|  
   
 
 
        
        
          | Introduction |  |  
          |  |  This document provides construction specifications for jointed plain 
      concrete pavement (JPCP) that includes the measurement of several key 
      acceptance quality characteristics (AQC's). Each of the AQC's (mean and 
      standard deviation) is related to performance and, thus, to life-cycle 
      costs (LCC's) over a chosen analysis period. The incentive/disincentive 
      pay factors are computed based on expected future performance and 
      costs.
 The format and content of these Performance-Related 
      Specifications (PRS) are based in part on the following American 
      Association of State Highway and Transportation Officials (AASHTO) Guide 
      Specifications for Highway Pavement Construction:
 
        Guide Specifications for Highway Construction, 
        1993.(29) 
        Quality Assurance Guide Specification, February 
        1996.(9) 
        Implementation Manual for Quality Assurance, February 
        1996.(28)  
 
        
        
          | Table of 
            Contents |  |  
          |  |  DIVISION 
      100. GENERAL PROVISIONS
 SECTION 
      PRS–101. DEFINITIONS
 SECTION 
      PRS–110. QUALITY ASSURANCE
 PRS–110.01 
      Samples, Tests, and Referenced Specifications
 PRS–110.02 
      Qualified Testing Laboratory
 PRS–110.03 
      Technician Certification
 PRS–110.04 
      Quality Control
 PRS–110.05 
      Acceptance
 PRS–110.06 
      Quality Pay Adjustments
 PRS–110.07 
      Dispute Resolution
 
 DIVISION 
      500. RIGID PAVEMENT
 SECTION 
      PRS–501. JOINTED PLAIN PORTLAND CEMENT CONCRETE PAVEMENT
 PRS–501.01 
      Description
 PRS–501.02 
      Materials
 PRS–501.03 
      Construction Requirements
 PRS–501.04 
      Methods of AQC Measurement
 
 A. 
        LotsPRS–501.05 
      Methods of AQC RetestingB. 
        Sublots
 C. 
        Definition of Pavement Performance
 D. 
        Included Acceptance Quality Characteristics
 E. 
        Selection of AQC Target Values
 F. 
        Identification of AQC Limits for Acceptance
 G. 
        AQC Sampling and Testing Methods
 1. 
        Concrete Strength
 a. 
        Sampling of Concrete Strength
 i. 
        Beams
 ii. 
        Cylinders
 iii. 
        Cores
 b. 
        Timing of Concrete Strength Testing
 c. 
        Testing-Related Procedures (Conducted Prior to Specimen 
        Testing)
 i. 
        Laboratory Maturity Calibration
 ii. 
        Laboratory-Developed Inter-Strength Relationships
 iii. 
        Measuring Maturity in the As-Constructed Pavement
 d. 
        Specific Concrete Strength Testing Procedures
 i. 
        Flexural Testing of Beams
 ii. 
        Compression Testing of Cylinders or Cores
 iii. 
        Split-Tensile Testing of Cylinders or Cores
 e. 
        Concrete Strength Acceptance
 2. 
        Slab Thickness
 a. 
        Sampling and Testing of Slab Thickness
 b. 
        Slab Thickness Acceptance
 3. 
        Entrained Air Content
 a. 
        Sampling and Testing of Entrained Air Content
 i. 
        Pressure Meter Tests of Plastic Concrete
 ii. 
        Linear Traverse Tests of Hardened Concrete Cores
 b. 
        Entrained Air Content Acceptance
 4. 
        Initial Smoothness
 a. 
        Sampling and Testing of Initial Smoothness
 b. 
        Initial Smoothness Acceptance
 5. 
        Percent Consolidation Around Dowels
 a. 
        Sampling and Testing of Percent Consolidation Around 
        Dowels
 b. 
        Acceptance of Percent Consolidation Around 
      Dowels
 
 
 A. 
        Concrete StrengthPRS–501.06 
      Basis of AcceptanceB. 
        Slab Thickness
 C. 
        Entrained Air Content
 D. 
        Initial Smoothness
 E. 
        Percent Consolidation Around Dowels
 
 
 A. 
        Life-Cycle CostsPRS–501.07 
      Basis of PaymentB. 
        As-Designed Target Pavement
 C. 
        As-Constructed Pavement Lot
 
 
 A. 
        Level 1 Pay AdjustmentB. 
        Level 2 Pay Adjustment
 
 ATTACHMENT 
      SERIES A —LABORATORY MATURITY CALIBRATION CURVES AND RESPECTIVE 
      EQUATIONSATTACHMENT 
      SERIES B —LABORATORY-DEVELOPED INTER-STRENGTH CURVES AND RESPECTIVE 
      EQUATIONS
 ATTACHMENT 
      SERIES C —PROJECT-SPECIFIC CONSTANT VALUES
 ATTACHMENT 
      SERIES D —LEVEL 1 INDIVIDUAL AQC PAY FACTOR CHARTS AND 
      EQUATIONS
 
 
 DIVISION 
      100. GENERAL PROVISIONS 
        
        
          | SECTION PRS–101. DEFINITIONS |  |  
          |  |  The following definitions are applicable to this Specification:  Acceptance Quality Characteristics (AQC's): Inherent 
        measurable pavement characteristics that significantly affect pavement 
        performance, are under the ULect control of the contractor, and are 
        measurable at or near the time of construction. AQC's considered under 
        the current PRS include concrete strength, slab thickness, entrained air 
        content, initial smoothness, and percent consolidation around dowel 
        bars.
 Analysis Period: Period of time over which future M 
        & R costs are to be considered in an LCC analysis. The analysis 
        period is typically defined as twice the chosen initial pavement design 
        life.
 
 AQC Target Values: Agency-chosen AQC means and 
        standard deviations that define the agency's desired quality (the AQC 
        quality for which the agency is willing to pay 100 percent of the bid 
        price).
 
 As-Constructed Lot Life-Cycle Cost 
        (LCCCON):The estimated post-construction LCC used to 
        represent the as-constructed pavement lot quality. This value is based 
        (in part) on the measured as-constructed AQC values (means and standard 
        deviations).
 
 As-Constructed Pavement: The actual concrete 
        pavement constructed by the contractor. The as-constructed quality level 
        of each pavement lot is assessed based on AQC sampling and testing 
        (using defined AQC acceptance procedures) of the as-constructed 
        pavement.
 
 As-Designed Lot Life-Cycle Cost (LCCDES): 
        The estimated post-construction LCC used to represent the 
        as-designed pavement quality. This value is based on the as-designed AQC 
        target values (means and standard deviations) selected by the 
        agency.
 
 As-Designed Pavement: The desired concrete 
        pavement, as defined by the agency. The desired quality level of the 
        pavement is specified in terms of target as-designed AQC means and 
        standard deviations.
 
 Buyer: That organization or entity 
        ultimately responsible for the purchase of the materials and work 
        required for the completion of a highway or transportation contract. May 
        be used interchangeably with the terms agency, purchaser, 
        consumer, or owner.(9)
 
 Constant 
        Values: Project-specific variables required by the distress 
        indicator and cost models that do not differ between the as-designed and 
        as-constructed pavements. These variables define many of the pavement's 
        characteristics and can be grouped into general categories such as 
        traffic, project location and description, climatic conditions, slab 
        design and support, load transfer, and M & R unit 
        costs.
 
 Construction Pass: The defining width of an ongoing 
        paving operation. This definition is used since the width of paving may 
        consist of more than one traffic lane.
 
 Discount Rate: Used 
        to translate actual LCC's into equivalent present worth costs. It is 
        estimated as the difference between the interest and inflation rates 
        over a long time period, representing the real value of money over time. 
        The interest rate, often referred to as the market interest rate, 
        is associated with the cost of borrowing money and represents the 
        earning power of money.(10) The inflation rate is typically 
        defined as the rate of increase in the prices of goods and services 
        (construction of highways) and represents changes in the purchasing 
        power of money.(10)
 
 Distress Indicator: A 
        measure of the condition of an existing pavement section at a particular 
        point in time.(4) These key pavement distresses are used to 
        define pavement performance. Distress indicators included in the current 
        PRS approach include transverse slab cracking, transverse joint 
        faulting, transverse joint spalling, and pavement smoothness over time. 
        Within the PRS, the distress indicators are predicted (over a chosen 
        analysis period) using the best available empirical or mechanistic 
        models. Model inputs include project-specific constant values and 
        representative mean values of the selected AQC's.
 
 Equivalent 
        Single-Axle Load (ESAL): An 80-kN single-axle traffic loading. The 
        ESAL is the standard traffic measure used by most SHA's and design 
        methods. Average daily traffic (ADT) numbers are translated into 
        equivalent ESAL's. Many of the distress indicator models are functions 
        of the cumulative ESAL's applied over the chosen analysis 
        life.(11)
 
 Expected Pay (EP) Curve: A graphic 
        representation of an acceptance plan that shows the relation between the 
        actual quality of a lot and its expected pay (i.e., mathematical pay 
        expectation, or the average pay the contractor can expect to receive 
        over the long run for submitted lots of a given 
        quality).(4)
 
 Global Rehabilitation Activities: 
        Rehabilitation activities applied to the entire lot at one time in 
        response to declining global pavement conditions. These 
        activities are specifically applied to address pavement condition 
        indicators such as decreasing pavement smoothness, increasing amounts of 
        localized distress, or increasing amounts of applied localized 
        rehabilitation. Trigger values for these pavement condition indicators 
        must be selected to determine the timing of a global rehabilitation. 
        Examples of global rehabilitation activities include AC overlays, PCC 
        overlays, and diamond grinding.
 
 In Situ Sampling: AQC 
        sampling procedures in which samples are taken ULectly from or on the 
        in-place concrete pavement (e.g., cores and surface profile 
        measurement).
 
 Initial Design Life: Amount of time for 
        which the chosen pavement design is expected to carry traffic loads 
        without the application of a global rehabilitation (AC overlay, PCC 
        overlay, diamond grinding).
 
 International Roughness Index 
        (IRI): The IRI is based on simulation of the roughness response of a 
        car traveling at 80 km/h. It is a ratio of the accumulated suspension 
        motion of the car divided by the distance traveled. The scale ranges 
        from 0 (perfectly smooth surface) to 20,000 mm/km, with larger values 
        indicating greater roughness. A value of 3,000 mm/km is often considered 
        to be the breaking point between "rough" and "smooth" pavements on 
        high-speed highways.
 
 Jointed Plain Concrete Pavement (JPCP): 
        A PCC pavement type characterized by short joint spacing (less than 
        6 m) and no reinforcing steel mesh or bars. JPCP pavements may or may 
        not be constructed with dowels at the transverse joints. These pavements 
        typically include tie bars at longitudinal joints. Slab thicknesses for 
        this pavement type have historically ranged from 152 to 254 mm; however, 
        newer pavements are being constructed with thicknesses of 305 mm or 
        more.
 
 Life-Cycle Cost (LCC): The estimated cumulative 
        present worth cost of a pavement lot over a specified analysis period. 
        The LCC, as used in PRS, may include estimated future maintenance, 
        rehabilitation, and user costs over a chosen analysis period. The 
        initial construction cost is not included in the LCC since it is 
        identical for both the as-designed and the as-constructed pavements. LCC 
        values are expressed in units of present worth dollars (PW$) per 
        kilometer.
 
 Localized Rehabilitation Activities: 
        Rehabilitation activities that may be used to correct 
        localized pavement distresses. Localized distresses are defined 
        as those that may affect an individual joint (transverse joint spalling 
        and transverse joint faulting) or slab (transverse slab 
        cracking).
 
 Lot: A discrete quantity of constructed 
        pavement to which an acceptance procedure (and corresponding pay 
        adjustment) is applied. All pavement placed within a lot should consist 
        of the same mix design and material sources, should be subjected to the 
        same support conditions (base type, base thickness, subbase type, 
        subbase thickness, subgrade treatment), and should consist of the same 
        design characteristics (joint spacing, drainage, shoulder type, 
        dowel-bar diameter, traffic, and AQC design values).
 
 Lot 
        Length: Equal to one day's production or less. The minimum lot 
        length should not be less than 0.16 km. Any section of lesser length 
        will be added to the preceding lot or succeeding lot.
 
 Lot 
        Width: The lot width is defined as the total width of pavement, one 
        or more traffic lanes, being placed at one time in the mainline paving 
        process. This paving width is also referred to as a construction 
        pass,since it describes the total width of pavement being placed in 
        one pass of the paving train. The entire width of a widened lane is 
        included; however, shoulders are to be excluded.
 
 Maintenance 
        Activities: Routine activities performed as preventive measures. 
        This maintenance is typically applied at certain fixed intervals of time 
        over the life of a pavement lot (commonly on an annual basis). Examples 
        of maintenance activities include transverse crack and joint 
        sealing.
 
 Maintenance and Rehabilitation (M & R) Plan: 
        The defined set of rules used to predict the type and timing of 
        future M & R activities. Expected localized and global 
        rehabilitation activities are determined based on chosen trigger values 
        applied to each distress indicator. Maintenance activities are applied 
        by defining the amount and application frequency (e.g., seal 100 percent 
        of the transverse joints every 2 years).
 
 Maximum Quality Limit 
        (MQL): Agency-chosen maximum limit for acceptable AQC specimen 
        sample quality. If an AQC specimen sample value is measured to have 
        greater quality than the defined MQL, the representative specimen sample 
        value (used in the acceptance procedures) is set equal to the defined 
        MQL (i.e., the contractor does not receive credit for quality provided 
        in excess of the MQL). For concrete strength, slab thickness, entrained 
        air content, and percent consolidation around dowels, better quality 
        than the MQL is identified by specimen sample values greater than 
        the MQL; however, for initial smoothness, better quality than the MQL is 
        identified by specimen sample values less than the 
        MQL.
 
 Nondestructive Testing: AQC sampling and testing 
        methods conducted on the in-place pavement, without disturbing the 
        pavement's structural integrity or surface characteristics.
 
 Operating Characteristic (OC) Curve: A graphic 
        representation of an acceptance plan that shows the relationship between 
        the actual quality of a lot and the probability of its acceptance at 
        various payment levels.(4)
 
 PaveSpec 2.0: The 
        revised PRS specification simulation software developed under this 
        research project. This software is used to demonstrate the PRS approach 
        by simulating pavement performance, determining corresponding LCC's, 
        generating preconstruction output, and computing pay adjustments. Its 
        specific functions are described in the PaveSpec 2.0 
        User Guide (appendix G, volume IV).
 
 Pay Adjustment: 
        The actual pay adjustment (incentive or disincentive in PW$) for the 
        as-constructed lot. The computation of the lot pay adjustment differs 
        between the Level 1 and Level 2 PRS.
 Level 1 Pay Adjustment—The Level 1 pay adjustment is 
        computed using the determined Level 1 lot composite pay factor (CPF). 
        The actual Level 1 lot pay adjustment is computed using the relationship 
        presented in equation 101-1. 
        PAYLOT  = BID * (PFCOMPOSITE – 
          100) * LOTLENGTH 
                          
          (101-1)where PAYLOT  = Adjusted payment paid to the 
          contractor for the as-constructed lot, $.
          BID  = Contractor bid price, 
          $/km.
 PFCOMPOSITE = The determined Level 1 lot 
          CPF, percent (e.g., 101 percent is expressed as 
          101.0).
 
 LOTLENGTH = Measured actual 
          as-constructed lot length, km.
 Level 2 Pay Adjustment—The Level 2 pay adjustment is 
        computed using the determined Level 2 lot pay factor. The actual Level 2 
        lot pay adjustment is computed using the relationship presented in 
        equation 101-2. 
        PAYLOT  = BID * (PFLOT – 100) * 
          LOTLENGTH 
                          
          (101-2)where PAYLOT  = Adjusted payment paid to the 
          contractor for the as-constructed lot, $.
 BID= Contractor bid 
          price, $/km.
 
 PFLOT = The determined Level 2 
          overall lot pay factor, percent (e.g., 101 percent is expressed as 
          101.0).
 
 LOTLENGTH = Measured actual 
          as-constructed lot length, km.
 Pay Factor (PF): The percent of the bid price that the 
        contractor is paid for the construction of a concrete pavement lot. 
        There are a number of different pay factor-related definitions used 
        within this report.  Basic Pay Factor Definition—The underlying equation 
        used to compute a pay factor for a given lot (based on the comparison of 
        LCC's) is presented as equation 101-3. This equation is used to compute 
        the pay factor for each simulated lot. 
        PFLOT   = 100 * (BID + [LCCDES 
          – LCCCON])/BID 
                          
          (101-3)where PFLOT  = Overall pay factor for the 
          as-constructed lot, percent.
 BID  = Representative 
          contractor's unit bid price for the lot, 
          $/km.
 
 LCCDES  = As-designed life-cycle unit 
          cost for the lot (computed using target AQC's), 
          PW$/km.
 
 LCCCON = As-constructed life-cycle unit 
          cost for the lot (computed using AQC test results from the 
          as-constructed lot), PW$/km.
 Level 1 Individual AQC Pay Factors—The pay factors 
        (associated with the measured AQC's) computed using the developed Level 
        1 individual AQC pay factor equations. Each Level 1 AQC pay factor 
        (expressed as a percentage) is a function of the measured as-constructed 
        AQC lot mean and standard deviation. (Note: Level 1 individual AQC pay 
        factor equations are based on data simulated using the PaveSpec 2.0 
        computer software.) The final Level 1 individual AQC pay factors may be 
        limited to agency-chosen pay factor practical limits.
 Level 1 
        Composite Pay Factor—The overall pay factor (expressed as a 
        percentage) for an as-constructed lot computed using a Level 1 
        specification. This pay factor is determined using the agency-defined 
        CPF equation (a simple mathematical function of the individual Level 1 
        AQC pay factors). The final Level 1 lot CPF (which may be limited to 
        agency-chosen pay factor practical limits) is used to determine the 
        contractor's Level 1 lot pay adjustment.
 
 Level 2 Pay 
        Factor—The overall pay factor (expressed as a percentage) for an 
        as-constructed lot computed using a Level 2 specification. This pay 
        factor is computed using equation 101-3 and may be limited to 
        agency-chosen pay factor practical limits. The PaveSpec 2.0 computer 
        software is used to simulate the required LCCDES based on 
        SHA-defined AQC target values, and estimate the LCCCON based 
        on the measured as-constructed AQC samples.
 Performance-Related Specifications (PRS): Construction 
        specifications placed on key materials and construction AQC's (e.g., 
        concrete strength, slab thickness) that have been demonstrated to 
        correlate strongly with long-term pavement performance. These 
        specifications are based on quantified relationships (or mathematical 
        models) that relate measured AQC's to subsequent pavement performance 
        and the corresponding costs.
 Present Serviceability Rating 
        (PSR): An indicator of pavement smoothness based on the subjective 
        ratings of users. The PSR is expressed as a number between 0 and 5 with 
        the smaller values indicating greater pavement roughness. The scale is 
        translated into general pavement condition description categories using 
        the following translations.(11)
   0 – 1     Very 
        poor.
 1 – 2     
        Poor.
 
 2 – 3     
        Fair.
 
 3 – 4     
        Good.
 
 4 – 5     Very 
      good.
 
 
 Present Worth (PW) Method: A discounted cash flow analysis 
        that involves the conversion of all of the present and future costs to a 
        base of today's costs.(10) Expected future costs are 
        translated into equivalent present worth costs using equation 101-4.  
        PWCOST  = C / (1 + i)T 
                          
          (101-4)   where 
        PWCOST  = Present worth of yearly cost 
          (C).
 C  = M & R, or user cost incurred during year 
          T.
 
 T  = Year during which the observed cost (C) was 
          incurred.
 
 i  = Chosen discount 
      rate.
 
 
 Quality Assurance (QA): All those planned and systematic 
        actions necessary to provide adequate confidence that a product or 
        service will satisfy given requirements of quality. Within an 
        organization, QA serves as a management tool. In contractual situations, 
        QA serves to provide confidence in the 
        supplier.(9)
 Quality Control (QC): The sum 
        total of activities performed by the seller (producer, manufacturer, or 
        contractor) to make sure that a product meets contract specification 
        requirements. Within the context of highway construction, QC includes 
        materials handling and construction procedures; calibration and 
        maintenance of equipment; production process control; and any sampling, 
        testing, and inspection done for these 
        purposes.(9)
 
 Rejectable Quality Limit (RQL): 
        Agency-chosen mimimum limit for acceptable AQC specimen sample 
        quality. If an AQC specimen sample value is measured to have poorer 
        quality than the defined RQL, AQC retesting procedures will apply. For 
        concrete strength, slab thickness, entrained air content, and percent 
        consolidation around dowels, poorer quality than the RQL is identified 
        by specimen sample values less than the RQL; however, for initial 
        smoothness, poorer quality than the RQL is identified by specimen sample 
        values greater than the RQL.
 
 Sample Mean: The 
        average of n random AQC sample values. This sample mean is computed 
        using equation 101-5.
 
        MEANSAMPLES  = å(xi) /n 
                          
          (101-5)where MEANSAMPLES = The computed mean of 
          n random AQC samples.
 xi = 1 to n 
          random sample values.
 
 n  = Total number of random 
          samples.
 (Note: If m replicate samples are taken from each sampling 
        location, the mean of each set of m test results is used to 
        define a random sample value.)
 Sample Standard Deviation: 
        An estimate of the true population standard deviation, s. If this estimate is to be unbiased, a correction 
        factor must be applied. This unbiased sample standard deviation is 
        computed using equation 101-6.
 
        SDSAMPLES  = ({[å(xi 
          –MEANSAMPLES)2] /(n – 
          1)}/m)0.5 / CSD 
                          
          (101-6)where SDSAMPLES  = The computed unbiased 
          standard deviation of all of the random sample 
          values.
 MEANSAMPLES = The computed mean of all 
          of the random sample values.
 
 n  = Total number of 
          random samples.
 
 xi  = 1 
          to n sample values.
 
 m  = The number of 
          replicate specimen test results used to compute one sample 
          value.
 
 CSD  = Correction factor based on the 
          total sample size, n, used to obtain unbiased estimates of the actual 
          lot sample standard deviation, s. Appropriate 
          CSD values are determined using table 
      PRS-101-01.
 Table 
      PRS-101-01. Correction factors used to obtain unbiased estimates of the 
      actual standard deviation. 
        
        
          | Number of Sample Values, n | Correction Factor, CSD |  
          | 2 | 0.7979 |  
          | 3 | 0.8862 |  
          | 4 | 0.9213 |  
          | 5 | 0.9399 |  
          | 6 | 0.9515 |  
          | 7 | 0.9594 |  
          | 8 | 0.9650 |  
          | 9 | 0.9693 |  
          | 10 | 0.9726  |  
          | 30 | 0.9915 |  
          | 50 | 0.9949 |  Note: Unbiased estimates of the standard 
        deviation are automatically calculated and used in the determination of 
        lot pay factors within PaveSpec 2.0. 
 Sample Value: 
        An AQC value used to represent one sample location within a sublot. 
        A representative sample value may be the ULect measured value from one 
        test taken at a sample location (no replicate test result values, i.e., 
        m =1), or equal to the mean of m replicate test result 
        values (from m replicate tests) taken at the same sample 
        location.
 
 Seller: Any entity providing materials and work 
        required for the completion of highway or transportation work. This 
        includes the contractor and all subcontractors. The term may be used 
        interchangeably with producer or 
        supplier.(9)
 
 Sublot: A portion of a lot. 
        Each lot is divided into sublots of approximately equal surface area. 
        Sublot lengths are selected so that one or more samples may be taken 
        from each sublot for each considered AQC. The minimum sublot length 
        cannot be less than 0.16 km (to accommodate the measurement of initial 
        smoothness). Any section of lesser length will be added to the preceding 
        sublot. Note that in PRS, measurements for all AQC's must be obtained 
        from each sublot so that performance can be predicted.
 
 Target 
        Sublot Length: The chosen default linear length for each sublot. 
        Each as-constructed sublot should initially be assumed to be equal to 
        this target sublot length.
 
 Test Result Value: The computed 
        AQC value from one AQC test. For concrete strength, slab thickness, and 
        entrained air content, this is the testing result from one specimen. For 
        initial smoothness, this is the value obtained from one pass of the 
        profilograph. For percent consolidation around dowels, this is the value 
        obtained from one relative density comparison.
 
 
        
        
          | Section PRS-110. 
            Quality Assurance |  |  
          |  |  PRS–110.01 
      Samples, Tests, and Referenced Specifications. The contractor 
      shall be responsible for the quality of the construction and materials 
      incorporated into the contract. The contractor shall perform all necessary 
      QC inspection, sampling, and testing. All materials will be approved for 
      acceptance through the agency's acceptance procedures. The agency is 
      responsible for determining the acceptability of the construction and 
      materials incorporated therein. The agency may use the results of the 
      contractor's inspection, sampling, and testing as a part of its acceptance 
      procedures, provided the contractor has an approved QC program.
 PRS–110.02 Qualified 
      Testing Laboratory. The agency central laboratory shall be 
      accredited by the AASHTO Accreditation Program (AAP). All testing 
      laboratories (agency, contractor, consultant, or vendor) shall be approved 
      by the agency.
 
 The contractor's QC laboratory shall be furnished 
      and maintained with adequate ventilation, heat, light, water, sink and 
      drainage, electrical or gas outlets (or both), work tables, shelves, and 
      supply cabinets. The laboratory shall be supplied with equipment and 
      materials necessary to perform all tests required by these specifications 
      and shall be maintained in such condition that the equipment will meet the 
      applicable requirements of the agency. (The agency may want to list the 
      specific equipment that is deemed necessary to satisfy the QC testing 
      requirements of the applicable specifications.)
 
 PRS–110.03 Technician 
      Certification. The agency shall require that individuals who 
      perform one or more of the actual sampling, testing, and inspection 
      functions for the agency, contractor, vendor, or private laboratories be 
      certified.
 
 Certified sampling and testing personnel provide added 
      assurances that the sampling and testing will be performed correctly and 
      that the results will be valid. The certification program recognized by 
      the agency should be one or more of the following:
 
        National Institute for Certification in Engineering Technologies. 
        The American Concrete Institute or other trade association. 
        Individually developed agency program. 
        Reciprocity between agencies.  For additional information concerning technician certification, see the 
      "Sampling and Testing Personnel" section of the 1996 AASHTO 
      Implementation Manual for Quality 
      Assurance.(28)
 PRS–110.04 Quality Control. 
      The contractor shall provide and maintain a QC system that will assure all 
      materials and products submitted to the agency for acceptance will conform 
      to the contract requirements, whether manufactured or processed by the 
      contractor or procured from suppliers, subcontractors, or vendors. The 
      contractor shall perform, or have performed, the inspections and tests 
      required to substantiate product conformance to contract document 
      requirements. The contractor shall also perform, or have performed, all 
      inspections and tests otherwise required by the contract. The contractor's 
      QC inspections and tests shall be documented and provided to the agency. 
      The contractor shall maintain adequate records of all inspections and 
      tests. The records shall include the nature, number, and type of 
      deficiencies found; the quantities rejected by the contractor; and the 
      nature of corrective action taken, as appropriate. The contractor shall 
      maintain standard equipment and qualified personnel as required by the 
      specifications to assure conformance to contract requirements. Procedures 
      will be subject to approval by the agency before the work is 
      started.
 
 The contractor shall prepare a QC plan detailing the type 
      and frequency of inspection, sampling, and testing deemed necessary to 
      measure and control the various properties of materials and construction 
      governed by the specifications. The QC plan shall be submitted in writing 
      to the agency at the preconstruction conference. This plan shall include 
      the following:
 
        Construction items covered by the plan. 
        Tests to be performed. 
        Testing frequencies. 
        Sampling locations and techniques. 
        Documentation procedures, including:  
        
          Inspection and test records. 
          Temperature measurements. 
          Accuracy, calibration, or recalibration checks performed on 
          production or testing equipment. 
          Control charts.  The plan shall identify the personnel responsible for the contractor's 
      QC. This should include the name of the company official who will act as a 
      liaison with agency personnel and the names of the certified technicians 
      who will ULect and conduct the inspection program. When required in these 
      specifications, the contractor shall provide a testing facility or 
      laboratory.
 Note: The agency should publish, as a separate 
      document, the minimum content of an acceptable QC plan. Examples of 
      minimum content of an acceptable QC plan are provided in the following 
      publications:
 
        Appendix A—Guide for Quality Control and Acceptance 
        Requirements for Portland Cement Concrete from the 1996 AASHTO 
        Quality Assurance Guide Specification.(9)
 
Appendix D—Quality Control Plans from the 1996 AASHTO 
        Implementation Manual for Quality Assurance.(28) 
       PRS–110.05 Acceptance. The 
      agency is responsible for determining the acceptability of the material 
      produced. Acceptance of the material is based on the inspection of the 
      construction, monitoring of the contractor's QC program, and acceptance 
      test results.  
        Sampling and Testing. The acceptance sampling and testing is 
        the responsibility of the agency. The contractor must provide the 
        necessary materials for testing.
 The agency may use the 
        contractor's QC test results as a part of the acceptance procedures, 
        provided:
 
 
 
          
            The agency's inspection and monitoring activities indicate the 
            contractor has followed the approved QC plan, and 
 
The results from the contractor's QC sampling and testing 
            compare favorably with the agency's results in accordance with 
            Section PRS–110.05 (B). Validation Procedures for QC Test Results. If the agency is 
        to use the contractor's QC test data, the contractor's test results 
        shall be validated in accordance with appendix F or appendix G of the 
        1996 AASHTO Implementation Manual for Quality 
        Assurance.(28) The appropriate level of significance is 
        left to the agency's discretion.  PRS–110.06 Quality Pay 
      Adjustments. The lot pay adjustment provisions shall be developed 
      based on the quality of those AQC's chosen by the agency for acceptance 
      under the specifications. The agency will determine lot pay adjustments 
      based on the measured AQC sample and testing results, in accordance with 
      the developed pay adjustment provisions. The contractor shall be paid the 
      amount of the computed adjusted pay on a lot-by-lot basis.
 PRS–110.07 Dispute 
      Resolution. When there are significant discrepancies between the 
      agency's and contractor's test results, dispute resolution procedures will 
      be used.
 
        Procedures for Resolving Differences. The contractor and 
        agency must agree upon the test methods to be used. If the test method 
        is not in question, then the agency and contractor should look for 
        differences in procedures and correct the inappropriate procedure before 
        moving to third-party resolution.
 
Third Party Resolution. The agency's central laboratory or an 
        independent laboratory will be used to determine material quality 
        results. Whichever laboratory is used, it should be AAP accredited and 
        the results shall be binding.  The contractor will be responsible for the cost associated with the 
        third-party resolution if the final result indicates that the agency's 
        acceptance test results were correct. Likewise, the agency will be 
        responsible for the cost when the final result indicates that the 
        contractor's acceptance test results were correct. For additional 
        information, see the "Dispute Resolution" section of the 1996 AASHTO 
        Implementation Manual for Quality Assurance. (28) 
       
 DIVISION 500. RIGID 
      PAVEMENT 
        
        
          | Section PRS–501. 
            Jointed Plain Cement Concrete 
            Pavement
 |  |  
          |  |  PRS–501.01 Description. 
      This work shall consist of constructing a JPCP on a prepared subgrade or 
      base course, in accordance with these specifications. These specifications 
      apply only to the PCC pavement slab placed in the traffic lanes, and 
      specifically address the following: materials, construction requirements, 
      method of measurement, basis of acceptance, and basis of payment. Pavement 
      shoulders are not addressed under these specifications and shall be 
      accepted using conventional acceptance procedures.
 The pavement 
      project is divided into one or more lots for acceptance purposes. Each 
      defined lot will be accepted independently based on AQC sampling and 
      testing conducted by the agency. The contractor shall receive 100 percent 
      of the bid price for a lot if the quality of construction exactly equals 
      that of the target as-designed pavement parameters (AQC target means and 
      standard deviations). If the quality of construction for a lot exceeds or 
      is below the target as-designed AQC's, the contractor shall receive a pay 
      adjustment for the lot (incentive or disincentive). The amount of the pay 
      adjustment is determined based on a comparison of the estimated 
      post-construction LCC's determined independently for both the as-designed 
      and as-constructed pavements. All calculations for the LCC-based pay 
      adjustments shall be performed using the PaveSpec 2.0 computer 
      software.
 
 PRS–501.02 
      Materials. Materials shall meet the provisions of the following 
      subsections included in the 1993 AASHTO Guide Specifications for 
      Highway Construction.(29)
 
        
          Portland cement    701.01 
          Fine aggregate    703.01 
          Coarse aggregate    703.01 
          Joint filler    707.01 
          Reinforcing steel    711.01 
          Curing materials    713.01 
          Air-entraining admixtures    713.02 
          Chemical admixtures    713.03 
          Water    714.01 
          Fly ash (optional)    714.11 
          Ground granulated blast-furnace slag     
          714.12  PRS–501.03 
      Construction Requirements. Agency specifications for construction 
      requirements, including contractor process control, shall be placed 
      here.
 PRS–501.04 Methods of AQC 
      Measurement.
 
        Lots. Each discrete quantity of 
        pavement representing an as-constructed lot shall be accepted 
        independently by the agency. The length of each lot shall be defined as 
        equal to one day's production or less. It is recommended that a lot 
        length always be set equal to the entire day's production unless a 
        significant within-day change occurs in the paving operation (e.g., 
        change in aggregate source, stoppage of the paving operations for a 
        significant amount of time). When applicable, the entire width of a 
        widened traffic lane is to be considered part of the mainline 
        paving.Pavement shoulders are not included as part of a lot.
 
Sublots. The agency shall attempt to 
        divide each as-constructed lot into sublots with lengths equal to the 
        target sublot length. The target sublot length shall be defined by the 
        agency in accordance with the guidelines set forth in chapter 5 of this 
        volume. The length of the last paved sublot within a lot shall be 
        determined in accordance with the guidelines set forth in chapter 5 of 
        this volume. The total number of sublots observed in an as-constructed 
        lot shall be used as the representative number of sublots per lot for 
        the given lot. The width of a sublot is defined by the width of the lot 
        in which the sublot is observed.
 If the final total lot length is 
        less than the agency-chosen target sublot length, the lot may be 
        accepted by the engineer upon a visual inspection of the section and a 
        review of process control results. The agency also has the option to add 
        this material to that of the preceding or succeeding lot.
 
 
Definition of 
        Pavement Performance. The agency shall define future pavement 
        performance in terms of any or all of the following distress indicators: 
        
 
 
          Transverse Joint Spalling.
Transverse Joint Faulting.
Transverse Slab Cracking.
Pavement Smoothness Over Time (expressed in terms of PSR or 
          IRI).
 The definition of pavement performance shall be 
        made in accordance with the guidelines set forth in chapter 5 of this 
        volume.
 
 
Included 
        Acceptance Quality Characteristics. The agency shall base the 
        acceptance of an as-constructed pavement lot on any or all of the 
        following AQC's: 
 
 
          The selection 
        of included AQC's shall be accomplished in accordance with the 
        guidelines set forth in chapter 5 of this volume.Concrete strength.
Slab thickness.
Entrained air content.
Initial smoothness.
Percent consolidation around dowels.
 
 
 
Selection of AQC 
        Target Values. The agency shall define the desired AQC lot 
        quality in terms of AQC means and standard deviations (target values). 
        Target values shall be identified for each of the AQC's chosen to be 
        included in the specifications. The specific chosen target values are 
        also dependent on the chosen AQC sampling and testing methods. The 
        selection of AQC target values shall be accomplished in accordance with 
        the guidelines set forth in chapter 5 of this volume.
 
Identification of 
        AQC Limits for Acceptance. The agency shall define practical 
        maximum and minimum quality limits to be applied to each measured 
        specimen sample value. The maximum limit shall be referred to as the 
        Maximum Quality Limit (MQL), and the minimum limit shall be referred to 
        as the Rejectable Quality Limit (RQL). If the specimen sample value is 
        measured to be of poorer quality than the defined RQL, then retesting 
        procedures shall be applied. If the specimen sample value is measured to 
        be of greater quality than the defined MQL, the representative specimen 
        sample value (used in the acceptance procedures) shall be set equal to 
        the defined MQL (i.e., the contractor shall not receive credit for 
        quality provided in excess of the MQL). The selection of AQC limits (RQL 
        and MQL) shall be accomplished in accordance with the guidelines set 
        forth in chapter 5 of this volume.
 
AQC Sampling and 
        Testing Methods. Acceptance of an as-constructed pavement lot is 
        based on the sampling and testing of key AQC's. Only those AQC's 
        selected by the agency for inclusion in the specifications are to be 
        sampled. AQC samples shall be taken from every sublot within a given lot 
        using agency-defined sampling frequencies (the number of samples per 
        sublot may differ for each included AQC). The number of AQC sampling 
        locations per sublot, and their corresponding random sampling locations 
        within each sublot, shall be determined in accordance with the 
        guidelines set forth in chapter 5 of this volume. 
 The acceptance 
        sampling and testing for each included AQC shall be conducted using one 
        of the agency preapproved methods that follow. All AQC acceptance 
        sampling shall be performed in accordance with the following standard 
        specifications:
 
 
 
          American Association of State Highway and Transportation 
          Officials, Standard Specifications for Transportation Materials and 
          Methods of Sampling and Testing, Part II 
          Tests.(19)
 
American Society for Testing and Materials (ASTM), 
          Annual Book of ASTM Standards, Section 4, Construction, Road 
          and Paving Materials.(20)  All AQC acceptance and testing shall be conducted in accordance with 
      the guidelines set forth in section PRS–110.05, 
      Acceptance.  
        Concrete Strength. The 
        28-day flexural strength (third-point loading—28-day modulus of rupture 
        [M R ]) is required for the acceptance of concrete strength. 
        Specific 28-day MR values representing each sublot sample 
        location shall be determined using the concrete strength sampling and 
        testing procedures defined below.
 
 
          Sampling of 
          Concrete Strength. Samples used in the determination of the 
          28-day M R shall consist of one of three methods. [The 
          agency shall select one of the following.] 
 
 
            Beams. Beam specimens 
            (with agency-specified dimensions) are to be molded, handled, and 
            cured in accordance with AASHTO T-23, Making and Curing Concrete 
            Test Specimens in the Field.(19) Beam specimens for 
            each sublot shall be made with plastic concrete taken from in front 
            of the paver at predetermined random longitudinal sampling 
            locations. Random longitudinal sampling locations shall be 
            identified in accordance with the guidelines set forth in chapter 5 
            of this volume. The number of beam specimens per sampling location 
            (replicate specimens) and the number of sampling locations per 
            sublot shall be defined by the agency in accordance with the 
            guidelines set forth in chapter 5 of this volume. 
 
Cylinders. Cylinder 
            specimens shall be molded, handled, and cured in accordance with 
            AASHTO T-23, Making and Curing Concrete Test Specimens in the 
            Field.(19) All cylinder specimens shall be cast in 
            molds with a nominal length-to-diameter ratio of 2. An appropriate 
            cylinder specimen diameter shall be determined based on the 
            following:
 
 
              A minimum 102-mm cylinder diameter shall be used when the 
              maximum aggregate size is 32 mm or less.
 
A minimum 152-mm cylinder diameter shall be used when the 
              maximum aggregate size is greater than 32 mm.  Cylinder 
            specimens for each sublot shall be made with plastic concrete taken 
            from in front of the paver at predetermined random longitudinal 
            sampling locations. Random longitudinal sampling locations shall be 
            determined in accordance with the guidelines set forth in chapter 5 
            of this volume. The number of cylinder specimens per sampling 
            location (replicate specimens) and the number of sampling locations 
            per sublot shall be defined by the agency in accordance with the 
            guidelines set forth in chapter 5 of this volume.
 
 
Cores. Core specimens shall 
            be extracted from the hardened pavement slab between 48 and 72 hours 
            after placement, in accordance with AASHTO T-24, Obtaining and 
            Testing Drilled Cores and Sawed Beams of Concrete. 
            (19) Core specimens shall be extracted from the hardened 
            concrete slab at predetermined random sampling locations. Random 
            core locations shall be determined in accordance with the guidelines 
            set forth in chapter 5 of this volume. The number of core specimens 
            per sublot shall be defined by the agency in accordance with the 
            guidelines set forth in chapter 5 of this volume. 
 An 
            appropriate core specimen diameter shall be determined based on the 
            following:
 
 
 
              A minimum 102-mm diameter shall be used when the maximum 
              aggregate size is 32 mm or less.
 
A minimum 152-mm diameter shall be used when the maximum 
              aggregate size is greater than 32 mm.  
 Prior to 
            testing, all core specimens shall be trimmed to a nominal 
            length-to-diameter ratio of 2. A correction factor shall be applied 
            (in accordance with AASHTO T-24, Obtaining and Testing Drilled 
            Cores and Sawed Beams of Concrete) to cores having a 
            length-to-diameter ratio of less than 1.94, whereas cores having a 
            length-to-diameter ratio between 1.94 and 2.10 require no such 
            correction.(19) Cores with a length-to-diameter ratio 
            exceeding 2.10 shall be reduced in length to fall within the ratio 
            limits of 1.94 to 2.10.
 
Timing of 
          Concrete Strength Testing. The agency shall define the timing 
          of the concrete strength specimen testing to be used in estimating the 
          28-day (equivalent 28-day laboratory maturity) flexural strength 
          (third-point loading) of the as-constructed pavement. Each specimen 
          (molded beam, molded cylinder, or extracted core) shall be tested 
          independently and translated (if necessary) into an M R at 
          an equivalent 28-day laboratory maturity.
 The timing of 
          concrete strength specimen testing shall be defined by the agency and 
          expressed in terms of an equivalent laboratory maturity. The 
          agency-chosen timing of concrete strength specimen testing shall meet 
          the following requirements:
 
 
 
            Testing shall not be conducted until the specimen achieves a 
            maturity of at least 72 hours (3 days) of the equivalent laboratory 
            curing condition maturity.
 
Testing must be conducted at or before the point when the 
            specimen achieves a maturity equal to 672 hours (28 days) of the 
            equivalent laboratory curing condition maturity.  
Testing-Related 
          Procedures (Conducted Prior to Specimen Testing). The agency 
          shall perform the following testing-related laboratory and field 
          procedures (as required) in preparation for concrete strength specimen 
          testing. 
 
 
            Laboratory 
            Maturity Calibration. Prior to the placement of any 
            as-constructed concrete pavement, the agency shall develop required 
            mix-specific maturity curves in the laboratory. The representative 
            maturity curves (expressed as flexural, compressive, or 
            split-tensile strength versus maturity) shall be determined using 
            the Arrhenius maturity method, and in accordance with ASTM C-1074, 
            Standard Practice for Estimating Concrete Strength by the 
            Maturity Method, and the guidelines set forth in chapter 5 of 
            this volume.(20)The required developed maturity curves 
            (and corresponding equations) shall be included as Series 
            A attachments to these specifications. This laboratory 
            maturity calibration is only required if sample testing is conducted 
            when the equivalent laboratory maturity is less than 28 
days.
 
Laboratory-Developed 
            Inter-Strength Relationships. Prior to the placement of any 
            as-constructed pavement, the agency shall develop required 
            mix-specific inter-strength relationships (i.e., compressive 
            strength to flexural strength, or split-tensile to flexural strength 
            relationships) in the laboratory. These relationships (curves and 
            respective equations) shall be developed in accordance with the 
            guidelines set forth in chapter 5 of this volume. The required 
            inter-strength relationships (curves and equations) shall be 
            included as Series 
            B attachments to these specifications.
 
Measuring 
            Maturity in the As-Constructed Pavement. If the agency 
            selects core specimens as the sampling type, the maturity of the 
            as-constructed pavement shall be monitored for each sublot. 
            Temperatures shall be measured at one central location per sublot 
            using a thermocouple placed at mid-depth of the pavement slab (the 
            thermocouple shall be embedded into the pavement using an 
            agency-approved method). The thermocouple shall be connected to an 
            agency-approved maturity meter. The maturity meter shall begin 
            recording pavement temperatures at the time when the thermocouple 
            becomes completely covered with concrete. Temperatures shall be 
            measured for a given sublot until all of the cores representing the 
            sublot are extracted from the as-constructed pavement.  
Specific 
          Concrete Strength Testing Procedures. Representative flexural 
          strength (third-point loading) values, at a 28-day equivalent 
          laboratory maturity, shall be determined for each specimen using one 
          of three specific testing procedures. [The agency shall select one of 
          the following.] 
 
 
            Flexural Testing of 
            Beams—If the concrete strength of the as-constructed 
            pavement is to be evaluated using beam specimens tested in flexural 
            strength (third-point loading), then the following procedure shall 
            apply. 
 
 
              Each beam specimen shall be tested (at an agency-defined 
              equivalent laboratory maturity) for flexural strength (third-point 
              loading) in accordance with AASHTO T-97, Flexural Strength of 
              Concrete (Using Simple Beam With Third-Point 
              Loading).(19)
 
Each testing result shall be translated to a 28-day flexural 
              strength (28-day equivalent laboratory maturity) using the 
              attached mix-specific flexural strength (third-point loading) 
              versus maturity curve and equation, in accordance with the 
              guidelines set forth in chapter 5 of this volume.; The required 
              maturity curve shall be included as a Series 
              A attachment to these specifications. No maturity 
              translations need be applied if beam specimens are tested directly 
              at a 28-day equivalent laboratory maturity.  
Compression 
            Testing of Cylinders or Cores—If the concrete strength of 
            the as-constructed pavement is to be estimated using cylinder or 
            core specimens tested in compression strength, then the following 
            procedure shall apply. 
 
 
              Each core specimen shall be tested (at an agency-defined 
              equivalent laboratory maturity) for compressive strength in 
              accordance with AASHTO T-24, Obtaining and Testing Drilled 
              Cores and Sawed Beams of Concrete.(19) Each 
              cylinder specimen shall be tested (at an agency-defined equivalent 
              laboratory maturity) for compressive strength in accordance with 
              AASHTO T-22, Compressive Strength of Cylindrical Concrete 
              Specimens.(19)
 
Each testing result shall be translated to a 28-day 
              compressive strength (28-day equivalent laboratory maturity) using 
              the attached mix-specific compressive strength versus maturity 
              curve and equation, in accordance with the guidelines set forth in 
              chapter 5 of this volume. The required maturity curve shall be 
              included as a Series 
              A attachment to these specifications. No maturity 
              translations need be applied if cylinder or core specimens are 
              tested directly at a 28-day equivalent laboratory 
maturity.
 
Each estimated core or cylinder compressive strength (at a 
              28-day equivalent laboratory maturity) shall be translated into a 
              representative 28-day flexural strength using the attached 
              mix-specific compressive strength to flexural strength 
              inter-strength relationship (curve and corresponding equation). 
              The required inter-strength relationship shall be included as a Series 
              B attachment to these specifications.  
Split-Tensile 
            Testing of Cylinders or Cores—If the concrete strength of 
            the as-constructed pavement is to be estimated using cylinder or 
            core specimens tested in split-tensile strength, then the following 
            procedures shall apply. 
 
 
              Each core specimen shall be tested (at an agency-defined 
              equivalent laboratory maturity) for split-tensile strength in 
              accordance with AASHTO T-24, Obtaining and Testing Drilled 
              Cores and Sawed Beams of Concrete.(19) Each 
              cylinder specimen shall be tested (at an agency-defined equivalent 
              laboratory maturity) for split-tensile strength in accordance with 
              AASHTO T-198, Splitting Tensile Strength of Cylindrical 
              Concrete Specimens.(19)
 
Each testing result shall be translated to a 28-day 
              split-tensile strength (28-day equivalent laboratory maturity) 
              using the attached mix-specific split-tensile strength versus 
              maturity curve and equation, in accordance with the guidelines set 
              forth in chapter 5 of this volume. The required maturity curve 
              shall be included as a Series 
              A attachment to these specifications. No maturity 
              translations need be applied if cylinder or core specimens are 
              tested directly at a 28-day equivalent laboratory 
maturity.
 
Each estimated core or cylinder split-tensile strength result 
              (at a 28-day equivalent laboratory maturity) shall be translated 
              into a representative 28-day flexural strength using the attached 
              mix-specific split-tensile strength to flexural strength 
              inter-strength relationship (curve and corresponding equation). 
              The required inter-strength relationship shall be included as a Series 
              B attachment to these specifications.  
Concrete Strength 
          Acceptance. The contractor shall furnish paving equipment and 
          employ methods that give the contractor the ability to produce 
          concrete strengths that meet, or better, the agency-defined target 
          concrete strength quality. The agency-desired target concrete strength 
          quality is defined as the mean and standard deviation of the 
          representative concrete strength values computed for a given lot. 
          Representative concrete strength values are determined for each sample 
          location within each sublot (average of replicates within a sampling 
          location). The agency-defined target concrete strength shall be 
          defined in table 
          PRS-501-01 of these specifications. An as-constructed lot with a 
          concrete strength quality that differs from the target concrete 
          strength quality shall be accepted with price adjustments (incentive 
          or disincentive). 
 View Table PRS-501-01. Agency-Chosen AQC 
          Sampling and Testing Methods, and Target Values.
 
 Representative 28-day flexural strength values shall be 
          determined for each specimen using one of the methods described above. 
          The agency shall define AQC limits (RQL and MQL) to be applied to each 
          specimen value within a sublot. The following procedure shall apply:
 
 
 
            The specimen strength values (including 
          any adjustments) are then averaged within each sampling location to 
          give strength values representative of each sampling location. These 
          sampling location strength values (averages of replicate specimens) 
          are then used in the PaveSpec 2.0 computer software for the acceptance 
          of concrete strength. (Note: The strength value typically referred to 
          as a sample per sublot is actually the average value of all of 
          the replicate specimen values at that particular location).If a specimen strength value is less than the defined RQL, the 
            agency shall begin retesting procedures. Concrete strength retesting 
            procedures are specified in section PRS–501.05, 
            Methods of AQC Retesting.
 
If a specimen strength value is greater than the defined MQL, 
            the measured specimen strength value shall be reduced to be equal to 
            the chosen MQL. The reduced specimen strength value shall be used 
            for acceptance.
 
All specimen strength values greater than or equal to the RQL, 
            and less than or equal to the MQL, shall be used directly for 
            acceptance.
 
 
Slab Thickness 
 
 
          Sampling 
          and Testing of Slab Thickness. The thickness of the 
          as-constructed slab shall be determined by measurements taken on cores 
          extracted from each sublot making up an as-constructed pavement lot. 
          Core specimens shall be extracted from the hardened concrete slab 
          between 48 and 72 hours after placement, in accordance with AASHTO 
          T-24, Obtaining and Testing Drilled Cores and Sawed Beams of 
          Concrete.(19) All cores used for the acceptance of slab 
          thickness shall have a minimum diameter of 102 mm.
 Slab 
          thickness shall be measured on all cores extracted for the evaluation 
          of concrete strength; these measured values shall be used in lieu of 
          extracting additional slab thickness cores. When required, randomly 
          selected slab thickness core locations (independent of any cores taken 
          for the evaluation of concrete strength) shall be determined in 
          accordance with the guidelines set forth in chapter 5 of this volume. The number of slab thickness 
          core specimens per sublot shall be defined by the agency in accordance 
          with the guidelines set forth in chapter 5 of this volume.
 
 The representative 
          thickness of each core shall be determined in accordance with AASHTO 
          T-148, Measuring Length of Drilled Concrete 
          Cores.(19)
 
 
Slab Thickness 
          Acceptance. The contractor shall furnish paving equipment and 
          employ methods that give the contractor the ability to produce slab 
          thickness that meet, or better, the agency-defined target slab 
          thickness quality. The agency-desired target slab thickness quality is 
          defined as the mean and standard deviation of the slab thickness 
          values measured for a given lot. The agency-defined target slab 
          thickness shall be defined in table 
          PRS-501-01 of these specifications. An as-constructed lot with a 
          slab thickness quality that differs from the target slab thickness 
          quality shall be accepted with price adjustments (incentive or 
          disincentive).
 The agency shall define AQC limits (RQL and MQL) 
          to be applied to each specimen value within a sublot. The following 
          procedure shall apply:
 
 
 
            If a specimen slab thickness value is less than the defined RQL, 
            the agency shall begin retesting procedures. Slab thickness 
            retesting procedures are specified in section PRS–501.05, 
            Methods of AQC Retesting.
 
If a specimen slab thickness value is greater than the defined 
            MQL, the measured specimen slab thickness value shall be reduced to 
            be equal to the chosen MQL. The reduced specimen slab thickness 
            value shall be used for acceptance.
 
All specimen slab thickness values greater than or equal to the 
            RQL, and less than or equal to the MQL, shall be used directly for 
            acceptance.
 The specimen slab thickness values (including any 
            adjustments) are then used in the PaveSpec 2.0 computer software for 
            the acceptance of slab thickness.
 
Entrained Air Content 
        
 
 
          Sampling and 
          Testing of Entrained Air Content. The entrained air content of 
          the as-constructed pavement shall be determined using one of two 
          agency-approved sampling and testing methods. [The agency shall select 
          one of the following.] 
 
 
            Pressure Meter 
            Tests of Plastic Concrete. Plastic concrete shall be taken 
            in front of or behind the paver at predetermined random longitudinal 
            sampling locations. Random longitudinal sampling locations shall be 
            identified in accordance with the guidelines set forth in chapter 5 of this volume. If beam or cylinder 
            specimens are required for the estimation of concrete strength, 
            entrained air content pressure meter tests may be conducted at the 
            same longitudinal locations used for the strength investigation. If 
            behind-the-paver samples are chosen, material shall be removed from 
            the slab using an agency-approved method.
 The plastic 
            concrete removed in front of or behind the paver shall be tested 
            with an agency-approved air pressure meter in accordance with AASHTO 
            T-152, Air Content of Freshly Mixed Concrete by the Pressure 
            Method.(19) The number of pressure meter tests per 
            sampling location (replicate specimens), and the number of sampling 
            locations per sublot, shall be defined by the agency in accordance 
            with the guidelines set forth in chapter 5 of this volume.
 
 
Linear 
            Traverse Tests of Hardened Concrete Cores. Core specimens 
            shall be extracted from the hardened concrete slab at predetermined 
            random sampling locations. Random sampling core locations shall be 
            determined in accordance with the guidelines set forth in chapter 5 of this volume. Core specimens shall be 
            extracted between 48 and 72 hours after placement, in accordance 
            with AASHTO T-24, Obtaining and Testing Drilled Cores and Sawed 
            Beams of Concrete.(19) All cores used for the acceptance 
            of entrained air content shall have a minimum diameter of 152 mm. 
            The number of core specimens per sublot shall be defined by the 
            agency in accordance with the guidelines set forth in chapter 5 of this volume.
 Linear traverse 
            testing shall be performed on each extracted hardened concrete core 
            specimen in accordance with ASTM C-457, Standard Test Method for 
            Microscopical Determination of Parameters of the Air-Void System in 
            Hardened Concrete.(20) Testing may occur at any time 
            after the extraction of the core specimen. The measured entrained 
            air content (expressed as a percentage) for each extracted core is 
            used as the representative entrained air content value for that 
            sampling location.
 
Entrained Air 
          Content Acceptance. The contractor shall furnish paving 
          equipment and employ methods that give the contractor the ability to 
          produce entrained air contents that meet, or better, the 
          agency-defined target entrained air content quality. The 
          agency-desired target entrained air content quality is defined as the 
          mean and standard deviation of the representative entrained air 
          content values computed for a given lot. Representative entrained air 
          content values are determined for each sample location within each 
          sublot (average of replicates within a sampling location). The 
          agency-defined target entrained air content shall be defined in table PRS-501-01 of these 
          specifications. An as-constructed lot with an entrained air content 
          quality that differs from the target entrained air content quality 
          shall be accepted with price adjustments (incentive or 
          disincentive).
 The agency shall define AQC limits (RQL and MQL) 
          to be applied to each specimen value within a sublot. Note: Replicate 
          specimens may exist at a sampling location if entrained air content is 
          measured with a pressure meter. The following procedure shall apply:
 
 
 
            If entrained air content is 
          measured using an air pressure meter, replicate samples shall be 
          averaged to give representative entrained air content values at 
          each sample location. If entrained air content is measured using 
          linear traverse, the representative values are the entrained air 
          content values measured from each core directly. Regardless of the 
          sample type chosen, the representative values are used in the PaveSpec 
          2.0 computer software for the acceptance of entrained air content.If a specimen entrained air content value is less than the 
            defined RQL, the agency shall begin retesting procedures. Entrained 
            air content retesting procedures are specified in section PRS–501.05, 
            Methods of AQC Retesting.
 
If a specimen entrained air content value is greater than the 
            defined MQL, the measured specimen entrained air content value shall 
            be reduced to be equal to the chosen MQL. The reduced specimen 
            entrained air content value shall be used for acceptance.
 
All specimen entrained air content values greater than or equal 
            to the RQL, and less than or equal to the MQL, shall be used 
            directly for acceptance.
 
 
Initial Smoothness 
        
 
 
          Sampling and 
          Testing of Initial Smoothness. The initial smoothness of the 
          pavement shall be quantified in terms of a profile index (PI), which 
          will be determined using a California-type profilograph. The 
          profilogram is to be recorded on a scale of 2.54 cm or full-scale, 
          vertically. Motive power may be manual or by propulsion unit attached 
          to the assembly. The profilograph shall be moved longitudinally along 
          the pavement at a speed no greater than 4.8 km/h to minimize bounce. 
          The results of the profilograph test will be evaluated as outlined in 
          the California Department of Transportation (Caltrans) specification 
          CA-526. All profile indices are to be determined using a 0.0- or 
          5.1-mm blanking band.
 A minimum of two pavement profiles (one 
          in each wheelpath) shall be determined for each lane within each 
          defined sublot. The total number of required pavement profiles per 
          sublot shall be defined by the agency in accordance with the 
          guidelines set forth in chapter 5 of this volume. The location of a 
          wheelpath shall be 0.92 m from a longitudinal joint or 
          longitudinal pavement edge and parallel to the centerline of the 
          mainline paving. For widened slabs, the outer wheelpath shall be 0.92 
          m from the pavement edge paint stripe, rather than the outer pavement 
          edge. Each profile shall terminate 4.5 m from each bridge approach 
          pavement or existing pavement that is joined by the new pavement. The 
          PI determined for each profile shall be converted to a standard unit 
          of mm/km.
 
 During the initial paving operations, or after a 
          long shutdown period, the pavement surface shall be tested with the 
          profilograph when the concrete has cured sufficiently to allow 
          testing. Membrane curing damaged during the testing operation shall be 
          repaired by the contractor and at the contractor's expense. If the 
          initial pavement smoothness, paving methods, and paving equipment are 
          acceptable, paving operations may proceed.; After initial testing, 
          profiles of each day's paving will be run prior to continuing paving 
          operations.
 
 If an average PI of _____ mm/km (limit to be 
          inserted by the agency) is exceeded in any daily paving operation, the 
          paving operation will be suspended and not resume until corrective 
          action is taken.
 
 Within each sublot, all areas represented by 
          high points having deviations in excess of _____ mm (limit to be 
          inserted by the agency—10 mm is recommended) in 7.6 m or less shall be 
          corrected at the contractor's expense. Corrections shall be made using 
          an approved profiling device or by removing and replacing the 
          pavement, as directed by the engineer. Bush hammers or other impact 
          devices shall not be used. Where corrections are made, the surface 
          texture shall be re-established to provide a uniform texture equal to 
          the surrounding uncorrected pavement by the contractor and at the 
          contractor's expense. Corrective work shall be completed prior to 
          determining pavement thickness.
 
 
Initial Smoothness 
          Acceptance. The contractor shall furnish paving equipment and 
          employ methods that give the contractor the ability to produce a 
          riding surface that meets, or betters, the agency-defined target 
          initial smoothness quality. The agency-desired target initial 
          smoothness quality is defined as the mean and standard deviation of 
          the representative profile indices computed for a given lot. 
          Representative PI values are determined for each sample location 
          within each sublot (average of replicates within a sampling location). 
          The agency-defined target initial smoothness shall be defined in table PRS-501-01 of these specifications. An 
          as-constructed lot with an initial smoothness quality that differs 
          from the target smoothness quality shall be accepted with price 
          adjustments (incentive or disincentive).
 The agency shall 
          define AQC limits (RQL and MQL) to be applied to each specimen PI 
          value within a sublot. For PI, the RQL will be greater than the MQL 
          due to the nature of the measurement (the lower the PI, the better the 
          quality). The following procedures shall apply:
 
 
 
            The specimen PI values (including any 
          adjustments) are then averaged within each profile location to give PI 
          values representative of each profile sampling location. These PI 
          values (averages of replicate profile indices) are then used in the 
          PaveSpec 2.0 computer software for the acceptance of initial 
          smoothness. The initial smoothness value, typically referred to as a 
          sample per sublot, is actually the average value of all of the 
          replicate specimen values at that particular profile 
          location.If a specimen PI value is greater than the defined RQL, the 
            agency shall begin retesting procedures. Initial smoothness 
            retesting procedures are specified in section PRS–501.05, 
            Methods of AQC Retesting.
 
If a specimen PI value is less than the defined MQL, the 
            measured specimen PI value shall be increased to be equal to the 
            chosen MQL. The increased specimen PI value shall be used for 
            acceptance.
 
All specimen PI values less than or equal to the RQL, and 
            greater than or equal to the MQL, shall be used directly for 
            acceptance.
 
 
 Price adjustments (if any) are based on the as-placed 
          pavement before any retesting or corrective actions are completed.
 
Percent 
        Consolidation Around Dowels 
 
 
          Sampling 
          and Testing of Percent Consolidation Around Dowels. The 
          percent consolidation around dowels representing the as-constructed 
          pavement shall be determined within each sublot using an 
          agency-approved sampling and testing method. The approved sampling and 
          testing method shall be defined by the agency in accordance with the 
          guidelines set forth in chapter 5 of this volume.
 The representative 
          percent consolidation around one randomly selected dowel bar in a 
          sublot shall be determined based on a comparison of the density of two 
          selected cores extracted from the hardened concrete slab. Core 
          specimens shall be extracted from the hardened pavement slab between 
          48 and 72 hours after placement, in accordance with AASHTO T-24, 
          Obtaining and Testing Drilled Cores and Sawed Beams of 
          Concrete.(19) All cores used for the acceptance of 
          percent consolidation around dowels shall have a minimum diameter of 
          102 mm.
 
 The first of the two required cores shall be taken 
          through a predetermined randomly selected dowel bar in a randomly 
          selected transverse joint (random selection of a dowel shall be 
          determined in accordance with the guidelines set forth in chapter 5 of this volume). The outside edge of the 
          core through the randomly selected dowel bar shall not be within 0.6 m 
          of a defined wheelpath or pavement edge, 10 cm of a predicted vibrator 
          path, or 5 cm of a transverse joint. The dowel bar piece shall be 
          separated from the concrete core material by an agency-approved 
          method. The density of this concrete material shall be measured in a 
          saturated surface dried condition in accordance with ASTM C-642, 
          Standard Test Method for Specific Gravity, Absorption, and Voids in 
          Hardened Concrete and labeled as DEN THROUGH-DOWEL(n) 
          .(20)
 
 The second of the two required cores shall be 
          taken at a location along a line passing through the first core 
          (through the dowel bar) and parallel to the centerline of the pavement 
          unit. The specific longitudinal location of this second core shall be 
          assumed to be at midslab of the leave slab (the slab away from the 
          joint in the direction of traffic) adjacent to the randomly selected 
          transverse joint. The density of this concrete material shall be 
          measured in a saturated surface dried condition in accordance with 
          ASTM C-642, Standard Test Method for Specific Gravity, Absorption, 
          and Voids in Hardened Concrete and labeled as DEN 
          MID-SLAB(n) .(20)
 
 The number of samples 
          per sublot (e.g., pairs of cores) shall be defined by the agency in 
          accordance with the guidelines set forth in chapter 5 of this volume. The maximum of all of the 
          midslab core densities measured within the given lot (MAX-DEN 
          MID-SLAB) shall be determined and assumed to represent the 
          density of a core with 100-percent consolidation. The representative 
          percent consolidation for each sampling location (set of cores) is, 
          therefore, determined by the following equation:
 
 % 
          Consolidation  = (DEN THROUGH-DOWEL(n) / MAX-DEN 
          MID-SLAB) * 100. 
                          
          (501-1)
 
 
Acceptance 
          of Percent Consolidation Around Dowels. The contractor shall 
          furnish paving equipment and employ methods that give the contractor 
          the ability to produce a percent consolidation around dowels that 
          meets, or betters, the agency-defined target percent consolidation 
          quality. The agency-desired target percent consolidation quality is 
          defined as the mean and standard deviation of the percent 
          consolidation values computed for a given lot. The agency-defined 
          target percent consolidation around dowels shall be defined in table PRS-501-01 of these 
          specifications. An as-constructed lot with a percent consolidation 
          quality that differs from the target percent consolidation quality 
          shall be accepted with price adjustments (incentive or 
          disincentive).
 The agency shall define AQC limits (RQL and MQL) 
          to be applied to each representative percent consolidation value 
          within a sublot. (Note: A representative percent consolidation value 
          is defined as the computed percent consolidation value representative 
          of one sample location.) The following procedures shall apply:
 
 
 
            If a representative percent consolidation sample value is less 
            than the defined RQL, the agency shall begin retesting procedures. 
            Percent consolidation retesting procedures are specified in section 
            PRS–501.05, 
            Methods of AQC Retesting.
 
If a representative percent consolidation sample value is 
            greater than the defined MQL, the measured representative sample 
            value shall be reduced to be equal to the chosen MQL. The reduced 
            representative percent consolidation sample value shall be used for 
            acceptance.
 
All representative percent consolidation sample values greater 
            than or equal to the RQL, and less than or equal to the MQL, shall 
            be used directly for acceptance.  The representative 
          percent consolidation sample values (including any adjustments) are 
          then used in the PaveSpec 2.0 computer software for the acceptance of 
          percent consolidation around dowels.
 PRS–501.05 Methods of 
      AQC Retesting. Additional sampling and testing for any of the AQC's for acceptance 
      testing may be requested at any time by the contractor or by the agency. 
      The agency shall conduct all of the sampling and testing for any retesting 
      activities.
 The following specific conditions shall be applied for 
      determining whether the agency or contractor is responsible for the cost 
      of the retesting:
 
 
 Insert agency-defined conditions used to define 
      retesting cost responsibility. The pavement shall be retested only once in accordance with the 
      retesting methods described in this section. Retesting procedures shall be 
      initiated when any measured AQC specimen value fails to meet or exceed the 
      respective agency-defined RQL. The purpose of retesting is to determine if 
      the AQC quality provided by the contractor is truly less than the quality 
      defined by the RQL. 
 If retesting procedures determine conclusively 
      that an identified area of pavement is deficient in quality (having lesser 
      quality than the respective agency-defined RQL), the result shall be the 
      removal and replacement of the identified area. AQC sampling and testing 
      values from the replaced material shall then be used in place of the 
      original sampling and testing results for that sampling location. However, 
      the measured AQC samples are subjected to MQL's equal to the respective 
      AQC target values (i.e., the contractor may not get credit for AQC quality 
      better than the target values when material has been removed and 
      replaced).
 
 If retesting procedures determine conclusively that an 
      identified area of pavement is not deficient in quality (having greater 
      quality than the respective agency-defined RQL), the additional AQC 
      samples taken for retesting shall be added to the original AQC sample 
      value set (if no testing error occurred). The average of all the AQC 
      sampling and testing results (original and retesting) representing a 
      sampling location shall then be used as the representative AQC value for 
      that sampling location.
 
 The retesting procedures for each AQC are 
      described separately below.
 
        Concrete Strength. 
        If a concrete strength specimen sample is found to be less than the 
        agency-defined concrete strength RQL, the following procedure shall 
        apply:
 Insert agency-defined concrete strength retesting 
        procedures here.Slab Thickness. If a 
        slab thickness specimen sample is found to be less than the 
        agency-defined slab thickness RQL, the following procedure shall 
        apply:
 Insert agency-defined slab thickness retesting 
        procedures here.Entrained Air 
        Content. If an entrained air content specimen sample is found to 
        be less than the agency-defined entrained air content RQL, the following 
        procedure shall apply:
 Insert agency-defined entrained air content 
        retesting procedures here.Initial Smoothness. 
        If an initial PI specimen sample is found to be less than the 
        agency-defined initial PI RQL, the following procedure shall apply:
 Insert agency-defined initial smoothness retesting 
        procedures here.Percent 
        Consolidation Around Dowels If a percent consolidation around 
        dowels specimen sample is found to be less than the agency-defined 
        percent consolidation RQL, the following procedure shall apply:
 Insert agency-defined percent consolidation around 
        dowels retesting procedures here.  PRS–501.06 Basis of 
      Acceptance 
        Life-Cycle Costs. The 
        agency-chosen AQC's are combined into a single characteristic 
        representing the pavement quality, the post-construction LCC of the 
        pavement expected to be incurred over the designated analysis period. 
        The post-construction LCC quality characteristic relates directly to the 
        future performance of the pavement. The post-construction LCC shall be 
        used as the single overall characteristic representing a pavement lot's 
        quality for acceptance. 
 
As-Designed Target 
        Pavement. The target as-designed pavement is defined as the 
        desired construction quality for which the agency will pay 100 percent 
        of the contractor bid price. It includes target means and standard 
        deviations for each of the AQC's considered in the agency-chosen 
        acceptance plan. The target AQC standard deviations are representative 
        of acceptable AQC variability. These standard deviations are 
        point-to-point variations (including materials and testing variations) 
        for concrete strength, slab thickness, and entrained air content in the 
        slab; variations between longitudinal profiles for initial smoothness; 
        and dowel-to-dowel variations for percent consolidation of 
        concrete.
 The as-designed target lot mean LCC (LCC DES 
        ) is determined by simulating an agency-defined number of lots with the 
        AQC means and standard deviations set at the agency-defined target 
        values. (The number of lots used for the simulation shall be defined by 
        the agency in accordance with the guidelines set forth in chapter 5 of this volume.) This simulation of LCC 
        DES shall be accomplished using the PaveSpec 2.0 computer 
        software. The project-specific constant values required for the 
        simulation of LCC's shall be defined by the agency and included as Series 
        C attachments to these specifications. Appropriate values for 
        the constant values shall be selected by the agency in accordance with 
        the guidelines set forth in chapter 5 of this volume. The agency-defined AQC target 
        values (means and standard deviations), and the respective acceptance 
        sampling and testing procedures, are defined in table 
        PRS-501-01.
 
 
As-Constructed 
        Pavement Lot. The acceptance of the as-constructed pavement lot 
        is based on the representative AQC testing values measured in accordance 
        with the agency-defined sampling and testing plan summarized in table 
        PRS-501-01. The AQC representative sample values are summarized 
        differently according to the chosen pay adjustment 
      method.
 
 PRS–501.07 Basis of 
      Payment The agency shall determine contractor pay adjustments using Level 1 or 
      Level 2 pay adjustment methods. The specific procedures for each are 
      described below.  
        Level 1 Pay 
        Adjustment. [Recommended for initial implementation of PRS.] 
        
 
 
          Simulation of the Target As-Designed Lot LCC. Prior to the 
          placement of any mainline PCC, the agency must determine the one LCC 
          value representing the target as-designed LCC (LCC DES ). 
          This LCC DES is determined from simulation procedures 
          (using the PaveSpec 2.0 computer software) and is based on the 
          agency-defined AQC target values (summarized in table PRS-501-01). The LCC 
          DES shall be used as the one overall characteristic 
          representing the quality of the as-designed target pavement.
 
Development of Individual AQC Pay Factor Charts and 
          Equations. Prior to the placement of any mainline PCC, individual 
          pay factor charts (and respective equations) shall be developed for 
          each of the AQC's selected by the agency for inclusion in the 
          specification (see section PRS–501.04, 
          Method of Measurement, Definition of Pavement Performance). 
          These individual AQC pay factor charts and equations are based on the 
          LCC DES simulated in step 1 and shall be developed using 
          the PaveSpec 2.0 computer software. The required pay factor charts and 
          equations shall be included as Series 
          D attachments to these specifications.
 
Development of a Lot Composite Pay Factor Equation. Prior 
          to the placement of any mainline PCC, an appropriate lot composite pay 
          factor (CPF) equation shall be determined by the agency in accordance 
          with the guidelines set forth in chapter 6 of this volume. Only those AQC's chosen by 
          the agency for acceptance shall be considered in the CPF 
          equation.
 
Summary of Representative Lot AQC Sample Values. When using 
          the Level 1 pay adjustment procedure, all of the representative sample 
          values shall be statistically summarized into representative AQC lot 
          means and standard deviations. (Note: If more than one sample is taken 
          from a single sampling location, the mean of the replicate samples is 
          used as the representative sample value for that location.) These 
          computed AQC lot means and standard deviations are used to define the 
          quality of the as-constructed lot and shall be used as the basis of 
          computed pay adjustments. Specific definitions of sample means and 
          sample standard deviations are contained in the list of definitions 
          included in section PRS–101 
          of this specification.
 
Determination of Individual AQC Lot Pay Factors. Individual 
          lot pay factors shall be determined (for each AQC chosen for 
          acceptance) based on the computed AQC lot means and standard 
          deviations. Individual lot AQC pay factors are determined using the 
          computed lot AQC means and standard deviations in the individual AQC 
          pay factor curves and equations (included as Series 
          D attachments to these specifications). Individual AQC pay 
          factor calculations shall be completed in accordance with the 
          procedure set forth in chapter 8 of this volume.
 If the agency chooses 
          to apply pay factor limits to any or all of the individual AQC lot pay 
          factors, they must be selected and applied in accordance with the 
          guidelines set forth in chapter 
          6 of this volume.
 
 
Calculation of the Overall Lot CPF. The CPF for the 
          as-constructed lot shall be computed using the agency-defined CPF 
          equation. The resulting composite lot pay factor (PF 
          COMPOSITE ) shall be used to determine the actual 
          contractor pay adjustment. If the agency chooses to apply limits 
          (minimum or maximum) to the overall lot CPF, the following shall apply 
          [the agency shall insert appropriate values into the provided 
          blanks]:
 
 
            Agency-chosen limits to the overall composite lot pay factor 
          shall be applied in accordance with the guidelines set forth in chapter 
          6 of this volume.If PF COMPOSITE is determined to be less than ______ 
            percent, the agency shall make a determination if the work can 
            remain in place. If allowed to remain in place, the agency shall 
            accept the non-specification work using an adjusted CPF of PF 
            COMPOSITE = ______ percent.
 
If PF COMPOSITE is determined to be greater than 
            ______ percent, the agency shall accept the lot using an adjusted 
            CPF of PF COMPOSITE = ______ percent. 
           
 
Adjustment of Contractor Bid Price. The total payment to 
          the contractor for the as-constructed lot shall be determined using 
          the following equation:  
 
 PAY LOT   = BID * (PF COMPOSITE 
          / 100) * LOT LENGTH 
                          
          (501-02)     where PAY LOT   = Adjusted payment paid to the 
          contractor for the as-constructed lot, $.
 BID  = 
          Contractor bid price, $/km.
 
 PF COMPOSITE   = 
          The determined Level 1 lot CPF, percent (e.g., 101 percent is 
          expressed as 101.0).
 
 LOT LENGTH   = Measured 
          actual as-constructed lot length, km.
Level 2 Pay 
        Adjustment 
 
 
          Simulation of the Target As-Designed Lot LCC. Prior to the 
          placement of any mainline PCC, the agency must determine the one LCC 
          value representing the target as-designed LCC (LCC DES ). 
          This LCC DES is determined from simulation procedures 
          (using the PaveSpec 2.0 computer software) and is based on the 
          agency-defined AQC target values (summarized in table 
          PRS-501-01). The LCC DES shall be used as the one 
          overall characteristic representing the quality of the as-designed 
          target pavement.
 
Summary of Representative Sublot AQC Sample Values. When 
          using the Level 2 pay adjustment procedure, all of the representative 
          sample values (representing each sampling location—including adjusted 
          sample values) within each sublot shall be statistically summarized 
          into specific sublot means for each AQC. (Note: These values are 
          computed in the PaveSpec 2.0 computer software.) These computed AQC 
          sublot means are used to define the quality of each respective 
          as-constructed sublot and shall be used as the basis for computed pay 
          adjustments for the as-constructed lot.
 
Simulation of the As-Constructed Lot LCC. The computed AQC 
          sublot means are used to simulate the one LCC used to represent the 
          actual as-constructed lot (LCC CON ). The respective LCC 
          CON shall be computed using the PaveSpec 2.0 computer 
          software. The LCC CON shall be used as the one overall 
          characteristic representing the quality of the actual as-constructed 
          pavement.
 
Calculation of the Overall Lot Pay Factor.The overall lot 
          pay factor for the as-constructed lot shall be computed using the 
          following equation:
 
 PF LOT   = 100 * (BID + [LCC 
            DES – LCC CON ]) / BID 
                            
            (501-03)where 
            PF LOT   =  Overall pay factor for the 
            as-constructed lot, percent. BID  =  Contractor bid price, $/km. LCC DES   =  Simulated representative 
            as-designed target lot LCC (based on target AQC lot means and 
            standard deviations), $/km. LCC CON   =  Simulated representative 
            as-constructed lot LCC (based on measured AQC sublot means), 
            $/km. The resulting overall lot pay factor (PF LOT ) shall be 
          used to determine the actual contractor pay adjustment.  If the 
          agency chooses to apply limits (minimum or maximum) to the overall lot 
          pay factor, the following shall apply  (Note: The agency shall 
          insert appropriate values into the provided blanks.): 
            If PF LOT is determined to be less than ______ 
            percent, the agency will make a determination if the work can remain 
            in place.  If allowed to remain in place, the agency shall 
            accept the non-specification work using an adjusted lot pay factor 
            of PF LOT = ______ percent. 
 
If PF LOT is determined to be greater than ______ 
            percent, the agency shall accept the lot using an adjusted lot pay 
            factor of PF LOT = ______ percent.  Agency-chosen limits to the overall lot pay factor shall be applied 
          in accordance with the guidelines outlined in chapter 
          6 of this volume. 
          Adjustment of Contractor Bid Price.  The total payment 
          to the contractor for the as-constructed lot may be determined by one 
          of the following equations:  
          PAY LOT   =  (LCC DES – LCC 
          CON ) * LOT LENGTH 
                          
          (501-04)   or 
          PAY LOT   =  BID * (PF LOT / 100) * 
          LOT LENGTH 
                          
          (501-05)   where 
          PAY LOT   =  Adjusted payment paid to the 
          contractor for the as-constructed lot, $. LCC DES   =  Simulated representative 
          as-designed target lot LCC (based on target AQC lot means and standard 
          deviations), PW$/km. LCC DES   =  Simulated representative 
          as-constructed lot LCC (based on measured AQC sublot means), 
          PW$/km. BID  =  Contractor bid price, $/km. PF LOT   =  The determined Level 2 overall pay 
          factor for the as-constructed lot, percent (e.g., 101 percent is 
          expressed as 101.0). LOT LENGTH   =  Measured actual as-constructed 
          lot length, km. 
 
        
        
          | Attachment Series A—Laboratory 
            Maturity Calibration Curves and Respective 
            Equations
 |  |  
          |  |  Attachment Series A may contain any or all of the following 
      laboratory-developed concrete strength versus maturity curves (as so 
      required by section PRS–501.04–G.1.c.i, 
      Laboratory Maturity Calibration of these PRS specifications): 
       
        Flexural strength (third-point loading) versus maturity.
Compressive strength versus maturity.
Split-tensile strength (third-point loading) versus 
        maturity.
 Each required curve is developed using the Arrhenius maturity method. 
      The resulting strength versus maturity regression equations, determined in 
      accordance with the guidelines set forth in chapter 5 of this volume, are presented in table PRS–A–1. 
        
        
          | (if applicable, insert flexural strength 
            (third-point loading) versus maturity chart 
        here) |  Figure PRS–A–1. 
      Laboratory-developed flexural strength (third-point loading) versus 
      maturity chart.   
 
        
        
          | (if applicable, insert compressive strength 
            versus maturity chart here) |  Figure PRS–A–2. 
      Laboratory-developed compressive strength versus maturity 
      chart.   
 
        
        
          | (if applicable, insert split-tensile strength 
            versus maturity chart here) |  Figure PRS–A–3. 
      Laboratory-developed split-tensile strength versus maturity 
      chart.   Table 
      PRS–A–1. Strength versus maturity regression equations(if 
      applicable).
 
        
        1Regression equations are functions of Arrhenius maturity 
      (AMAT), expressed as an Equivalent Age (hours). 
      2 Flexural (third-point loading) strengths are expressed as 
      MR. 
      3 Compressive strengths are expressed as f’c. 
      4 Split-tensile strengths are expressed as ST.
          | Maturity Curve | Regression Equation1 |  
          | Flexural Strength (third-point 
          loading)2 | MR = f(AMAT) |  
          | Compressive Strength3  | f’c = f(AMAT) |  
          | Split-Tensile Strength4 | ST = f(AMAT) |  
 
 
 
        
        
          | Attachment Series 
            B–Laboratory-Developed Inter-Strength Curves and 
            Respective Equations
 |  |  
          |  |  Attachment Series B may contain one or both of the following 
      laboratory-developed inter-strength relationship curves (as so required by 
      section PRS–501.04–G.1.c.ii, 
      Laboratory-Developed Inter-Strength Relationships of these 
      specifications):  
        Compressive strength versus flexural strength (third-point 
        loading).
Split-tensile strength versus flexural strength (third-point 
        loading).
 Inter-strength relationships are determined by conducting different 
      strength testing on specimens at the same equivalent maturities. The 
      resulting equations giving the relationships between 28-day (equivalent 
      laboratory maturity) compressive or split-tensile strength and 28-day 
      flexural strength (third-point loading), determined in accordance with the 
      guidelines set forth in chapter 5 of this volume, are presented in table 
      PRS–B–1.  
        
        
          | (if applicable, insert compressive versus 
            flexural strength [third-point loading] inter-strength chart 
            here) |  Figure PRS–B–1. 
      Laboratory-developed compressive strength versus flexural strength 
      (third-point loading) chart. Each point on the chart represents a 
      comparison of strengths at equivalent maturities. 
 
 
        
        
          | (if applicable, insert split-tensile versus 
            flexural strength [third-point loading] inter-strength chart 
            here) |  Figure PRS–B–2. 
      Laboratory-developed split-tensile strength versus flexural strength 
      (third-point loading) chart. Each point on the chart represents a 
      comparison of strengths at equivalent maturities.   Table 
      PRS–B–1. Inter-strength relationships at an equivalent laboratory maturity 
      of 28 days (if applicable). 
        
        1Compressive strengths at an equivalent laboratory maturity 
      of 28 days are expressed as 28-day f’c. 
      2Split-tensile strengths at an equivalent laboratory 
      maturity of 28 days are expressed as 28-day ST. 
      3 Flexural (third-point loading) strengths at an equivalent 
      laboratory maturity of 28 days are expressed as 28-day 
      MR.
          | 28-day Inter-Strength Relationship | Equation  |  
          | Compressive1 to Flexural 
            Strength3 | 28-day MR = f(28-day f’c) |  
          | Split-Tensile2 to Flexural 
            Strength3 | 28-day MR = f(28-day 
        ST) |  
 
 
 
        
        
          | Attachment Series C–Project-Specific Constant 
            Values |  |  
          |  |  Attachment Series C consists of a table containing all of the 
      project-specific constant values required to define the as-designed and 
      as-constructed pavements (as stated in section PRS–501.06–B, 
      As-Designed Target Pavement of these specifications). Table 
      PRS–C–1. Table of project-specific constant values. 
        
        
          | (insert table of project-specific constant values 
            here) |  
 
 
        
        
          | Attachment Series D–Level 1 Individual AQC Pay 
            Factor Charts and Equations
 |  |  
          |  |  Attachment Series D shall contain individual pay factor charts 
      (and respective pay factor equations) for all of the AQC’s chosen for 
      inclusion in these specifications under section PRS–501.04–D, 
      Included Acceptance Quality Characteristics. Each AQC pay 
      factor chart is developed in accordance with the guidelines set forth in 
      chapter 7 of this volume. The resulting pay factor 
      regression equations (developed for specific agency-selected AQC standard 
      deviations in accordance with chapter 7 of this volume) are presented in table 
      PRS–D–1.  
        
        
          | (if applicable, insert Level 1 concrete strength 
            pay factor chart here) |  Figure PRS–D–1. Level 1 
      concrete strength pay factor chart.   
 
        
        
          | (if applicable, insert Level 1 slab thickness pay 
            factor chart here) |  Figure PRS–D–2. Level 1 
      slab thickness pay factor chart.   
 
        
        
          | (if applicable, insert Level 1 entrained air 
            content pay factor chart here) |  Figure PRS–D–3. Level 1 
      entrained air content pay factor chart.   
 
        
        
          | (if applicable, insert Level 1 initial smoothness 
            pay factor chart here) |  Figure PRS–D–4. Level 1 
      initial smoothness pay factor chart.   
 
        
        
          | (if applicable, insert Level 1 percent 
            consolidation around dowels pay factor chart 
        here) |  Figure PRS–D–5. Level 1 
      percent consolidation around dowelspay factor chart.
   Table 
      PRS–D–1. Level 1 AQC pay factor regression equations (if 
      applicable). 
        
        1Specific standard deviations are chosen by the agency. 
      Regression equations are typically developed for three to five different 
      agency-chosen standard deviations for each AQC. 
      2Regression equations are 
      functions of the respective AQC measured mean.
          | Acceptance Quality Characteristic | As-Constructed Standard Deviation 
          (s)1 | Pay-Factor Regression Equation2 |  
          | Concrete Strength  | STR–s1 | PFSTR(1) = f(strength 
        mean) |  
          | ·  | ·  |  
          | ·  | ·  |  
          | ·  | ·  |  
          | STR–si | PFSTR(i) = f(strength 
        mean) |  
          | Slab Thickness | THK–s1 | PFTHK(1) = f(slab thickness mean) 
             |  
          | ·  | ·  |  
          | ·  | ·  |  
          | ·  | ·  |  
          | THK–sj | PFTHK(j) = f(slab thickness 
            mean) |  
          | Entrained Air Content | AIR–s1 | PFAIR(1) = f(entrained air content 
            mean) |  
          | ·  | ·  |  
          | ·  | ·  |  
          | ·  | ·  |  
          | AIR–sk | PFAIR(k) = f(entrained air content 
            mean) |  
          | Initial Smoothness | SM–s1 | PFSM(1) = f(initial smoothness 
            mean) |  
          | ·  | ·  |  
          | ·  | ·  |  
          | ·  | ·  |  
          | SM–sl | PFSM(l) = f(initial smoothness 
            mean) |  
          | Percent Consolidation Around Dowels | CON–s1 | PFCON(1) = f(percent consolidation 
            mean) |  
          | ·  | ·  |  
          | ·  | ·  |  
          | ·  | ·  |  
          | CON–sm | PFCON(m) = f(percent consolidation 
            mean) |  
 
 
 
        
        
          | References |  |  
          |  |  
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