  For HBW,
HBNW and NHB trip purposes, in

                                32





Click HERE for graphic.


                                33





order to adjust the attraction rates to "fit" a particular size
urban area, the trip production control total for the area should
first be developed using either the material in Appendix Tables A-1
through A-3 or Table A-4, "Part A." For the example described
above, total area controls of productions were;

          HBW        49,280
          HBNW      187,880
          NHB        70,840

                    308,000 Daily Person Trips

Assume, for example, the following employment-residential mix:

     Total Employment    25,000
     Retail Employment    5,000 (out of the total 25,000)
     Dwelling Units      22,000

     Areawide trip generation totals are next developed using the
relationships in Appendix Table A-4, "Part C" as follows:

               49,280
     F1  =  _____________                             =  1.16

            1.7(25,000)


                              187,880
     F2  =  _________________________________________      =  2.29

               10(5,000) + 0.5(20,000) + 1.0(22,000)


                              70,840
     F3  =  __________________________________________ =  1.00 

               2(5,000) + 2.5(20,000) + 0.5(22,000)


     Areawide trip generation tables are used when attraction rates
for zones are desired.  For example, if a zone has a total
employment of 1,000, a retail employment of 200, and 500 dwelling
units, the trip attractions would be calculated as follows:

HBW  =  1.16 x 1.7 x 1,000                                 =  1,972
HBNW =  2.29 [(10 x 200) + (0.5 x 800) + (1.0 x 500)]      =  6,641
NHB  =  1.00 [( 2 x 200) + (2.5 x 800) + (0.5 x 500))      =  2,650

     To utilize Appendix Tables A-1 through A-3 in estimating trips
by household for a study area (entire area, zone, district,
corridor, etc.), an estimate of the number of households by income
range (1970 dollar base) is required.  With this estimate, the user
can obtain from the table the average autos per household, average
daily person trips per household by number of autos per household,
and percent average daily person trips by purpose.  For example, if
there are 1,000 households in the $6,000-$7,000 income range in an
urbanized area of 50,000-100,000 population, the following numbers
of trips are estimated to be produced:

     A.   Using Averages of columns 2 and 3

          Average autos per household                   =      1.07
          Total autos (1,000 x 1.07)                    =  1,070   
          Average trips per household                   =     11.9 
          Total trips generated (1,000 x 11.9)          = 11,900   

                                34





     B.   Using Subsequent Columns

     Households with     0 autos                =  15% or 150HH    
                         1 auto                 =  64% or 640HH    
                         2 autos                =  20% or 200KH    
                         3 autos                =   1% or  10HH    

     Trips  by 0 auto  households               =  3,0/HH or 450   
     Trips  by 1 auto  households               =  12.5/HH or 8,000
     Trips  by 2 auto  households               =  16.5/HH or 3,300
     Trips  by 3 auto  households               =  19.5/HH or 195  
     Total  trips by all households             =  11,945          
     Trips  generated: HBW                      =  18% or  2,150   
     Trips  generated: HBNW                     =  59% or  7,048   
     Trips  generated: NHB                      =  23% or  2,747   

     The HBW and HBNW trips are generated at the household, whereas
the NHB trips are generated elsewhere.  See Chapter 10, "Scenario
for Site Development Impact Analysis: Boise, Idaho," of the Users
Guide 9/, which describes an approach to handle this difference.

     For special generators, such as an airport or a major shopping
center, special studies of generation may be required and
substituted for the attraction values as may be derived above from
Appendix Table A-4, "Part C."


     Trip Distribution.  The non-computer demand analysis procedure
of distributing trips uses a desk calculator with an accumulating
memory.

     The procedure shown employs the Gravity Model discussed in the
Users Guide 9/.  The procedure includes:

     -    short-cut calculation of area-to-area impedances

     -    distribution factors (friction factors) for urban areas
          for two population groups and, within these, for three
          trip purposes, namely, HBW, HBNW and NHB. (Distribution
          factors have also been supplied for a combination of all
          trip purposes.) The urban area population groups for
          which distribution factors are provided are as follows:

                25,000 - 100,000 population
               100,000 - 200,000 population

     -    simplified worksheets for entering required information
          and calculating the trip interchanges.

     The use of the non-computer demand analysis procedure for trip
distribution is illustrated in Appendix B, "Application of the
Manual Trip Distribution Procedure."

     One-Purpose Gravity-Model.  In many communities where growth
is expected to be small but concentrated tn certain small areas of
a region, a one-purpose

                                35





gravity model may provide the necessary trip distribution detail
and accuracy. it is most appropriate for urban areas of between
25,000 and 150,000 population and where growth is anticipated to be
less than 1.0-1.5 percent annually.

     At least one study, An Evaluation of the Gravity Model Trip
Distribution 14/, has found that there is little practical
difference in trip distribution from a single purpose, three
purpose, or seven purpose model, The study was accomplished in an
urban area with 132,000 persons, The basic conclusion was that
although stratification of trips into several trip purposes isolate
different travel patterns in terms of trip length distributions,
each category contains a reduced number of trips and therefore each
trip length distribution is subject to greater sample variation.

     Some estimates of manpower requirements indicate that a 100
zone trip matrix for one purpose can be developed in 120 person-
hours, a 70 zone matrix in about 70 hours, and a 50 zone matrix in
about 40 hours.

     A one-purpose model saves considerable calibration time and
effort.  A study using data from an urban area with approximately
two million population found that the use of a one-purpose trip
distribution model provided results only very slightly less
accurate than the separate distribution of several trip purposes
15/.

     The calibration of a one-purpose gravity model by computer
methods is accomplished in a manner similar to that of a three-or-
more-purpose model.  Calibration of such models are fully described
in PLANPAC/BACKPAC - General Information 11/, and Quick-Response
Urban Travel Estimation Manual Techniques and Transferable
Parameters 9/.  An example of the use of a one-purpose gravity
model is contained in Appendix E, "Details of Traffic Estimation
Based Upon Ground Counts."

     In developing trip production and attraction information for a
one-purpose gravity model, three purposes should be used: HBW,
HBNW, and NHB.  The homebased work and non-work trips would be
handled as productions and attractions.  The non-homebased trips
Would be handled as origins and destinations in the trip generation
phase.  Thus, at the completion of trip generation, the output
estimates would include: homebased work productions, homebased non-
work productions and non-homebased origins, and homebased work
attractions, homebased non-work attractions and non-homebased
destinations, The productions for each zone for the one-purpose
model would equal the sum of the homebased productions plus the
non-homebased origins.  Likewise, the attractions for each zone
would equal the sum of the homebased attractions plus the non-
homebased destinations.

     Two sets of friction factors are provided as "default" values
for use in the application of a non-computer gravity model.  These
factors are provided in Appendix Table A-7.  Also, for non-computer
application using the methodology described in Chapter Three of the
report, Quick-Response Urban Travel Estimation Manual Techniques
and Transferable Parameters 9/, conversion graphs for obtaining
friction factors from zone-to-zone airline distance are provided in
Appendix Figures A-1 through A-6 and Appendix Figures A-7 through
A-12, for areas under and over 100,000 population, respectively.

                                36





     The reader is also referred to the information described
earlier in this chapter on the number of zones for model purposes
(See Table 3).

     Input Requirements for Gravity Model.  The following
information is necessary before proceeding with the trip
distribution process;

     1.   A map of the study area showing zone boundaries and their
          centroids; boundary limits of the CBD, central city and
          suburban subregions; and arterial streets and highways,
          with freeways differentiated.  It is recommended that the
          size of the map be not larger than 1":2 mile scale and
          not smaller than V:4 mile scale, A typical study area map
          is shown in Figure 4.

     2.   Production and attraction trip ends by zone for each trip
          purpose.  These figures are output from the trip
          generation stage and can be rounded to the nearest 100
          trips without appreciable loss in trip interchange
          accuracy.

     3.   A travel time/distribution factor matrix.  This matrix is
          triangular in that it is assumed that the travel time
          from zone i to zone i is the s as from j to i. The
          construction of such a matrix is simplified through the
          use of the centroid-to-centroid airline distances which
          are converted to travel time.  Knowing the airline
          distance in miles between the production and attraction
          centroids and approximating the "over-the-road" freeway-
          arterial percentage mix for that trip interchange, the
          total travel times (in-vehicle time plus total origin-
          destination terminal times) and the corresponding
          distribution factor for any one of three purposes (or the
          combined trip purpose) can be read off the graphs
          (Appendix Figures A-1 through A-12).  The derivation of
          these graphs is documented in the Users Guide 9/, and the
          use of the graphs is described below.

     4.   A thorough knowledge of the study area.

     With a map of the study area, the production and attraction
trip ends from the preceding trip generation stage, and the area-
to-area travel time/ distribution factor matrix, the user can then
distribute trips.

     Use of Trip Distribution Graphs.  Graphs have been developed
to reduce substantially the steps involved in obtaining the
distribution factors (friction factors) required for the
application of the distribution procedure.  Rather than select a
route and calculate elapsed travel time or distance, the graphical
method is based upon measuring a straight line distance (the
airline distance) between the centroids of each zone.

     Two sets of graphs have been developed for each urban area
population group (See Appendix Figures A-1 through A-12.). The
first set is employed when a trip interchange occurs within a
subregion; e.g., CBD-to-CBD,, or central city-to-central city, or
suburb-to-suburb.  For such an interchange, the travel time read
from the appropriate graph is the total travel time including
terminal times as well as in-vehicle times.  Terminal times include
walk and park times at both ends of the trip, as well as travel
time on the local streets.

                                37





Click HERE for graphic.


                                38





     For example, for an urbanized area of 25,000-100,000
population and a trip interchange within central city from analysis
area 4 to 12 (Figure 4), the applicable graph is Appendix Figure A-
2.  Scaling the airline distance between the centroids of areas 4
and 12, the distance is found to be 7 miles(to the nearest mile). 
Through past experience of the user, his familiarity with this
particular interchange and its surrounding area, it is concluded
that 20% of over-the-road travel is made on arterials (and
therefore 80% on freeways).  For such a mix of facilities, the 20%
curve on the graph is used to generate the following information:

Total travel time between areas 4 and 12              =  18 minutes

Corresponding distribution factor for HBW trips       =  0.55      

Corresponding distribution factor for HBNW trips      =  0.43      

Corresponding distribution factor for NHB trips       =  0.47      

Corresponding distribution factor for
     all-purpose trips                                 =  0.50     

     These figures are assumed to hold true  for  the area 12 to
area 4 interchange also.

     The second set of graphs is utilized when the trip interchange
occurs across subregions; e.g., CBD-to-central city, or CBD-to-
suburb, or central city-to-suburb, etc.  In this case, the travel
time read from the graphs is the in-vehicle time and excludes
terminal times.  Total travel time is then calculated by adding the
appropriate total origin and destination terminal times shown
tabulated on the second set of graphs for each urbanized area
population group.

     For example, for an urbanized area of 25,000-100,000
population and a trip interchange across subregions, say, central
city-to-suburb, i.e., from area 4 to 18 (Figure 4), the applicable
graphs are Appendix Figures A-5 and A-6.  Scaling the airline
distance between the centroids of areas 4 and 18, the total
distance is found to be 11 miles, with 2 miles being the central
city portion and 9 miles the suburb portion.  Through knowledge of
the system it is concluded that 5% of over-the-road travel of the 2
mile central city portion is made on arterials; also, 100% of over-
the-road travel of the 9 mile suburb portion is made on arterials. 
For such facility mixes, the 5% curve (interpolated) in Appendix
Figure A-5 and 100% curve in Appendix Figure A-9 are used to
generate the following parameters:

In-vehicle travel time for 2 mile central city portion
                                                      = 2.8 minutes

In-vehicle travel time for 9 mile suburb portion
                                                      =  18 minutes

Total terminal times for central city-suburb-combination
                                                      = 4.6 minutes

Total travel time between area 4 and area 18
                                                      =  25 minutes

Corresponding distribution factor for HBW trips
                                                      =   0.27     

                                39





Corresponding distribution factor for NHB trips
                                                             = 0.19
Corresponding distribution factor for all-purpose trips
                                                             = 0.20

     These figures are assumed to hold true for the 18 to 4
interchange also.

     Situations arise for trip interchanges where the origin and
destination centroids are located within a subregion and yet the
centroid-to-centroid straight line crosses subregions.  Trip
interchange from district 6 to 13 or 13 to 6 (Figure 4), for
example, has its origin and destination in the central city but
crosses the CBD.  For this case, the within set of curves do not
apply; the airline distances and the in-vehicle travel times should
be computed separately (for the central city and CBD portions)
using the across subregion set of curves with the appropriate
freeway-arterial mix percentages.  The central city-to-central city
terminal times are then added to obtain the total times, and the
corresponding distribution factors are then obtained.

     As a further illustration, a situation which entails the use
of the across subregion set of curves is an O-D straight line that
crosses the CBD, central city and suburbs.  For instance, the
straight line between areas 18 and 20 (Figure 4) crosses 3
subregions and therefore, 3 in-vehicle times are accordingly
determined (for the suburb, central city and CBD portions) and then
the suburb-to-suburb terminal times added.

     It must be pointed out that in cases of the across subregion
travel, the distribution factor cannot be read off the graphs for
each component of travel time and then summed.  The total travel
time must be computed first.  Then, any one of the appropriate
graphs for an urbanized area population group is reentered and the
distribution factor (by trip purpose) corresponding to the total
travel time is determined.

     Note that if travel occurs entirely within a zone or district,
i.e., an intra-zonal or an intra-district trip, the airline
distance is computed by measuring airline distances from the
centroid of the area of intra-travel to the centroids of all
adjacent zones or districts.  These airline distances are then
averaged, and then the intra-area airline distance is taken as one-
half of this average.  The appropriate graph is then entered to
obtain the travel times.

     Notice, however, that in all of the above situations, it is
the airline distance between the O-D centroids that is scaled from
the map, but the freeway-arterial facility mix is determined from
the actual over-the-road conditions irrespective of the magnitude
differences between the airline and over-the-road distances.  The
graphs (Appendix Figures A-1 through A-12) have been designed to
accommodate these variations by using built-in factors.  Note also
that in determining the freeway-arterial facility mixes, the local
and collector portion of the trip is not explicitly considered,
simply because this factor is also allowed for in the graphs.

                                40





     In the discussion above, it has been presumed that for @he
study area in question, a travel time matrix is not available.  Of
course, if such a matrix has already been compiled, it should be
used. it will save considerable time and effort.  Also, it may be
possible to construct a travel time matrix using other techniques
based on knowledge of the area and eliminate the need for applying
the airline distance/travel time conversion approach.

     To construct "Airline Distance vs, Travel Time vs. 
Distribution Factor" graphs where the user wants a more specific
representation (say, for particular local conditions), reference is
made to Chapter Three of the Users Guide 9/.

     Mode Choice Analysis.  In areas under 200,00 population,
public transportation traditionally has played a relatively minor
role in overall transportation service.  But with the need to serve
segments of the population such as the elderly and handicapped, and
to conserve energy and protect the environment, the evaluation of
public transportation service is increasingly important.  A tech-
nical evaluation separate from the automobile-highway system
analysis is appropriate in cases where transit usage does not
significantly affect automobile usage.

     The companion technical manual, Transit Planning, describes
techniques appropriate for non-computer application-for both
general service and service to specific groups.

     In Appendix C, a sample method is provided for trip
interchange mode choice analysis, where such is appropriate, as may
be determined from the Transit Planning manual.  The method is
described for both a three-purpose trip distribution and for a
single purpose trip distribution.  Trip interchange methods are
generally recommended only for areas having significant "choice"
riders and requiring an analysis of the relationship between the
auto-highway system and transit.

     Traffic Assignment.  Assignment of trips to small networks is
described in detail in the Users Guide, Quick-Response Urban Travel
Estimation Manual Techniques and Transferable Parameters 9/,
Chapter Seven.  The description pertains to assignment to a portion
of a network, the concept being that manual methods are extremely
time-consuming for large networks.  However, in smaller urban
areas, the non-computer methods described can be used for complete
networks.  Here, the justification is that traffic assignment to an
areawide network should be accomplished to determine problem
locations and the probable extent of the problem.  Manual traffic
assignment should not be used to test alternatives, land-use or
transportation, or an areawide scale.  More appropriately,
alternative transportation solutions (new facility- a widening,
traffic engineering improvements, transit service, etc.) to address
specific problems should be evaluated on a more limited corridor or
subarea basis.

     Some evaluation and experience indicates that for typical
networks described for an urban area, there should be an
approximate ratio of between 2 and 3 physical system links per
zone.  This assumes no centroid connectors which are

                                41





not required for non-computer assignment purposes, In the section
of this manual entitled, "Basic Considerations," a guideline
relative to the number of analysis areas and physical links is
provided (See Tables 3 and 4).

     Summarized in Table 5 are approximate person-hours expected
for non-computer assignment analysis, Except for the larger areas,
and where alternatives are to be tested on a study area basis,
manual assignment can be accomplished in a reasonable amount of
time.

     Truck-Taxi Estimates.  Many of the techniques and default
values described in this manual are related  to person travel.  Not
addressed in most discussions are methods for estimating  truck and
commercial auto vehicle travel and taxi travel.

     In most smaller urban areas taxi travel is a minor part of
travel and might not be included in the demand estimation.  Special
studies as part of paratransit evaluation might be used when
necessary.  For a truck trip estimate the reader is referred to
Appendix Table A-4, the column labelled "Total Areawide Truck Trips
as a % of Areawide Auto Driver Trips."

     Chapter Six of the Users Guide 9/ includes tables reflecting
the relationship between total vehicles and internal auto driver
trips.  Given an internal auto driver matrix, the factors can be
applied to account for external travel and commercial autos, trucks
and taxis.  The appropriate tables in the Users Guide 9/ are Table
18 for areas with 50,000-200,000 population, and Table 23 for areas
with 100,000-250,000 population.  For areas of between 25,000 and
50,000 population, the values in Table 18 may be safely used.  In
most cases only the total daily factor at the bottom of each table
is necessary.

     An alternative to the above approach is to take classification
counts by facility type and area (i.e., CBD, central city, suburbs)
and develop factors by area and facility type relating total
vehicles to autos.  These factors are applied to assignments of
auto drivers.

Computer Techniques

     The four-step transportation planning procedure--trip
generation, trip distribution, mode choice and trip assignment--can
be accomplished in a simplified fashion by combining appropriate
Urban Transportation Planning,System (UTPS) software and
appropriate default rates developed by urban area size.  The use of
these programs to accomplish the four-step transportation planning
procedure is illustrated in Figure 5.

     The programs, shown in Figure 5, have the following functions;

     Program        Function

       HR           Produces a computerized street and highway
                    network description (historical record) from
                    coded highway link data.

                                42





                              TABLE 5
                       WORK EFFORT REQUIRED
                                FOR
                  NON-COMPUTER TRAFFIC ASSIGNMENT

                Number      Number of        Approximate
Population     of Zones  Highway Sections    Person-Hours

 25,000        10- 15          20- 45          3-  5
 50,000        20- 30          40- 90          5- 13
 75,000        30- 50          60-150         13- 40
100,000        35- 60          70-180         17- 60
125,000        45- 75          90-225         30-100
150,000        55- 90         110-270         50-150
175,000        65-100         130-300         75-200
200,000        75-125         150-375        100-300

                                43





Click HERE for graphic.


                                44





  Program                     Function

   UROAD            Produces a matrix of travel times between all
                    zones.

   SCAGM            Applies trip generation rates and a gravity
                    model to produce a trip table.

  UMATRIX           Converts person trips to vehicle trips and
                    incorporates through trips and truck trips.

   UROAD            Converts the production-attraction table to
                    origin-destination format (split 50-50) and
                    assigns trips to the network.

     Each of the programs described contain multiple options to
allow their use in a wide variety of situations.  Various types of
input data are necessary to utilize the programs.  To the extent
possible, default data and calculations were incorporated into the
program chain.  The development of this default data was described
previously in this chapter and should be reviewed for its
applicability.

     The UTPS computer program package is a readily available,
tested and easy to use planning tool.  Many of the programs serve
multiple functions which reduce the number of programs and the
number of intermediate data files with which the user must become
familiar.  Some of the programs also have provision for inclusion
of user-coded subroutines.

     The UTPS documentation is essential to any user contemplating
the actual application of the programs.  The UTPS package (programs
and documentation) is available from State or Federal
transportation officials.  Material has been excerpted from the
UTPS documentation to serve as a guide to reading the complete UTPS
material and is shown in Appendix D.

Validating Non-Computer and Computer Technique Results1

     Each model used in transportation planning  must be validated
to determine the ability of the models to produce realistic
results.  Trip generation models should be checked first, followed
by trip distribution and finally traffic assignment.  Differences
in traffic assignment results may indicate problems at any stage of
the modeling process.

     Trip generation productions and attractions are checked for
reasonableness by comparisons with trip rates per dwelling unit or
trips per capita from studies conducted in similar communities.
___________________________

  1 Much of this discussion is based on the work of Marvin
     Goleberg, S.G. Associates Inc., Newton Centre, Massachusetts.

                                45





     Additionally, areawide travel. estimates (vehicle miles of
travel) can be obtained by multiplying productions by average trip
length (done separately by purpose and Hummed).  This rough
estimate should be compared to the areawide travel calculations
made for the functional classification of streets and highways (See
Chapter One.).

     Another check that can be made is based on the establishment
of cordons around a few selected high activity land-use zones,
Counts at the cordon are then compared to the estimates of total
productions and attractions.  These productions and attractions
must be adjusted to account for estimated intrazonal trips.  The
following high activity zone types should be checked: residential,
industrial and shopping.

     Problems uncovered during the trip generation validation can
be addressed in several ways:

     -    If trip rates or areawide VMT are in error, the trip
          generation relationships or the socioeconomic and land-
          use inputs must be verified.

     -    If cordon checks are in error, localized data errors may
          be at fault.  In addition, special generators should be
          examined to determine if special analysis is required for
          specific zones.

     Trip distribution can be validated by examining the trip
length frequency distribution for each purpose to determine
reasonableness.  This distribution should be compared with trip
length frequency curves from similar communities.

     Total auto driver trips can be checked by comparison to
traffic counts and trips across screenlines, between groups of
zones, and into and out of the central business district.

     A judgment check can be made by examining selected
interchanges for logical relationships between production and
attraction zones.

     Problems uncovered in trip distribution can be addressed as
follows:

     -    Errors in trip length frequency distribution can be due
          to 'F-factor' problems or network speed coding.

     -    Screenline and area related problems can be caused by
          network speed or routing errors or problems with
          productions and attractions from the trip generation
          model.

     The most critical portion of the validation process is
performed after traffic assignment has been completed.  This is
sometimes done first to determine whether errors are large enough
to require the evaluation of each individual model, i.e., trip
generation and trip distribution.  The checks made at this point
should be at two levels-macro and micro.

     Macro checks are performed to make final adjustments, if
necessary, to the trip generation and trip distribution models
prior to fine tuning the network.

                                46





They include comparisons of assigned areawide VMT, screenline
crossings, CBD cordon crossings-and major cutline crossings to
values obtained through counts.

     Micro checks are made to fine tune the network based on
traffic count comparisons by functional class and area type. 
Typical kinds of network problems are:a) error in assigned volumes
for only a specific class of street or highway which may mean that
the number of facilities coded is not proper, and b) link volumes
are inconsistent along a route; this problem may require speed
adjustments to obtain more logical routes.

     The types of validity analysis that should be performed are
shown below.  The purpose of,each analysis is indicated,

     1.   Comparison of Total Screenline Results

     -    Similar over or under-estimates on all screenlines
          indicate trip generation problems.

     -    Different over or under-estimates indicate a trip
          distribution, an assignment problem, or a localized trip
          generation problem.

     2.   Comparison of Screenlines Between Adjacent Corridors

     -    Indication of trip distribution or assignment problem.

     3.   Comparison of Screenlines Along_a Corridor

     -    Indication of trip distribution or assignment problem.

     4.   Comparison of Geographic Area Count and Assignment VMT

     -    Comparison of all functional classes indicates
          possibility of a localized trip generation problem or a
          distribution problem.

     -    Comparison by functional class indicates possibility of
          an assignment problem.

     -    Comparison of study area VMT values indicates possibility
          of trip generation or trip length problems.

     5.   Comparison of Assignment and Traffic Counts at External
          Station

     -    Produces indication of accuracy of external forecasting
          process.

     Following this review, an orderly approach is;


     1.   Account for Assignment Problems

     Selected link analysis is undertaken to check out problem
     loadings.  The objective is to determine if incorrect routings
     are present in the network which biases the count-volume
     comparison.  Routing problems are

                                47





     corrected by altering link speeds.  The network is rebuilt,
     new trees built, the network loaded, and the count-volume
     analysis completed.  This should continue until all
     significant routing problems are eliminated.

     2.   Account for Trip Generation Problems

     Areas of under and over-estimates of trips are the focus of
     the analysis, The trip generation models are studied in detail
     for those zones to determine the reason for estimation error. 
     Results of this analysis will provide the direction for model
     revision.  If judgment alone is not sufficient to make model
     adjustments, several possibilities exist for obtaining data
     for comparing to model results.  Two possibilities are  (a) an
     on-board survey and, (b) an external survey expanded by using
     the partial matrix technique.1

     3.   Account for Trip Distribution Problems

     Friction M factors, K-factors and "River Crossing Bias" are
     the variables which affect the distribution; productions and
     attractions are independent of the model, Correction of
     distribution problems is not straight-forward in a synthetic
     model approach as there are no reference data profiles.  Over-
     assignment on river crossings may indicate the need to use
     river crossing penalties.  Significant under and over-
     estimates on screenlines may indicate the need for K-factors. 
     Over and under-estimates of required VMT may indicate need to
     revise F-factors or revise travel times.

     4.   Review External-Internal Model

     External-internal estimates are reviewed by external station
     (corridor).  Uniform over or under-estimates across the
     external stations indicate a characteristic deficiency in the
     model which can be accounted for by adjusting the coefficient
     and constants.  Differential over and underestimates in
     adjacent corridors could indicate misassignment to external
     stations.

     After all adjustments have been made, the model set is re-run
and the comparative analysis repeated.

     Adjustments to the models should be logical and made in a way
they can be related to changes in socioeconomic factors.  One of
the key assumptions in all models is that the constants and
coefficients remain constant.  This, in fact, could be an incorrect
assumption and can affect all models.  If a pattern of adjustments
can be discerned and related to causative factors, this will
provide the information to modify models for future points in time.
___________________________


  1 The partial matrix technique is described in detail later in
     this chapter.

                                48





Ground Count Projection Technique

     Traffic count data is an important element in transportation
planning for monitoring changes in system operation, for checking
and calibrating models when necessary, and as a basis for
estimating future system loads.

     For estimating future system loads in areas where large shifts
in development patterns are not expected, where growth is expected
to be slow to moderate (less than about 3% per year) and where
major new facilities are not contemplated, system estimates can be
developed utilizing traffic counts as a basis.  This approach is
most appropriate for smaller urban areas (of less than 50,000
population) and where external travel through the area, and to and
from the area is a significant portion of total local travel. 
However, where conditions are appropriate, the technique may also
be used for areas larger than 50,000.  Such conditions would
include no growth or very slow anticipated growth with no new major
facilities planned.

     The traffic estimation approach is basically a link count
factoring approach requiring no model calibration or validation. 
External travel (through travel and external-internal travel) is
forecast separately from internal travel and is actually assigned
to the network.  Internal travel is forecast by factoring counts,
the factors being based upon the trip characteristics generally
used for trip generation estimation.

A technique is also provided for estimating potential use of in-
creased capacity whether through an improvement in an existing
facility or the provision of a new facility.  The basic ground
count factoring procedure obviously cannot consider a new facility
since no ground counts are possible.

     The traffic estimation method is tied directly to an external
O-D trip table and link counts.  As mentioned above, it is most
suitable:

     -    for small urban areas with slow growth;

     -    where external O-D and land-use data are available;

     -    where future alternatives do not include major new
          facilities on entirely new alignments except when
          predominantly external travel is expected, for example,
          on a bypass.  The procedure would not be particularly
          appropriate for estimating future internal travel on a
          new downtown river bridge if the new bridge were two
          miles upriver from an existing bridge.  The factoring of
          counts on the existing bridge would not produce relevant
          data since the new bridge might attract existing trips
          between internal O-D zones.  However, a method is
          provided to allow consideration of parallel new
          facilities, which allows smoothing of volumes between
          facilities.

     In many instances the factoring procedure may be considered a
first step in estimating system loads, If the results indicate no
particular system overloading problems, more detailed or
sophisticated analysis would not be necessary.  Where problems are
identified, additional analysis may be warranted.  The traffic
estimation technique requires no additional data or analysis
different from that

                                49





required by more detailed procedures, except that fewer steps are
necessary.  The technique can be applied manually or by computer,
depending upon the number of zones and system size to be
considered.

     Non-Computer Approach.  Appendix E documents the input
requirements and the steps in a non-computer application of the
traffic estimation methodology.  Also, an example application is
provided to enable the user to become acquainted with the
methodology.

     Computer Approach.  The step-by-step procedure to estimate
future system loads by manually factoring link count data is
described in Appendix E. In cases where the number of zones and/or
the number of nodes in the system are more than a nominal number,
the non-computer approach can become laborious and prone to error. 
A computerized approach would then be necessary.  Such a method is
described below.  The computer programs required are described in
Appendix F.

The computer approach differs from the non-computer approach in the
handling of external travel.  The non-computer approach removes
assigned external travel from the link count, determines an
internal growth factor, factors the internal portion of the link
count and adds back assigned external travel for the forecast year.

     The non-computer approach has several benefits, Negative
internal link volumes (where assigned external travel is greater
than the link count) can be accounted for with a judgmental process
that can also result in improved insight into the validity of the
external survey trips, the coded network and the traffic count
information.  For certain situations, it may not be necessary to go
through two gravity models and two traffic assignments.  Where the
internal contribution to link volumes is very localized, it may be
possible to develop growth factors by analyzing the surrounding
zonal growth.

     The completely computerized approach does not allow the
flexibility of making judgments on isolated conditions.  For
simplicity of operation, both internal and external travel are
assigned for the base and forecast years.  These volumes are used
to produce a growth factor by link which expands the base year
traffic count to a forecast year value.  Generally, the results
from the non-computer approach and those from the computer approach
should be reasonably close.  It is up to the user, however, to
decide which approach to use.

     The input requirements to utilize the computer approach are:

     (a)  base year network with ground counts

     (b)  external travel matrix (base year)

     (c)  socioeconomic base year data for internal zones to allow
     the calculation of production and attraction estimates

     (d)  growth factors for external travel

     (e)  socioeconomic forecast year data for internal zones

                                50





     All the above items are also required for a non-computer
process.  The only exception is the base year networks which would
have to be coded so that program HR (described in Appendix D) could
produce a machine-readable historical record.

     UTPS programs can be used in conjunction with some non-
computer steps.  For example, the external trips can be computer-
assigned to a network and the results manually subtracted from
counts, Computer-developed trips for internal travel can likewise
be developed and assigned, The results of a base year and future
assignment can be made and the resultant link loads divided to
obtain growth factors, and so on.

Redistribution of Assigned Volumes Among Available Facilities

     In any assignment of travel to a highway network, whether by
non-computer or computerized methods, the link-assigned volumes
will require some redistribution between available facilities to
more closely reflect actual operating conditions.  Historically,
transportation planning procedures have utilized screenlines and
auxiliary cutlines to validate and analyze assignment results, and
the redistribution technique described below follows the same
approach.

     The technique described to reallocate travel between competing
facilities after traffic assignment is based on screenline theory
and was developed by R. H. Pratt Associates 16/.  The technique
requires the analysis of multiple overlapping cutlines of major
screenlines within an analysis area.  The procedure may appear to
be difficult and time consuming, but an analysis area containing
ten vertical and ten horizontal major screenlines can be processed
and summarized in two person-days.  Most analyses will not be so
extensive.

     The redistribution procedure assumes that forecast year
volumes on parallel facilities should tend to be distributed
proportionately to the volumes as observed on the facilities in the
base year.  If capacity does not change between the year
observations are made and the forecast year, the forecast year
volumes on the links intercepted by the screenline will tend to be
proportional to the base year volume.  All capacity changes to the
forecast year system are interpreted as new facilities, including
widenings to existing facilities.

     An example application illustrating the manner in which the
post-assignment redistribution technique operates is provided in
Appendix C.

Partial Matrix Technique (PMT)

     Transportation planners tend to rely less and less on the
traditional surveys and large-scale data collection processes,
Synthetic data and simplified models and procedures, developed
either for local conditions or transferred from other study areas,
are gaining popularity.  The reason is the substantial reduction in
costs (both monetary and time) for surveys, model calibration, and
application.

     The Partial Matrix Technique (PMT) developed by Neffendorf and
Wooton 17/, is one such simplified model, Essentially, the inputs
to this model consist of information obtained from roadside
interviews at appropriately located screenlines

                                51





and cordon stations in a particular study area.  These interviews
yield a partially complete trip matrix of observations. 
Subsequently, using the unique properties of this partial matrix,
one can synthesize the complete matrix,

     In addition to a complete trip matrix, the PMT produces the
trip distribution function of the matrix (i.e., a final set of F-
factors and the trip length frequency distribution) and estimates

the total trip ends (P's and A's) for each analysis area.  The
estimate of trip ends enables the development or checking of trip
end relationships derived from the preceding analytic step, trip
generation.  Details regarding this technique are in Appendix H,
including;

     -    Theory of the PMT

     -    Computational Steps for Application of the PMT

     -    An Example Application


Land-Use/Facility Spacing Relationships

     The techniques and procedures described for areawide analysis
provide the mechanism for determining where potential problems may
occur and for assessing changes in demand.  Where new developments
or large growth is expected in several locations,a simplified
technique is desirable to "size" an appropriate transportation
system; i.e., determine a system definition.  Techniques for system
definition include functional classification as described in
Chapter One, and land-use density/ highway spacing as will be
described here.

     Where significant growth is occurring in the suburbs and
beyond, the following two approaches are most appropriate.

     The first approach is described in detail, with appropriate
scenario descriptions, in Land Use and Arterial Spacing in Suburban
Areas 18/.  This document provides simplified guidelines for
correlating arterial street systems with local development patterns
and densities.  The guidelines are flexible and easy to apply, and
can help to estimate the required arterial street system size and
spacing and may be also applied in reverse to determine the
magnitude of development that can be supported by a given street
system.  Three scenarios are provided in the referenced document:

     1.   Determining street requirements of a proposed new town

     2.   Reverse application of guidelines to determine the
          magnitude of development that can be supported by a given
          street system


     3.   Evaluating the impact of a proposed new development

     Another, but more complicated approach, is provided in the
report, Quick Response Urban Travel Estimation Manual Techniques
and Transferable Parameters (Chapter 9) 9/.  This material relates
suburban development to estimates of highway levels of service so
that assessments can be made of the highway transportation needs of
land-use growth and change.  As in the previous case, this is a
non-computer method.  The methodology is designed to produce the
number of lane-miles of arterial highway required in an analysis
area, given land-use activity, a freeway

                                52





system and a desired level of arterial traffic service for that
analysis area.  An estimate of the number of miles of freeway to be
provided is made outside the procedure, but the method does
indicate where such additional facilities would be desirable to
improve the level of transportation service provided.  Unlike the
first method mentioned, this method provides for input regarding
local area trip generation.  Computational steps include the
following

     1.   Computation of vehicle trip ends

     2.   Computations of transit use and auto occupancy
          adjustments

     3.   Computation of vehicle miles of travel and external
          vehicle miles of travel adjustment

     4.   Computation of vehicle miles of travel on freeways and
          arterials

     5.   Computation of average arterial volumes per lane and
          level of service.

     A detailed example is provided describing the application of
the methodology.  Also, a scenario application is included in
Chapter 12 9/.

     As previously noted, the above procedures are most appropriate
for system definition where significant growth is expected in a
portion of a region or where a new area within a region is rapidly
developing.  The methods, as discussed herein, are not used to
determine problem areas or locations within a region.  Such
determinations are best made with the other methods described in
this chapter.  The other methods described in this chapter would be
used to evaluate in more detail the system determined by the
"sizing"' techniques described above.  Again, such a procedure
would be required only for newly developing areas or those with
rapid growth.

Corridor and Site Analysis

     Much of the material provided for demand estimation is most
effectively applied to areawide analysis.  However, once problem
corridors and subareas of concern are determined through either the
application of the demand estimation procedures or through
surveillance of the current system, analysis should be in greater
detail.

     Three approaches will be summarized here with reference to
appropriate material for more detail.

     First, areawide analysis techniques can be applied to smaller
areas with the greater detail which is usually required for site
and corridor analysis.  For trip generation, if trip rates have
been developed on a cross-classification basis, the techniques can
be applied to analysis areas of varying size without any problem. 
The rates described in this chapter for trip generation and
included in Appendix A can be applied at varying levels of detail,
For trip distribution, two approaches may be used for study of a
corridor.  The first is based upon an already developed regional
trip table; the second is to develop a trip table based upon the
specific problem to be solved.  If a trip table is already
available, a proportioning process can be easily used to develop
trips between smaller analysis units in the corridor of study, To
accomplish this without a computer,

                                53





the reader is referred to Chapter Three, Applications of the Manual
Trip Distribution Procedure to Corridor and Site Analysis section
of Quick-Response Urban Travel Estimation Manual Techniques and
Transferable Parameters 9/.  If using a computer approach, the
reader should consider use of program USQUEX, which is part of the
UTPS system available.LO/. The alternative to this method is to
develop a completely new trip distribution employing a revised set
of analysis areas.  This would involve using relatively fine
analysis areas within the corridor of interest and relatively gross
areas outside the area of interest, but would otherwise use the
type of techniques previously described in this chapter for trip
distribution.  For site analysis, using methods described in this
document, the reader is referred to the section of the Users Guide
9/ referenced above.  Non-computer methods should be seriously
considered for site and corridor analysis.

     Second, the method previously described for land-use/facility
spacing 9/, can be utilized for evaluating the impact of proposed
major developments on the surrounding street system.  The reader is
referred to Scenario 3 of the above referenced document.  Other
scenario applications of this methodology are provided in the
"Traffic Generation/Traffic Decay and Street Requirements" section
of the Quick-Response Urban Travel Estimation Manual Techniques and
Transferable Parameters 9/ document.

     Third, other methodologies are available which may be
appropriate for subarea and corridor analysis.  One such method is
described as, "The Traffic Shift Methodology for Corridors," and is
also described in the above referenced document.

                                54





                           CHAPTER THREE
               EVALUATING THE TRANSPORTATION SYSTEM

                          IMPACT ANALYSES

     The results of transportation demand estimation allow an
evaluation of transportation system impacts.  This evaluation
should consider the impacts of the demand relative to social,
physical, economic and environmental effects, and are described
below.  This chapter also describes methods for evaluating
transportation service relative to intersection and corridor
capacity.  Finally, information is provided on determining
solutions to transportation problems.

     Various impacts are associated with the demand for travel,
whether by auto or by transit -- social, physical, economic and
environmental (See Table 6).  This chapter describes impact
estimation procedures and indicates how they are to be used in the
evaluation of alternative transportation improvements.  Due to the
fact that -transit environmental impacts are minimal in small urban
areas, only auto travel demand impact prediction techniques are
presented here.  Accessibility and other social benefits of transit
improvements are discussed in the Transit Planning manual along
with information on costs.

     To provide a perspective of the impacts described, Table 7 is
offered.  This table shows the impact sub-elements that may need to
be considered.  The remainder of this chapter concerns itself with
user time costs, operating costs and accident costs.

     Just as important as determining potential transportation
impacts, it is necessary to select appropriate assessment
techniques to evaluate those impacts.  Simplified impact estimation
techniques are discussed below.

     Table 8 is an example of a comparison of impacts of five
alternatives with Alternative 0 being the "do-nothing" alternative. 
For example, if the total facility cost were the only criterion for
judging the impacts of the five alternatives, Alternative 3 would
be selected as the optimum (i.e., for alternatives other than the
"do-nothing" alternative).

     Impact estimation is conducted after completion of demand
estimation, as described in Chapter Two.  Impact estimation
requires the following information:

     -    Vehicles (or persons) by highway facility
     -    Zone-to-zone travel time
     -    Average trip distance/time
     -    Vehicle miles of travel (VMT) or Person miles of travel
          (PMT)
     -    Vehicle hours of travel (VHT) or Person hours of travel
          (PHT)
     -    Number of auto trips

Social Impacts

     Social impacts are related to the accessibility of segments of
the population to various community services, such as the
accessibility of low income individuals

                                55





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                                56





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                                57





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                                58





to medical facilities.  Accessibility can be measured relative to
both highway and transit service.  Such analysis can be made with
the computer program SAACCESS 11/.  In most cases, non-computer
methods are available using trip distribution information (i.e.,
accessibility indices from a gravity model) and isochronal maps
(See Figures 6 and 8).  Figure 7 illustrates impact analyses
relative to employment accessibility to help evaluate equity
between population groups.

Economic Costs and Benefits

     Economic impact analyses are related to user travel time,
vehicle operation, and accidents.  Since there is much variation in
cost values associated with accidents, it is only necessary to
predict total numbers of accidents in the evaluation of alternative
improvement possibilities (See Table 8).


     User Time, Cost (Auto).  Auto user time and costs are computed
in the following manner:

          Total*         Average*       Total          Total
          person    x    trip      =    Person    =    user
          trips          time           Hours          time
                                        (PHT)


               Total          $ Value        Total
               PHT       x    of user   =    user $
                              time           cost

Add                 Total               Total
                    user $    to        auto $   (See next section)
                    cost                operating
                                        costs


                         Total
to arrive at             areawide           $ or report separately.
                         travel costs

  *  could be stratified by trip purpose.


The value of user time changes over time and varies by area.  For
work trips, many have used the average wage in the community.  For
other types of trips, a lower value is usually assumed.  For non-
work trips, the value of travel time is calculated by dividing
total wages by population.

     Operating Costs.  Auto operating costs for various levels of
analysis are shown in Tables 9 and 10.  These data are dated from
the standpoint of inflation, operating characteristics of vehicles,
and so on.  The material provides an indication of information for
estimating operating costs and potential sources for more current
information.  Such information can be used by section of facility
to determine operating costs by facility type and speed.  Figure 9
provides average costs for all travel which can be used to estimate
total costs for the community.

                                59





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                                60





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                                61





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                                62





                              Table 9
                Vehicle Operating Cost on Freeways

                              (1,2)
          Speed          Cost
          (mph)     (cents per mile)
          60.0           12.74
          55.0           11.88
          50.0           11.27
          45.0           10.66
          40.0           10.23
          35.0            9.92
          30.0            9.68
          25.0            9.56


     (1)  Cost data based on a vehicle mix which includes trucks
     and private automobiles: 83.04% passenger cars, 6.81% two-ton
     trucks, 3.26% six-ton trucks, 3.29% 20-ton trucks, and 3.60%
     25-ton trucks.

     (2)  Data based on typical roadway segments which reflect
     various curves, grades, stops per mile, traffic densities,
     etc.

  Notes:  Data are in terms of 1973 costs; includes maintenance,
          tires, oil, gasoline and depreciation, but excludes
          taxes, insurance, parking, and tolls.

          Trucks are diesel powered.

  Source: Bloom, Kent, TRANS-Urban Computer Model (OPGAS), Federal
          Highway Administrations U.S. Department of
          Transportation, Washington, D.C., April, 1973

  Note:   This type of information is quickly outdated.  The agency
          providing the source should be contacted relative to more
          current information.

                                63





                             Table 1-0
            Vehicle Operating Cost on Arterial Streets

                                        (1,2)
               Speed               Cost
               (mph)          (cents per mile)
               35.0                17.03
               30.0                16.17
               25.0                15.99
               20.0                15.44
               15.0                14.58


     (1)  Cost data based on a vehicle mix which includes trucks
     and private automobiles: 83.04% passenger cars, 6.8% two-ton
     trucks, 3.26% six-ton trucks, 3.29% 20-ton trucks, and 3.60%
     25-ton trucks.

     (2)  Data based on typical roadway segments which reflect
     various curves, grades, stops per mile, traffic densities,
     etc.

  Notes:  Data are in terms of 1973 costs; includes maintenance,
          tires, oil, gasoline, and depreciation, but excludes
          taxes, insurance, parking, and tolls.

  Source: Bloom, Kent, TRANS-Urban Computer Model (OPGAS), Federal
          Highway Administration, U.S. Department of
          Transportation, Washington, D.C., April, 1973

  Note:   This type of information is quickly outdated.  The agency
          providing the source should be contacted relative to more
          current information.

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                                65





     Accidents.  Accident rates vary by street and highway design
and by such characteristics as speed limits, size of vehicle, right
turn on red, etc.  Table 11 illustrates the type,of accident
information needed for impact analyses.  Accidents and accident
rates should be monitored to provide information to be used in
system analysis.  For further information on accidents and accident
reporting systems, see the Traffic Planning and Project Programming
manuals.

Energy Impacts

     Fuel consumption should be evaluated in system analyses using
the following relationship:

          Total     ö    Average   =     Total
           VMT             MPG          Gallons
                                        Consumed

Average fuel consumption rates change and must be monitored to
obtain correct values for system analysis.  Average MPG can also be
obtained from State and Federal highway officials.  Some examples
of average energy consumption rates are shown in Tables 12 and 13
for freeways and arterials by speed of operation.

Environmental Impacts

     The three main types of auto pollutants to be considered in
system analysis are:

                    Carbon Monoxide (CO)
                    Oxides of Nitrogen (NOx)
                    Hydrocarbons (HC)

The technology concerning calculation of vehicle emissions is
changing rapidly.  Whereas previously published material by the
U.S. Environmental Protection Agency allowed calculation of
emissions in terms of pollutants/VMT by model year and speed, the
latest data is provided in terms related to VMT, starts, hot soaks
and diurnal evaporative emissions (see footnotes to Tables 14 and
15).  Some examples of averages which may be considered are as
shown in Tables 14 and 15. These tables are values from the
computer program CAPM 10/, and include: emissions from hot
stabilized operation on freeways and surf-ace arterials; emissions
from auto starts; hot soak emissions; and diurnal evaporative
emissions.  Table 14 provides this information for 1977 conditions. 
Table 15 provides estimates for 1995.  The footnotes on the tables
should be read carefully to fully understand use of the values
presented.  The values shown in Tables 14 and 15 are also used in
computer program UROAD 10/.

                 EVALUATING TRANSPORTATION SERVICE

     Important considerations in transportation system analysis are
the lane-miles of street or highway required to satisfy the
estimated travel demand, and the traffic carried by the existing
system before it becomes intolerably congested.

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                             Table 12

             Vehicle Gasoline Consumption on Freeways

                                   (1,3)               (2,3)
                      Mixed Vehicle           Automobile
     Speed             Consumption           Consumption
     (mph)         (gallons per mile)     (gallons per mile)

     65.0                .09269                   .07377
     60.0                .08638                   .06734
     55.0                .08006                   .06228
     50.0                .07427                   .05871
     45.0                .07164                   .05580
     40.0                .07070                   .05507
     35.0                .06869                   .05220
     30.0                .06830                   .05254
     25.0                .06899                   .05411


 (1) Data based on vehicle mix of 83.04% passenger cars, 6.81% two-
     ton trucks, 3.26% six-ton trucks, 3.29% twenty-ton trucks, and
     3.60% twenty-five ton trucks.

 (2) Data based on a vehicle mix of 66% standard and 34% compact
     automobiles.

 (3) Data based on typical roadway segments which reflect various
     curves, grades, stops per mile, traffic densities, etc.

 Sources: Bloom, Kent, TRANS-Urban Computer Model (OPGAS), Federal
          Highway Administration, U.S. Department of
          Transportation, Washington, D.C., April, 1973

          Claffey, Paul, "Running Costs of Motor Vehicles as
          Affected by Road Design and Traffic," NCHRP 111,
          Washington, D.C., 1971

          Federal Highway Administration.  TRANS: Fuel Consumption
          for Urban Freeways and Surface Vehicle), U.S. Department
          of Transportation, Washington, D.C., 1973

          Characteristics of Urban Transportation Systems -- A
          Handbook for Transportation Planners 23/

                                68





                             Table 13

         Vehicle Gasoline Consumption on Arterial Streets

                                (1,3)                  (2,3)
                    Mixed Vehicle            Automobile
     Speed           Consumption             Consumption
     (mph)       (gallons per mile)      (gallons per mile)

     40.0                .09326              .07998
     35.0                .09312              .07970
     30.0                .09497              .08054
     25.0                .09428              .07993
     20.0                .09102              .07742
     15.0                .09244              .07842


 (1) Data based on vehicle mix of 83.04% passenger cars, 6.81% two-
     ton trucks, 3.26% six-ton trucks, 3.29% twenty-ton trucks, and
     3.60% twenty-five ton trucks.

 (2) Data based on a vehicle mix of 66% standard and 34% compact
     automobiles.

 (3) Data based on typical roadway segments which reflect various
     curves, grades, stops per mile. traffic densities, etc.

 Sources: Bloom, Kent, TRANS-Urban Computer Model (OPGAS), Federal
          Highway Administration, U.S. Department of
          Transportation, Washington, D.C., April, 1973

          Claffey, Paul, "Running Costs of Motor Vehicles as
          Affected by Road Design and Traffic," NCHRP 111,
          Washington, D.C., 1971

          Federal Highway Administration.  TRANS: Fuel Consumption
          for Urban Freeways and Surface Vehicle), U.S. Department
          of Transportation, Washington, D.C., 1973

          Characteristics of Urban Transportation Systems -- A
          Handbook for Transportation Planners 23/

                                69





                             TABLE 14
                                                   1
               POLLUTANT EMISSION FACTOR COMPONENTS    (1977)

     A.   Emissions from Hot Stabilized Operation Freeways and
          Surface Arterials
  _______________________________________________________________

                    Autos                       Trucks
          ___________________________   __________________________
                              Oxides                        Oxides
          Carbon    Hydro-      of      Carbon    Hydro-      of
Speed     Monoxide  Carbons3 Nitrogen  Monoxide  Carbon3 Nitrogen
__________________________________________________________________

(MPH)           (Grams Per Mile)             (Grams Per Mile)
          ________________________      _________________________

60.0      19.11     1.87      4.72       73.34     4.22     12.67
55.0      22.64     2.14      4.23       66.53     4.37     11.26
50.0      24.08     2.25      3.97       62.28     4.48     10.37
45.0      25.30     2.33      3.83       60.97     4.70      9.80
40.0      27.49     2.50      3.73       62.97     5.13      9.41
35.0      31.15     2.78      3.63       68.59     5.83      9.11
30.0      36.44     3.17      3.48       78.31     6.87      8.86
25.0      43.48     3.68      3.30       93.22     8.39      8.67
20.0      53.11     4.37      3.09      116.06    10.70      8.59
15.0      68.94     5.47      2.92      153.59    14.55      8.72


B. Emissions From Auto Starts
 ________________________________________________________________

                                      Emissions
               __________________________________________________

Percent of Trips                                       Oxides of
 Starting Cold      Carbon Monoxide     Hydrocarbons3  Nitrogen
_______________     _______________     _____________  __________

                           (Grams Per Trip)
  _______________________________________________________________

      0                   15.5                3.9           4.6
     10                   33.6                4.9           4.6
     20                   51.9                5.9           4.6
     30                   69.9                6.9           4.5
     40                   89.0                7.8           4.5
     50                  107.0                8.8           4.4
     60                  126.0                9.8           4.4
     70                  143.0               10.7           4.4
     80                  161.0               11.7           4.3
     90                  180.0               12.7           4.3
     100                 198.0               13.6           4.3


C.   Other Emissions

     1.   Hot Soak Emissions (HC)                 11.8 G/Auto Trip
     2.   Diurnal Evaporative Emissions (HC):     19.4 G/Auto/Day
     3.   Diurnal Evaporative Emissions (HC):     21.0 G/Truck/Day
___________________________

  1, 2, 3  See footnotes page 72

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                             TABLE 15
           POLLUTANT EMISSION FACTOR COMPONENTS' (1995)

A.   Emissions from Hot Stabilized Operation Freeways and Surface
     Arterials
  _______________________________________________________________

                    Autos                       Trucks
          ___________________________   __________________________
                              Oxides                        Oxides
          Carbon    Hydro-      of      Carbon    Hydro-      of
Speed     Monoxide  Carbons3 Nitrogen  Monoxide  Carbon3 Nitrogen
__________________________________________________________________

(MPH)           (Grams Per Mile)             (Grams Per Mile)
          ________________________      _________________________

60.0      2.01      0.16      2.38      26.48     0.75      6.52
55.0      3.30      0.23      2.09      27.56     0.88      5.56
50.0      3.64      0.26      1.93      27.82     0.97      4.96
45.0      3.62      0.27      1.85      28.14     1.09      4.58
40.0      3.75      0.29      1.80      29.24     1.28      4.31
35.0      4.24      0.34      1.73      31.44     1.59      4.09
30.0      5.11      0.41      1.63      34.88     2.06      3.91
25.0      6.26      0.50      1.50      39.64     2.75      3.75
20.0      7.52      0.61      1.35      45.91     3.72      3.64
15.0      9.02      0.77      1.20      54.74     5.16      3.63



B.   Emissions From Auto Starts
 ________________________________________________________________

                                      Emissions
               __________________________________________________

Percent of Trips                                       Oxides of
 Starting Cold      Carbon Monoxide     Hydrocarbons3  Nitrogen
_______________     _______________     _____________  __________

                           (Grams Per Trip)
  _______________________________________________________________

       0                  11.1               3.7            1.2
      10                  20.4               4.0            1.4
      20                  29.7               4.4            1.6
      30                  39.0               4.8            1.8
      40                  48.3               5.1            2.0
      50                  57.6               5.5            2.2
      60                  66.9               5.9            2.4
      70                  76.2               6.2            2.7
      80                  85.5               6.6            2.9
      90                  94.8               7.0            3.1
     100                 104.0               7.3            3.3

C.   Other Emissions

     1.   Hot Soak: 1.1 G/Auto Trip
     2.   Diurnal : 1.1 G/Auto/Day
     3.   Diurnal : 2.2 G/Truck/Day
___________________________

1, 2, 3  See footnotes page 72.

                                71





Tables 14 and 15: Footnotes

1 Mobile source emissions are generated in four ways:
     1.   From vehicles traveling in hot, stabilized mode; that is,
          after the engine and catalytic converter (if any) have
          warmed up to their most efficient operating temperature
          range. (CO, HC, and NOx,emissions)
     2.   From vehicle starts; additional emissions arise when an
          engine is started, regardless of the travel distance.
          (CO, HC, and NOx emissions)
     3.   From hot soaks; when an engine is turned off,
          hydrocarbons are evaporated from unburned fuel in the
          crankcase. (HC only)
     4.   From diurnal evaporation; daily temperature cycles cause
          evaporation of hydrocarbons from fuel tanks, whether or
          not the vehicles are used. (HC only)

  2 Because of data limitations, it is currently impossible to
     split truck start-up and hot soak emissions from hot
     stabilized emissions.  Therefore, these truck factors include
     three components, excluding only diurnal emissions.

  3 Hydrocarbon emissions include reactive hydrocarbons only;
     methane is excluded.

  4 For vehicles with catalytic converters, any engine started
     more than one hour since its last operation is classified in
     the cold start mode.  For non-catalytic vehicles, the interval
     is four hours.  In the absence of local data, a default value
     of 53 percent cold starts.may be used for 1977.  This value
     increases with calendar year as the auto fleet is increasingly
     populated by catalyst equipped vehicles.  For 1995 it is
     estimated at 9 .

 Note:    All factors have been computed for an assumed temperature
          of 75'F.

Sources:  Environmental Protection Agency, Mobile Source Emission
          Factors, Washington, D.C., March 1978.

          Federal Highway Administration, How to Prepare the
          Transportation Portion of Your State Air Quality
          Implementation Plan, Washington, D.C., November 1978.

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     To determine street and highway levels of service,
volume/capacity (V/C) evaluations are conducted at two levels of
detail.  The more detailed of the two is for street and highway
design and operation.  The other is for conducting system analysis
to assess the ability of the streets and highways to move the
required amount of traffic at a satisfactory service level.  It is
the latter application that should be addressed with the procedures
presented in this chapter.  The techniques included have been
selected to respond to intersection problems and corridor problems,

     The intersection, by definition, is site specific and is
viewed as an entity, whereas the corridor problem is analyzed by
comparing total traffic volume and traffic capacity within the
corridor.

     The operating condition of streets and highways is stated
using levels of service concepts of the Highway Capacity Manual 4/
as follows,

     Level of Service    Operating Conditions

          A         Free flow, low volume, high operating speed,
                    high maneuverability.

          B         Stable flow, moderate volume, speed somewhat
                    restricted by traffic conditions, high
                    maneuverability.

          C         Stable flow, high volume, speed and
                    maneuverability determined by traffic
                    conditions.

          D         Unstable flow, high volumes, tolerable but
                    fluctuating operating speed and
                    maneuverability.

          E         Unstable flow, high volumes approaching roadway
                    capacity, limited speed (- 30 m.p.h.),
                    intermittent vehicle queuing.

          F         Forced flow, volumes lower than capacity due to
                    very low speeds.  Heavy queuing of vehicles,
                    frequent stoppages.

     The transportation  planning team must decide the level of
service to be used as the goal of the community.  The decision is
dependent upon several factors including financial resources to
correct deficiencies and established policy.  Historically, Level
of Service "C" has been used as this benchmark and is used herein
for capacity analysis.

     The user should differentiate between a desirable operating
capacity and the physical or maximum capacity of a facility.  The
analyst may select a desirable operating capacity not to be
exceeded -- such as Level of Service "C" or "D" -but physical
capacity is defined at Level of Service "E" 4/.

     There are two basic and independent indicators of level of
service -- the volume-to-capacity (V/C) ratio and the operating
speed.  The procedures described

                                73





below rely on the V/C ratio to assess service levels, For further
discussion of the measurement of traffic capacity, refer to the
Highway Capacity Manual

Evaluating-Intersection Capacity

     The intersection capacity analysis described is based on the
"Critical Movement Summation" technique developed by McInerney and
Petersen 24/, and adopted by many local and regional planning
agencies for use in development impact studies 25/.

     In using the technique, a critical intersection volume is
calculated and compared with the benchmark intersection capacity
that is stratified by level of service.  Table 16 shows the
benchmark capacity ranges for intersections at each level of
service.

     Information Required.  It is assumed that an intersection
capacity analysis is undertaken after a study of existing
conditions and after vehicle trips have been assigned to the
highway network.  The following information is required for the
analysis:

     -    Number of approach lanes - defined as the number of
          through lanes.

     -    Exclusive use lanes (left turn, etc.).

     -    Peak hour traffic volumes and turn volumes for all
          intersection movements. (Refer to Chapter Six, "Time-of-
          Day Characteristics," of the Users Guide 9/ for method to
          convert ADT volumes to peak hour volumes.)

     -    Special operating characteristics that might affect lane
          volumes, such as free right turns.

     It is desirable for traffic volumes to be obtained for each
lane.  If lane volumes are not available, the total directional
traffic flow can be converted into lane volume using the following
factors:

          Approach Lanes      Lane Use Factor

               1                   1.00
               2                   0.55
               3                   0.40
               4                   0.30

The lane use factors allow an estimation of the volume in the
heaviest lane from the total approach volume.

The "Critical Movement Summation" Technique

     This technique defines critical movement volumes as "The
volume of travel represented by the highest lane volumes of
opposing travel (through and left turn) from both the north-south
and east-west directions that occur during the "peak hour."

                                74





                             TABLE 16

             INTERSECTION CAPACITY*BY LEVEL OF SERVICE


                              Range of
                            Capacity (VPH)
                         ____________________

Level of Service           Low          High
     A                        0          900
     B                      901         1050
     C                     1051         1200
     D                     1201         1350
     E                     1351         1500
     F                (Special Case)    1500

  *  Capacity as defined by single lane through movement plus
     opposing single lane left turn movement.  See discussion on
     "Critical Movement Summation" technique.

Source:   Highway Capacity Manual 4/, Guidelines for Transportation
          Impact Analyses as to the of Public Facilities Associated
          with Preliminary Plans of Subdivisions 25/

                                75





     The technique is best illustrated by an example application,
such as shown in Figure 10.  Volume numbers shown represent peak
hour traffic.  If only ADT volumes are available, these must be
converted to hourly volumes.  For default values see Quick-Response
Urban Travel Estimation Manual Techniques and Transferable
Parameters: Users Guide 9/.  The following steps will result in the
intersection level of service.

     1.   Determine the net approach volume (through volume) and
multiply by the appropriate lane use factor to get lane volume. (If
lane volumes are available this step is not necessary.)

Direction      Net Approach Vol.   Lane Use Factor     Lane Volume

Northbound          1,000               0.55                550
Southbound            800               0.55                440
Eastbound             750               0.55                413
Westbound             700               0.55                385

     2.   Determine the critical lane volume for  each approach as
follows:

                    N-bound   S-bound   E-bound   W-bound

Through Volume      550       440       413       385

Opposing Left
Turn Volume         175       200       150       100
                    ____      ____      ____      ____

     TOTAL          725       640       563       485

     3.   Select maximum of N-S volumes and E-W volumes and sum to
determine "Critical Movement Summation" (CMS).

               CMS = Northbound + Eastbound
               CMS = 725 + 563
               CMS = 1,288 vehicles

     4.   Compare CMS to volume ranges listed in Table 16 to
determine that the intersection is operating at Level of Service D.

     The example is representative of conditions at most
intersection configurations, the exception being the unprotected
left turn.  For that case calculate the lane volumes as previously
described but add the left turn volume to the critical lane volume
to account for the interruption caused in the through lane by left
turning vehicles.

Evaluating Corridor Capacity

     The objective of the corridor analysis is to produce an
assessment of volume to capacity (V/C) relationships for the
corridor.  The technique to accomplish this consists of "cutline
evaluations" and preparation of a "Facilities Stress Diagram." Each
is described below.

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     Cutlines are strategically placed lines perpendicular to the
direction of the travel being Analyze.  Figure 11 shows a schematic
representation of a corridor with five cutlines.

     The "Facilities Stress Diagram" is a plot of the V/C ratio for
either the entire corridor -- after summing volumes and capacities
across each cutline -or for a major street or highway (as in Figure
12 for routes A, B or C).

     An example of a stress diagram is shown in Figure 12.  The
diagram represents the corridor shown in Figure 11.  The datum
(horizontal line) is the benchmark level of service, measured as a
V/C ratio.  The diagram illustrates where the system is congested
(over capacity) and where surplus capacity exists in the corridor. 
One conclusion from the diagram is that a large volume of traffic
is leaving the corridor--probably from the freeway at the
interchange between cutlines 1 and 2--resulting in a surplus of
capacity between cutlines 2 and 4. Traffic begins to build up
between cutlines 3 and 4 probably due to entering freeway volumes
at the southern most interchange.

     Data Requirements.  The corridor capacity analysis procedures
require information to allow a V/C calculation for the corridor and
each facility.

     Traffic assignment estimates of traffic volumes are needed in
the form of directional peak hour volumes for capacity analysis. 
Refer to the Users Guide, Chapter Six 9/, for information which
will allow conversion of ADT assignment volumes into hourly
directional volumes.

     Also required is descriptive information for the streets and
highways being analyzed.  The needed descriptive information is as
indicated in the calculation sections that follow.

     Freeway/Expressway Capacity Calculation.  Access and parking
are controlled on freeways and expressways and, consequently, the
capacity determinations for freeways are less complicated than for
arterial streets and highways.  To facilitate the calculation of
freeway capacity, assumptions have been made regarding average
operating conditions and these are shown in the footnotes to Table
17.  Table 17 also indicates tile resulting capacities in a form
that requires the user to provide only the number of lanes per
direction in order to determine facility capacity.  The capacity
quantities assume a peak hour factor of 0.85*, and 10 percent
trucks.  Volume-to-capacity (V/C) ratios are provided to give an
idea of the maximum usage rates a freeway should experience for any
given service level.  It must be noted that V/C ratios and
operating speed actually determine level of service: therefore, the
relationships shown are approximations based only on V/C ratios.

     Table 17 contains directional capacity data, by level of
service, for 2, 3 and 4 lanes of freeway and an additional column
for "add-on" capacity for each lane over four lanes.
___________________________

  *  Peak hour factor is the ratio of the peak hour flow to twelve
     times the peak 5-minute flow that occurs during the peak hour.

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     Urban Arterial Street Capacity Calculation.  For capacity
determination, urban arterial require more information than
freeways and expressways.  The capacity tables shown in Tables 18
through 22 allow the consideration of various operating
characteristics.

     The capacity of an urban arterial street or highway is
generally controlled by the capacity of intersections.  Obviously,
there are occasional situations where mid-block conditions control
capacity.  In such cases judgement will have to be exercised. 
Except in cases where mid-block conditions control capacity, the
user should be guided by the rule: capacity is equal to the
capacity of the most restricted intersection.

     The following list represents the information needed to
determine urban street capacity:

     1 - Approach width.  Approach width is equal to the curb-to-
curb street width for one-way streets and the painted centerline-
to-curb street width for two-way streets.  Boulevards are
considered as two one-way streets with the approach width of each
measured from the median edge of the roadway to the curb.  Approach
width excludes any special purpose (i.e., turning bays) lanes.

     2 - Load factor is assumed equal to 1.0 in the tables
provided.  This corresponds to a Level of Service of "E" which
represents available capacity.  Load factor is defined as the
number of green cycles that are fully used in the peak hour divided
by the number of available green cycles occurring during the peak
hour.

     3 - Peak Hour Factor (PHF) is equal to the observed peak hour
volume divided by four times the volume observed during the peak 15
minutes of the peak hour.  The tables assume an average PHF of 0.85
26/.

     4 - Percent commercial vehicles, percent left turns and
percent right turns.

     The following example describes the arterial street and
highway capacity calculations.

               Approach Width           - 20 feet
               Commercial Vehicles      - 15%
               Left Turns               - 15%
               Right Turns              - 10%
               Street Operation         - 2-Way with Parking
               Volume                   - 900 Vehicles

Reference to Table 18 indicates a capacity in the range of 950
vehicles per hour.  The V/C ratio (see next section, "Determination
of Level of Service") is calculated as 0.95. This provides a level
of service between "D" and "E" which is indicative of the operation
of the street, slow speeds - heavy congestion.  It is anticipated
that over the next five years the volume will increase to about
1,200 vehicles per hour.  It is desired that a Level of Service `C"
be provided (V/C = 0.8). With a volume of 1,200, a capacity of
about 1,500 is required.  Review of Tables 18 through 22 indicates
the possibility for improvement.

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     If the street is not widened, Table 18 indicates that a 1,500
vehicle capacity can be achieved if parking is removed (2-way no
parking) and commercial vehicles routed elsewhere.  This would
provide a capacity of about 1,533.

     Another possible solution is removal of parking and
eliminating left turns, and these measures provide a capacity of
about 1,525.

     If parallel streets are available for one-way pairs, a one-way
operation with no parking is a possible solution.

     If a two-way operation must be maintained with on-street
parking, the charts indicate that the street must be widened to
provide an approach width of greater than 40 feet.

     Determining Levels of Service.  For urban arterial streets and
highways, the maximum V/C ratio for each level of service is shown
below:

          LEVEL OF SERVICE    MAXIMUM V/C RATIO

               A                   0.6
               B                   0.7
               C                   0.8
               D                   0.9
               E                   1.0
               F                   (varies)

     Figure 13 is an extended representation of Figure 12 to show
the impact of specifying a level of service to determine parts of
the street or highway system where capacity is exceeded.  The
impact of establishing a Level of Service "C" instead of using
Level of Service "D" as the datum can be readily seen in Figure 13.
To gain the higher service level will require capital or
maintenance funds to remedy the deficiencies.  While a service
level of "C" may be the least cost solution, there may be a need to
reassess the situation in light of available funds.

                       DETERMINING SOLUTIONS

     The development of solutions to problems revealed in system
analysis involves the evaluation of alternatives.  Heavy traffic
volumes through a downtown corridor, for example, might indicate
several potential solutions such as: re-routing all through traffic
or trucks only; building a bypass; eliminating on-street parking;
and the development of one-way pairs.  The types of solutions to be
considered will vary by the conditions surrounding the problems,
the goals and objectives established for the area, costs, economic
implications, and so on.  The material provided in this and other
manuals of this series allow the evaluation of alternative
solutions.

     Problems to be addressed are indicated by the demand
estimation and traffic assignments to the forecast period as well
as from surveillance of the current system operation.  A set of
problems will emerge from this analysis that will exhibit the
following considerations:

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Click HERE for graphic.


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     -    Current problems that do not appear to worsen over time
     -    Current problems that worsen over time
     -    Future problems that are not problems now

     The problems uncovered should be solved one-by-one.  The long
range analysis should be viewed as providing an indication of
future corridors of demand, the type, locations, and severity of
possible deficiencies, and should form a framework for the
development of solutions.

     Current problems that do not appear to worsen over time can be
resolved by traffic engineering improvements, other Transportation
System Management (TSM) measures, and higher capital investment
such as widenings, a bypass, etc.

     Current problems that are likely to worsen over time require
solutions that may be staged over time, an interim solution to be
improved upon later, or an ultimate improvement expected to satisfy
current and anticipated future demand.  In the latter case, a TSM
strategy may make a capital-intensive solution unnecessary,
postpone its implementation, or alter its design.  Conversely,
early stages of a programmed long range element could affect the
type of TSM strategy proposed as an interim measure.

     For example, congestion on a major arterial can be relieved in
several ways: adding lanes, channelizing intersections, eliminating
parking, or improving signal systems.  If the long range analysis
reflects a need for additional lanes, channelized intersections may
be the appropriate short range solution, because it permits street
widening at a future time.  If a new facility is needed to relieve
the traffic in the longer range, a new signal system may be
appropriate now.  In addition, areawide actions such as parking and
other terminal and transfer facility needs, carpooling programs,
systemwide traffic engineering and transit technology studies, and
paratransit projects need to be analyzed, and their impact on the
long range elements measured.

     Finally, future problems that are not now problems must be
carefully considered.  Many future problems will require short
range solutions such as TSM actions including traffic engineering
improvements.  These future problems can be monitored through time
and appropriate actions can be taken when required.  Other future
problems may warrant capital investments and solutions that take
many years to implement, such as a new bypass route.  Again, an
immediate action might be the acquisition of right-of-way.  A few
veers ahead. analyses may continue to indicate the bypass solution
and design work might be undertaken.  Or, perhaps future analysis
indicates the anticipated problem is not occurring and
consideration of the bypass might be dropped in favor of less
capital-intensive solutions.

     The above discussion should indicate that alternative short
range actions are developed from near-term needs and early stages
of major capital projects reflected in the refined long range plan
element.

     The balance between TSM and more capital intensive solutions
will reflect such things as city-size, problem complexity, and
growth potential.  It is vital to the effectiveness of planning
that a great deal of emphasis be placed on short range planning and
that it be made clear that the remaining stages are subject to

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further study as planning continues.  To this end, it is necessary
to make a comprehensive study of short range needs to arrive at a
sound and practical short range program for highway and transit. 
Most likely, such a study will be based on an analysis of today's
conditions and a comprehensive regional analysis of short range TSM
alternatives.  In other cases, the short range program could be
composed of TSM strategies developed by the local implementors or
operators.  Depending on local programming policies, this short
range period may cover from 3 to 8 years.

     To determine potentials for traffic engineering improvements
of a TSM nature, the reader is referred to the Traffic Planning
manual of this series.  The Transit Planning manual indicates
transit improvement potentials.  Earlier sections of this chapter
provide capacity analysis methods to evaluate alternate
improvements.  Chapter One of this manual suggests improvements
related to system functions.  To evaluate alternative solutions to
a particular problem, the reader is referred to material in this
chapter.  The evaluation should be based on costs and both positive
and negative impacts.

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                            REFERENCES

1.   National Committee on Urban Transportation (NCUT), Better
     Transportation for Your City: A Guide to the Factual
     Development of Urban Transportation Plans, (Brattleboro,
     Vermont, Public Administration Service, 1958).  Also 17
     Technical "Procedural Manuals" on various activities. 
     Recommended ones as referenced in the text of this document.

2.   U.S. Department of Transportation, Guide to Urban Traffic
     Volume Counting, Washington, D.C.

3.   U.S. Department of Transportation, Traffic Assignment--
     Methods-Applications-Products, (Washington, D.C.,FH14A, August
     1973).

4.   Highway Research Board, Highway Capacity Manual, Highway
     Research Board Special Report No. 87, (Washington, D.C.,
     1965).

5.   U.S. Department of Transportation, Land Use Forecasting
     Techniques for Use in Small Urban Areas, Vols. 1 and 2,
     (Washington, D.C., FHWA, August 1977).

6.   U.S. Department of Transportation, Urban Origin-Destination
     Surveys, (Washington, D.C.). Dwelling Unit Survey, Truck and
     Taxi Surveys,'External Survey.

7.   U.S. Department of Transportation, Trip Generation Analysis,
     (Washington, D.C., FHWA, August 1975).

8.   U.S. Department of Transportation, Urban Mass Transportation
     Travel Surveys, (Washington, D.C., MIA and UMTA, August
     1972)..

9.   COMSIS Corporation, Quick-Response Urban Travel Estimation
     Manual Techniques and Transferable Parameters: Users Guide,
     National Cooperative Highway Research Program, Report 187,
     (Washington, D.C., 1978).

10.  U.S. Department of Transportation, Transportation Planning
     System (UTPS) Reference Manual, (Washington, D.C.,
     periodically released).

11.  U.S. Department of 'Transportation, PLANPAC/BACKPAC General
     Information, (Washington, D.C., Federal Highway
     Administration, April 1977).

12.  Department of Labor, Handbook of Labor Statistics, 1972
     Bulletin 1735, (Bureau of Labor Statistics, 1972).

13.  U.S. Department of Commerce and U.S. Department of
     Agriculture, OBERS Projections, Economic Activity in the U.S.,
     Vols.  I-VIII, (Washington, D.C., Bureau of Economic Analysis
     and Economic Research Service for the U.S. Water Resources
     Council, 1972).

14.  Long, Gary D., An Evaluation of the Gravity Model Trip
     Distribution, (Texas Transportation Institute, 1968).

                                92





15.  Highway Research Board, Effect of Zone Size on Traffic
     Assignment and Trip Distribution, Highway Research Record, No.
     392, (1972).

16.  Pratt Associates, R.H., A Method for Distributing Traffic
     Volumes Among Competing Highway Facilities, (Kensington,
     Maryland, 1976).  Unpublished working paper.

17.  Neffendorf, H. and Wooton, H.J., A Travel Estimation Model
     Based on Screenline Interviews, PTRC Summer Annual Meeting
     (1974).

18.  U.S. Department of Transportation, Land-Use and Arterial
     Spacing in Suburban Areas, (Washington, D.C., FHWA, May 1977).

19.  COMSIS Corporation, Travel Estimation Procedures for Quick
     Response to Urban Policy Issues, National Cooperative Highway
     Research Program, Report 186, (Washington, D.C., 1978).

20.  National Cooperative Highway Research Program, Transportation
     Decision Making--A Guide to Social and Environmental
     Considerations, Report 156, (Washington, D.C., 1975).

21.  U.S. Department of Transportation, Accessibility--Its Use as
     an Evaluation Criterion in Testing and Evaluating Alternative
     Transportation Systems, (Washington, D.C., FHWA, July 1972). 
     Highway Planning Technical Report.

22.  U.S. Department of Transportation, Cost of Owning and
     Operating an Automobile ] 1979, (Washington, D.C., FHWA,
     1980).

23.  U.S. Department of Transportation, Characteristics of Urban
     Transportation Systems--A Handbook for Transportation
     Planners, (Washington, D.C., FHWA and UMTA, July 1977).

24.  McInerney, H. and Petersen, S..,"Intersection Capacity
     Measurement Through Critical Movement Summations: A Planning
     Tool,"Traffic Engineering, (January 1971).

25.  Maryland-National Capital Park and Planning Commission,
     Guidelines for Transportation Impact Analyses as to the
     Adequacy of Public Facilities Associated with Preliminary
     Plans of Subdivisions, (September 1974).  Unpublished
     Technical Memorandum.

26.  Pignataro, Louis J., Traffic Engineering--Theory and Practice,
     (Englewood Cliffs, New Jersey: Prentice-Hall, Inc., 1973).

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